Performance Analysis of Optimal Single Stream Beamforming in MIMO Dual-Hop AF Systems

This paper investigates the performance of optimal single stream beamforming schemes in multiple-input multiple-output (MIMO) dual-hop amplify-and-forward (AF) systems. Assuming channel state information is not available at the source and relay, the optimal transmit and receive beamforming vectors are computed at the destination, and the transmit beamforming vector is sent to the transmitter via a dedicated feedback link. Then, a set of new closed-form expressions for the statistical properties of the maximum eigenvalue of the resultant channel is derived, i.e., the cumulative density function (cdf), probability density function (pdf) and general moments, as well as the first order asymptotic expansion and asymptotic large dimension approximations. These analytical expressions are then applied to study three important performance metrics of the system, i.e., outage probability, average symbol error rate and ergodic capacity. In addition, more detailed treatments are provided for some important special cases, e.g., when the number of antennas at one of the nodes is one or large, simple and insightful expressions for the key parameters such as diversity order and array gain of the system are derived. With the analytical results, the joint impact of source, relay and destination antenna numbers on the system performance is addressed, and the performance of optimal beamforming schemes and orthogonal space-time block-coding (OSTBC) schemes are compared. Results reveal that the number of antennas at the relay has a great impact on how the numbers of antennas at the source and destination contribute to the system performance, and optimal beamforming not only achieves the same maximum diversity order as OSTBC, but also provides significant power gains over OSTBC.Comment: to appear in IEEE Journal on Selected Areas in Communications special issue on Theories and Methods for Advanced Wireless Relay

Secure Beamforming for MIMO Two-Way Communications with an Untrusted Relay

This paper studies the secure beamforming design in a multiple-antenna three-node system where two source nodes exchange messages with the help of an untrusted relay node. The relay acts as both an essential signal forwarder and a potential eavesdropper. Both two-phase and three-phase two-way relay strategies are considered. Our goal is to jointly optimize the source and relay beamformers for maximizing the secrecy sum rate of the two-way communications. We first derive the optimal relay beamformer structures. Then, iterative algorithms are proposed to find source and relay beamformers jointly based on alternating optimization. Furthermore, we conduct asymptotic analysis on the maximum secrecy sum-rate. Our analysis shows that when all transmit powers approach infinity, the two-phase two-way relay scheme achieves the maximum secrecy sum rate if the source beamformers are designed such that the received signals at the relay align in the same direction. This reveals an important advantage of signal alignment technique in against eavesdropping. It is also shown that if the source powers approach zero the three-phase scheme performs the best while the two-phase scheme is even worse than direct transmission. Simulation results have verified the efficiency of the secure beamforming algorithms as well as the analytical findings.Comment: 10 figures, Submitted to IEEE Transactions on Signal Processin

Throughput Analysis and Optimization of Wireless-Powered Multiple Antenna Full-Duplex Relay Systems

We consider a full-duplex (FD) decode-and-forward system in which the time-switching protocol is employed by the multi-antenna relay to receive energy from the source and transmit information to the destination. The instantaneous throughput is maximized by optimizing receive and transmit beamformers at the relay and the time-split parameter. We study both optimum and suboptimum schemes. The reformulated problem in the optimum scheme achieves closed-form solutions in terms of transmit beamformer for some scenarios. In other scenarios, the optimization problem is formulated as a semi-definite relaxation problem and a rank-one optimum solution is always guaranteed. In the suboptimum schemes, the beamformers are obtained using maximum ratio combining, zero-forcing, and maximum ratio transmission. When beamformers have closed-form solutions, the achievable instantaneous and delay-constrained throughput are analytically characterized. Our results reveal that, beamforming increases both the energy harvesting and loop interference suppression capabilities at the FD relay. Moreover, simulation results demonstrate that the choice of the linear processing scheme as well as the time-split plays a critical role in determining the FD gains.Comment: Accepted for publication in IEEE Transactions on Communication