A Generalization of the {\L}o\'s-Tarski Preservation Theorem over Classes of Finite Structures

We investigate a generalization of the {\L}o\'s-Tarski preservation theorem via the semantic notion of \emph{preservation under substructures modulo $k$-sized cores}. It was shown earlier that over arbitrary structures, this semantic notion for first-order logic corresponds to definability by $\exists^k\forall^*$ sentences. In this paper, we identify two properties of classes of finite structures that ensure the above correspondence. The first is based on well-quasi-ordering under the embedding relation. The second is a logic-based combinatorial property that strictly generalizes the first. We show that starting with classes satisfying any of these properties, the classes obtained by applying operations like disjoint union, cartesian and tensor products, or by forming words and trees over the classes, inherit the same property. As a fallout, we obtain interesting classes of structures over which an effective version of the {\L}o\'s-Tarski theorem holds.Comment: 28 pages, 1 figur

Bounded repairability for regular tree languages

We study the problem of bounded repairability of a given restriction tree language R into a target tree language T. More precisely, we say that R is bounded repairable w.r.t. T if there exists a bound on the number of standard tree editing operations necessary to apply to any tree in R in order to obtain a tree in T. We consider a number of possible specifications for tree languages: bottom-up tree automata (on curry encoding of unranked trees) that capture the class of XML Schemas and DTDs. We also consider a special case when the restriction language R is universal, i.e., contains all trees over a given alphabet. We give an effective characterization of bounded repairability between pairs of tree languages represented with automata. This characterization introduces two tools, synopsis trees and a coverage relation between them, allowing one to reason about tree languages that undergo a bounded number of editing operations. We then employ this characterization to provide upper bounds to the complexity of deciding bounded repairability and we show that these bounds are tight. In particular, when the input tree languages are specified with arbitrary bottom-up automata, the problem is coNEXPTIME-complete. The problem remains coNEXPTIME-complete even if we use deterministic non-recursive DTDs to specify the input languages. The complexity of the problem can be reduced if we assume that the alphabet, the set of node labels, is fixed: the problem becomes PSPACE-complete for non-recursive DTDs and coNP-complete for deterministic non-recursive DTDs. Finally, when the restriction tree language R is universal, we show that the bounded repairability problem becomes EXPTIME-complete if the target language is specified by an arbitrary bottom-up tree automaton and becomes tractable (PTIME-complete, in fact) when a deterministic bottom-up automaton is used

Succinct Representations of Permutations and Functions

We investigate the problem of succinctly representing an arbitrary permutation, \pi, on {0,...,n-1} so that \pi^k(i) can be computed quickly for any i and any (positive or negative) integer power k. A representation taking (1+\epsilon) n lg n + O(1) bits suffices to compute arbitrary powers in constant time, for any positive constant \epsilon <= 1. A representation taking the optimal \ceil{\lg n!} + o(n) bits can be used to compute arbitrary powers in O(lg n / lg lg n) time. We then consider the more general problem of succinctly representing an arbitrary function, f: [n] \rightarrow [n] so that f^k(i) can be computed quickly for any i and any integer power k. We give a representation that takes (1+\epsilon) n lg n + O(1) bits, for any positive constant \epsilon <= 1, and computes arbitrary positive powers in constant time. It can also be used to compute f^k(i), for any negative integer k, in optimal O(1+|f^k(i)|) time. We place emphasis on the redundancy, or the space beyond the information-theoretic lower bound that the data structure uses in order to support operations efficiently. A number of lower bounds have recently been shown on the redundancy of data structures. These lower bounds confirm the space-time optimality of some of our solutions. Furthermore, the redundancy of one of our structures "surpasses" a recent lower bound by Golynski [Golynski, SODA 2009], thus demonstrating the limitations of this lower bound.Comment: Preliminary versions of these results have appeared in the Proceedings of ICALP 2003 and 2004. However, all results in this version are improved over the earlier conference versio

Smooth heaps and a dual view of self-adjusting data structures

We present a new connection between self-adjusting binary search trees (BSTs) and heaps, two fundamental, extensively studied, and practically relevant families of data structures. Roughly speaking, we map an arbitrary heap algorithm within a natural model, to a corresponding BST algorithm with the same cost on a dual sequence of operations (i.e. the same sequence with the roles of time and key-space switched). This is the first general transformation between the two families of data structures. There is a rich theory of dynamic optimality for BSTs (i.e. the theory of competitiveness between BST algorithms). The lack of an analogous theory for heaps has been noted in the literature. Through our connection, we transfer all instance-specific lower bounds known for BSTs to a general model of heaps, initiating a theory of dynamic optimality for heaps. On the algorithmic side, we obtain a new, simple and efficient heap algorithm, which we call the smooth heap. We show the smooth heap to be the heap-counterpart of Greedy, the BST algorithm with the strongest proven and conjectured properties from the literature, widely believed to be instance-optimal. Assuming the optimality of Greedy, the smooth heap is also optimal within our model of heap algorithms. As corollaries of results known for Greedy, we obtain instance-specific upper bounds for the smooth heap, with applications in adaptive sorting. Intriguingly, the smooth heap, although derived from a non-practical BST algorithm, is simple and easy to implement (e.g. it stores no auxiliary data besides the keys and tree pointers). It can be seen as a variation on the popular pairing heap data structure, extending it with a "power-of-two-choices" type of heuristic.Comment: Presented at STOC 2018, light revision, additional figure