Zero-Delay Rate Distortion via Filtering for Vector-Valued Gaussian Sources

We deal with zero-delay source coding of a vector-valued Gauss-Markov source subject to a mean-squared error (MSE) fidelity criterion characterized by the operational zero-delay vector-valued Gaussian rate distortion function (RDF). We address this problem by considering the nonanticipative RDF (NRDF) which is a lower bound to the causal optimal performance theoretically attainable (OPTA) function and operational zero-delay RDF. We recall the realization that corresponds to the optimal "test-channel" of the Gaussian NRDF, when considering a vector Gauss-Markov source subject to a MSE distortion in the finite time horizon. Then, we introduce sufficient conditions to show existence of solution for this problem in the infinite time horizon. For the asymptotic regime, we use the asymptotic characterization of the Gaussian NRDF to provide a new equivalent realization scheme with feedback which is characterized by a resource allocation (reverse-waterfilling) problem across the dimension of the vector source. We leverage the new realization to derive a predictive coding scheme via lattice quantization with subtractive dither and joint memoryless entropy coding. This coding scheme offers an upper bound to the operational zero-delay vector-valued Gaussian RDF. When we use scalar quantization, then for "r" active dimensions of the vector Gauss-Markov source the gap between the obtained lower and theoretical upper bounds is less than or equal to 0.254r + 1 bits/vector. We further show that it is possible when we use vector quantization, and assume infinite dimensional Gauss-Markov sources to make the previous gap to be negligible, i.e., Gaussian NRDF approximates the operational zero-delay Gaussian RDF. We also extend our results to vector-valued Gaussian sources of any finite memory under mild conditions. Our theoretical framework is demonstrated with illustrative numerical experiments.Comment: 32 pages, 9 figures, published in IEEE Journal of Selected Topics in Signal Processin

A Novel Rate Control Algorithm for Onboard Predictive Coding of Multispectral and Hyperspectral Images

Predictive coding is attractive for compression onboard of spacecrafts thanks to its low computational complexity, modest memory requirements and the ability to accurately control quality on a pixel-by-pixel basis. Traditionally, predictive compression focused on the lossless and near-lossless modes of operation where the maximum error can be bounded but the rate of the compressed image is variable. Rate control is considered a challenging problem for predictive encoders due to the dependencies between quantization and prediction in the feedback loop, and the lack of a signal representation that packs the signal's energy into few coefficients. In this paper, we show that it is possible to design a rate control scheme intended for onboard implementation. In particular, we propose a general framework to select quantizers in each spatial and spectral region of an image so as to achieve the desired target rate while minimizing distortion. The rate control algorithm allows to achieve lossy, near-lossless compression, and any in-between type of compression, e.g., lossy compression with a near-lossless constraint. While this framework is independent of the specific predictor used, in order to show its performance, in this paper we tailor it to the predictor adopted by the CCSDS-123 lossless compression standard, obtaining an extension that allows to perform lossless, near-lossless and lossy compression in a single package. We show that the rate controller has excellent performance in terms of accuracy in the output rate, rate-distortion characteristics and is extremely competitive with respect to state-of-the-art transform coding

Iterative greedy algorithm for solving the FIR paraunitary approximation problem

In this paper, a method for approximating a multi-input multi-output (MIMO) transfer function by a causal finite-impulse response (FIR) paraunitary (PU) system in a weighted least-squares sense is presented. Using a complete parameterization of FIR PU systems in terms of Householder-like building blocks, an iterative algorithm is proposed that is greedy in the sense that the observed mean-squared error at each iteration is guaranteed to not increase. For certain design problems in which there is a phase-type ambiguity in the desired response, which is formally defined in the paper, a phase feedback modification is proposed in which the phase of the FIR approximant is fed back to the desired response. With this modification in effect, it is shown that the resulting iterative algorithm not only still remains greedy, but also offers a better magnitude-type fit to the desired response. Simulation results show the usefulness and versatility of the proposed algorithm with respect to the design of principal component filter bank (PCFB)-like filter banks and the FIR PU interpolation problem. Concerning the PCFB design problem, it is shown that as the McMillan degree of the FIR PU approximant increases, the resulting filter bank behaves more and more like the infinite-order PCFB, consistent with intuition. In particular, this PCFB-like behavior is shown in terms of filter response shape, multiresolution, coding gain, noise reduction with zeroth-order Wiener filtering in the subbands, and power minimization for discrete multitone (DMT)-type transmultiplexers

