Decoding by Embedding: Correct Decoding Radius and DMT Optimality

The closest vector problem (CVP) and shortest (nonzero) vector problem (SVP) are the core algorithmic problems on Euclidean lattices. They are central to the applications of lattices in many problems of communications and cryptography. Kannan's \emph{embedding technique} is a powerful technique for solving the approximate CVP, yet its remarkable practical performance is not well understood. In this paper, the embedding technique is analyzed from a \emph{bounded distance decoding} (BDD) viewpoint. We present two complementary analyses of the embedding technique: We establish a reduction from BDD to Hermite SVP (via unique SVP), which can be used along with any Hermite SVP solver (including, among others, the Lenstra, Lenstra and Lov\'asz (LLL) algorithm), and show that, in the special case of LLL, it performs at least as well as Babai's nearest plane algorithm (LLL-aided SIC). The former analysis helps to explain the folklore practical observation that unique SVP is easier than standard approximate SVP. It is proven that when the LLL algorithm is employed, the embedding technique can solve the CVP provided that the noise norm is smaller than a decoding radius $\lambda_1/(2\gamma)$, where $\lambda_1$ is the minimum distance of the lattice, and $\gamma \approx O(2^{n/4})$. This substantially improves the previously best known correct decoding bound $\gamma \approx {O}(2^{n})$. Focusing on the applications of BDD to decoding of multiple-input multiple-output (MIMO) systems, we also prove that BDD of the regularized lattice is optimal in terms of the diversity-multiplexing gain tradeoff (DMT), and propose practical variants of embedding decoding which require no knowledge of the minimum distance of the lattice and/or further improve the error performance.Comment: To appear in IEEE Transactions on Information Theor

Decoding by Sampling: A Randomized Lattice Algorithm for Bounded Distance Decoding

Despite its reduced complexity, lattice reduction-aided decoding exhibits a widening gap to maximum-likelihood (ML) performance as the dimension increases. To improve its performance, this paper presents randomized lattice decoding based on Klein's sampling technique, which is a randomized version of Babai's nearest plane algorithm (i.e., successive interference cancelation (SIC)). To find the closest lattice point, Klein's algorithm is used to sample some lattice points and the closest among those samples is chosen. Lattice reduction increases the probability of finding the closest lattice point, and only needs to be run once during pre-processing. Further, the sampling can operate very efficiently in parallel. The technical contribution of this paper is two-fold: we analyze and optimize the decoding radius of sampling decoding resulting in better error performance than Klein's original algorithm, and propose a very efficient implementation of random rounding. Of particular interest is that a fixed gain in the decoding radius compared to Babai's decoding can be achieved at polynomial complexity. The proposed decoder is useful for moderate dimensions where sphere decoding becomes computationally intensive, while lattice reduction-aided decoding starts to suffer considerable loss. Simulation results demonstrate near-ML performance is achieved by a moderate number of samples, even if the dimension is as high as 32

On the Proximity Factors of Lattice Reduction-Aided Decoding

Lattice reduction-aided decoding features reduced decoding complexity and near-optimum performance in multi-input multi-output communications. In this paper, a quantitative analysis of lattice reduction-aided decoding is presented. To this aim, the proximity factors are defined to measure the worst-case losses in distances relative to closest point search (in an infinite lattice). Upper bounds on the proximity factors are derived, which are functions of the dimension $n$ of the lattice alone. The study is then extended to the dual-basis reduction. It is found that the bounds for dual basis reduction may be smaller. Reasonably good bounds are derived in many cases. The constant bounds on proximity factors not only imply the same diversity order in fading channels, but also relate the error probabilities of (infinite) lattice decoding and lattice reduction-aided decoding.Comment: remove redundant figure

Dual-lattice ordering and partial lattice reduction for SIC-based MIMO detection

This is the author's accepted manuscript. The final published article is available from the link below. Copyright @ 2009 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other users, including reprinting/ republishing this material for advertising or promotional purposes, creating new collective works for resale or redistribution to servers or lists, or reuse of any copyrighted components of this work in other works.In this paper, we propose low-complexity lattice detection algorithms for successive interference cancelation (SIC) in multi-input multi-output (MIMO) communications. First, we present a dual-lattice view of the vertical Bell Labs Layered Space-Time (V-BLAST) detection. We show that V-BLAST ordering is equivalent to applying sorted QR decomposition to the dual basis, or equivalently, applying sorted Cholesky decomposition to the associated Gram matrix. This new view results in lower detection complexity and allows simultaneous ordering and detection. Second, we propose a partial reduction algorithm that only performs lattice reduction for the last several, weak substreams, whose implementation is also facilitated by the dual-lattice view. By tuning the block size of the partial reduction (hence the complexity), it can achieve a variable diversity order, hence offering a graceful tradeoff between performance and complexity for SIC-based MIMO detection. Numerical results are presented to compare the computational costs and to verify the achieved diversity order