MmWave Massive MIMO Based Wireless Backhaul for 5G Ultra-Dense Network

Ultra-dense network (UDN) has been considered as a promising candidate for future 5G network to meet the explosive data demand. To realize UDN, a reliable, Gigahertz bandwidth, and cost-effective backhaul connecting ultra-dense small-cell base stations (BSs) and macro-cell BS is prerequisite. Millimeter-wave (mmWave) can provide the potential Gbps traffic for wireless backhaul. Moreover, mmWave can be easily integrated with massive MIMO for the improved link reliability. In this article, we discuss the feasibility of mmWave massive MIMO based wireless backhaul for 5G UDN, and the benefits and challenges are also addressed. Especially, we propose a digitally-controlled phase-shifter network (DPSN) based hybrid precoding/combining scheme for mmWave massive MIMO, whereby the low-rank property of mmWave massive MIMO channel matrix is leveraged to reduce the required cost and complexity of transceiver with a negligible performance loss. One key feature of the proposed scheme is that the macro-cell BS can simultaneously support multiple small-cell BSs with multiple streams for each smallcell BS, which is essentially different from conventional hybrid precoding/combining schemes typically limited to single-user MIMO with multiple streams or multi-user MIMO with single stream for each user. Based on the proposed scheme, we further explore the fundamental issues of developing mmWave massive MIMO for wireless backhaul, and the associated challenges, insight, and prospect to enable the mmWave massive MIMO based wireless backhaul for 5G UDN are discussed.Comment: This paper has been accepted by IEEE Wireless Communications Magazine. This paper is related to 5G, ultra-dense network (UDN), millimeter waves (mmWave) fronthaul/backhaul, massive MIMO, sparsity/low-rank property of mmWave massive MIMO channels, sparse channel estimation, compressive sensing (CS), hybrid digital/analog precoding/combining, and hybrid beamforming. http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=730653

Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

Hybrid Beamforming via the Kronecker Decomposition for the Millimeter-Wave Massive MIMO Systems

Despite its promising performance gain, the realization of mmWave massive MIMO still faces several practical challenges. In particular, implementing massive MIMO in the digital domain requires hundreds of RF chains matching the number of antennas. Furthermore, designing these components to operate at the mmWave frequencies is challenging and costly. These motivated the recent development of hybrid-beamforming where MIMO processing is divided for separate implementation in the analog and digital domains, called the analog and digital beamforming, respectively. Analog beamforming using a phase array introduces uni-modulus constraints on the beamforming coefficients, rendering the conventional MIMO techniques unsuitable and call for new designs. In this paper, we present a systematic design framework for hybrid beamforming for multi-cell multiuser massive MIMO systems over mmWave channels characterized by sparse propagation paths. The framework relies on the decomposition of analog beamforming vectors and path observation vectors into Kronecker products of factors being uni-modulus vectors. Exploiting properties of Kronecker mixed products, different factors of the analog beamformer are designed for either nulling interference paths or coherently combining data paths. Furthermore, a channel estimation scheme is designed for enabling the proposed hybrid beamforming. The scheme estimates the AoA of data and interference paths by analog beam scanning and data-path gains by analog beam steering. The performance of the channel estimation scheme is analyzed. In particular, the AoA spectrum resulting from beam scanning, which displays the magnitude distribution of paths over the AoA range, is derived in closed-form. It is shown that the inter-cell interference level diminishes inversely with the array size, the square root of pilot sequence length and the spatial separation between paths.Comment: Submitted to IEEE JSAC Special Issue on Millimeter Wave Communications for Future Mobile Networks, minor revisio