Generalized Triangular Decomposition in Transform Coding

A general family of optimal transform coders (TCs) is introduced here based on the generalized triangular decomposition (GTD) developed by Jiang This family includes the Karhunen-Loeve transform (KLT) and the generalized version of the prediction-based lower triangular transform (PLT) introduced by Phoong and Lin as special cases. The coding gain of the entire family, with optimal bit allocation, is equal to that of the KLT and the PLT. Even though the original PLT introduced by Phoong is not applicable for vectors that are not blocked versions of scalar wide sense stationary processes, the GTD-based family includes members that are natural extensions of the PLT, and therefore also enjoy the so-called MINLAB structure of the PLT, which has the unit noise-gain property. Other special cases of the GTD-TC are the geometric mean decomposition (GMD) and the bidiagonal decomposition (BID) transform coders. The GMD-TC in particular has the property that the optimum bit allocation is a uniform allocation; this is because all its transform domain coefficients have the same variance, implying thereby that the dynamic ranges of the coefficients to be quantized are identical

Improved Upper Bounds to the Causal Quadratic Rate-Distortion Function for Gaussian Stationary Sources

We improve the existing achievable rate regions for causal and for zero-delay source coding of stationary Gaussian sources under an average mean squared error (MSE) distortion measure. To begin with, we find a closed-form expression for the information-theoretic causal rate-distortion function (RDF) under such distortion measure, denoted by $R_{c}^{it}(D)$, for first-order Gauss-Markov processes. Rc^{it}(D) is a lower bound to the optimal performance theoretically attainable (OPTA) by any causal source code, namely Rc^{op}(D). We show that, for Gaussian sources, the latter can also be upper bounded as Rc^{op}(D)\leq Rc^{it}(D) + 0.5 log_{2}(2\pi e) bits/sample. In order to analyze $R_{c}^{it}(D)$ for arbitrary zero-mean Gaussian stationary sources, we introduce \bar{Rc^{it}}(D), the information-theoretic causal RDF when the reconstruction error is jointly stationary with the source. Based upon \bar{Rc^{it}}(D), we derive three closed-form upper bounds to the additive rate loss defined as \bar{Rc^{it}}(D) - R(D), where R(D) denotes Shannon's RDF. Two of these bounds are strictly smaller than 0.5 bits/sample at all rates. These bounds differ from one another in their tightness and ease of evaluation; the tighter the bound, the more involved its evaluation. We then show that, for any source spectral density and any positive distortion D\leq \sigma_{x}^{2}, \bar{Rc^{it}}(D) can be realized by an AWGN channel surrounded by a unique set of causal pre-, post-, and feedback filters. We show that finding such filters constitutes a convex optimization problem. In order to solve the latter, we propose an iterative optimization procedure that yields the optimal filters and is guaranteed to converge to \bar{Rc^{it}}(D). Finally, by establishing a connection to feedback quantization we design a causal and a zero-delay coding scheme which, for Gaussian sources, achieves...Comment: 47 pages, revised version submitted to IEEE Trans. Information Theor

Robust Causal Transform Coding for LQG Systems with Delay Loss in Communications

A networked controlled system (NCS) in which the plant communicates to the controller over a channel with random delay loss is considered. The channel model is motivated by recent development of tree codes for NCS, which effectively translates an erasure channel to one with random delay. A causal transform coding scheme is presented which exploits the plant state memory for efficient communications (compression) and provides robustness to channel delay loss. In this setting, we analyze the performance of linear quadratic Gaussian (LQG) closed-loop systems and the design of the optimal controller. The design of the transform code for LQG systems is posed as a channel optimized source coding problem of minimizing a weighted mean squared error over the channel. The solution is characterized in two steps of obtaining the optimized causal encoding and decoding transforms and rate allocation across a set of transform coding quantizers. Numerical and simulation results for Gauss-Markov sources and an LQG system demonstrate the effectiveness of the proposed schemes.Comment: 6 pages, 4 figures, American Control Conference, Boston, USA, 201