Low-Complexity Multi-User MIMO Algorithms for mmWave WLANs

Very high throughput and high-efficiency wireless local area networks (WLANs) have become essential for today's significant global Internet traffic and the expected significant global increase of public WiFi hotspots. Total Internet traffic is predicted to expand 3.7-fold from 2017 to 2022. In 2017, 53% of overall Internet traffic used by WiFi networks, and that number is expected to increase to 56.8% by 2022. Furthermore, 80% of overall Internet traffic is expected to be video traffic by 2022, up from 70% in 2017. WiFi networks are also expected to move towards denser deployment scenarios, such as stadiums, large office buildings, and airports, with very high data rate applications, such as ultra-high definition video wireless streaming. Thus, in order to meet the predicted growth of wireless traffic and the number of WiFi networks in the world, an efficient Internet access solution is required for the current IEEE 802.11 standards. Millimeter wave (mmWave) communication technology is expected to play a crucial role in future wireless networks with large user populations because of the large spectrum band it can provide. To further improve spectrum efficiency over mmWave bands in WLANs with large numbers of users, the IEEE 802.11ay standard was developed from the traditional IEEE 802.11ad standard, aiming to support multi-user MIMO. Propagation challenges associated with mmWave bands necessitate the use of analog beamforming (BF) technologies that employ directional transmissions to determine the optimal sector beam between a transmitter and a receiver. However, the multi-user MIMO is not exploited, since analog BF is limited to a single-user, single-transmission. The computational complexity of achieving traditional multi-user MIMO BF methods, such as full digital BF, in the mmWave systems becomes significant due to the hardware constraints. Our research focuses on how to effectively and efficiently realize multi-user MIMO transmission to improve spectrum efficiency over the IEEE 802.11ay mmWave band system while also resolving the computational complexity challenges for achieving a multi-user MIMO in mmWave systems. This thesis focuses on MAC protocol algorithms and analysis of the IEEE 802.11ay mmWave WLANs to provide multi-user MIMO support in various scenarios to improve the spectrum efficiency and system throughput. Specifically, from a downlink single-hop scenario perspective, a VG algorithm is proposed to schedule simultaneous downlink transmission links while mitigating the multi-user interference with no additional computational complexity. From a downlink multi-hop scenario perspective, a low-complexity MHVG algorithm is conducted to realize simultaneous transmissions and improve the network performance by taking advantage of the spatial reuse in a dense network. The proposed MHVG algorithm permits simultaneous links scheduling and mitigates both the multi-user interference and co-channel interference based only on analog BF information, without the necessity for feedback overhead, such as channel state information (CSI). From an uplink scenario perspective, a low-complexity user selection algorithm, HBF-VG, incorporates user selection with the HBF algorithm to achieve simultaneous uplink transmissions for IEEE 802.11ay mmWave WLANs. With the HBF-VG algorithm, the users can be selected based on an orthogonality criterion instead of collecting CSI from all potential users. We optimize the digital BF to mitigate the residual interference among selected users. Extensive analytical and simulation evaluations are provided to validate the performance of the proposed algorithms with respect to average throughput per time slot, average network throughput, average sum-rate, energy efficiency, signal-to-interference-plus-noise ratio (SINR), and spatial multiplexing gain

Técnicas de gestão de feixe de onda para sistemas Massive MIMO nas redes 5G NR

The use of Millimeter wave (mmWave) spectrum frequencies is seen as a key enabler technology for the future wireless communication systems to overcome the bandwidth shortage of the sub 6GHz microwave spectrum band, enabling high speed data transmissions in the 5G/6G systems. Nevertheless, mmWave propagation characteristics are associated to significant free-path losses and many more attenuations that become even more harsher as the frequency increases, rendering the communication challenging at this frequencies. To overcome these distinct disadvantages, multiple antenna arrays are employed to allow beamforming techniques for the transmission of narrower concentrated beams in more precise directions and less interference levels between them, consequently improving the link budget. Thus, to constantly assure that the communication with each device is done using the beam pair that allows the best possible connectivity, a set of Beam Management control procedures is necessary to assure an efficient beamformed connection establishment and its continuous maintenance between the device and the network. This dissertation will address the description of the Initial Beam Establishment (IBE) BM procedure, focusing the selection of the most suitable transmit-receive beam pair available after completed beam sweeping techniques to measure the different power levels of the received signal. The main goal is to design a new 3GPP-standard compliant beam pair selection algorithm based on SSS angle estimation (BSAE), that makes use of multiple Synchronization Signal Blocks (SSBs) to maximize the Reference Signal Received Power (RSRP) value at the receiver, through the selected beam pair. This optimization is done using the Secondary Synchronization Signals (SSSs) present in each SSB to perform channel estimation in the digital domain (comprising the effects of the analog processing). Afterwards, the combination of those estimations were used to perform the equivalent channel propagation matrix estimation without the analog processing effects. Finally, through the channel propagation matrix, the angle that maximizes the RSRP was determined to compute the most suitable beam through the aggregated response vector. The obtained results show that the proposed algorithm achieves better performance levels compared to a conventional beam pair selection algorithm. Furthermore, a comparison with an optimal case is also done, i.e., the situation where the channel is known, and the optimal beam pair angle can be determined. Therefore, the similar performance results compared to the optimal case indicates that the proposed algorithm is interesting for practical 5G mmWave mMIMO implementations, according to 3GPP-compliant standards.O uso de frequências na banda das ondas milimétricas é visto como uma tecnologia chave para os futuros sistemas de comunicação móveis, tendo em vista a ultrapassar o problema da escassez de banda a sub-6 GHz, e por permitir as elevadas taxas de dados requeridas para sistemas 5G/6G. Contudo, a propagação deste tipo de ondas está associado a perdas acentuadas em espaço livre e várias atenuações que se tornam cada vez mais significativas com o aumento do valor da frequência, impondo obstáculos à comunicação. Para ultrapassar estas adversidades, agregados constituídos por múltiplos elementos de antena são implementados por forma a permitir técnicas de formação de feixe e possibilitar a transmissão de feixes mais estreitos e altamente direcionais, diminuindo os níveis de interferência e melhorando consequentemente o link budget. Deste modo, para assegurar constantemente que a comunicação efetuada em cada dispositivo ocorre utilizando o conjunto de feixes que proporciona o melhor nível de conectividade, é então necessário um conjunto de procedimentos de controlo de gestão de feixe, assegurando um estabelecimento eficiente da comunicação e a sua contínua manutenção entre um dispositivo e a rede. Esta dissertação descreve o procedimento de gestão de feixe conhecido como estabelecimento inicial de feixe, focando o processo de seleção do melhor par de feixe de transmissão-receção disponível após o uso de técnicas de varrimento de feixe por fim a efetuar medições dos diferentes níveis de potência do sinal recebido. O principal objetivo passa pela conceção de um novo algoritmo de estabelecimento de par de feixes baseado em estimações de ângulo (BSAE), que explora o uso de múltiplos SSBs definidos pelo 3GPP, por forma a maximizar o RSRP no recetor, através do feixe selecionado. Esta otimização é feita usando os sinais de sincronização secundários (SSSs) presentes em cada SSB para efetuar uma estimação de canal no domínio digital (que contém o efeito do processamento analógico). Depois, combinando essas estimações, foi feita uma estimação da matriz do canal de propagação, sem o efeito desse processamento analógico. Finalmente, através da matriz do canal de propagação, foi determinado o ângulo que maximiza o RSRP, e calculado o feixe através do vetor de resposta do agregado. Os resultados obtidos demonstram que o algoritmo proposto atinge melhor desempenho quando comparado com o algoritmo convencional de seleção de par de feixes. Foi feita ainda uma comparação com o caso ótimo, isto é, com o caso em que se conhece completamente o canal e se obtém um ângulo ótimo. Os resultados obtidos pelo algoritmo proposto foram muito próximos do caso ótimo, pelo que é bastante interessante para sistemas práticos 5G mmWave mMIMO, que estejam de acordo com o padrão 3GPP.Mestrado em Engenharia Eletrónica e Telecomunicaçõe