A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI

For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state of the art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: hybrid beam forming and digital beam forming with low resolution Analog to Digital Converters (ADCs). In this work we compare the spectral and energy efficiency of both systems under practical system constraints. We consider the effects of channel estimation, transmitter impairments and multiple simultaneous users. Our power consumption model considers components reported in literature at 60 GHz. In contrast to many other works we also consider the correlation of the quantization error, and generalize the modeling of it to non-uniform quantizers and different quantizers at each antenna. The result shows that as the SNR gets larger the ADC resolution achieving the optimal energy efficiency gets also larger. The energy efficiency peaks for 5 bit resolution at high SNR, since due to other limiting factors the achievable rate almost saturates at this resolution. We also show that in the multi-user scenario digital beamforming is in any case more energy efficient than hybrid beamforming. In addition we show that if different ADC resolutions are used we can achieve any desired trade-offs between power consumption and rate close to those achieved with only one ADC resolution.Comment: Submitted to JSTSP. arXiv admin note: text overlap with arXiv:1610.0290

Hardware Impairments Aware Transceiver Design for Bidirectional Full-Duplex MIMO OFDM Systems

In this paper we address the linear precoding and decoding design problem for a bidirectional orthogonal frequencydivision multiplexing (OFDM) communication system, between two multiple-input multiple-output (MIMO) full-duplex (FD) nodes. The effects of hardware distortion as well as the channel state information error are taken into account. In the first step, we transform the available time-domain characterization of the hardware distortions for FD MIMO transceivers to the frequency domain, via a linear Fourier transformation. As a result, the explicit impact of hardware inaccuracies on the residual selfinterference (RSI) and inter-carrier leakage (ICL) is formulated in relation to the intended transmit/received signals. Afterwards, linear precoding and decoding designs are proposed to enhance the system performance following the minimum-mean-squarederror (MMSE) and sum rate maximization strategies, assuming the availability of perfect or erroneous CSI. The proposed designs are based on the application of alternating optimization over the system parameters, leading to a necessary convergence. Numerical results indicate that the application of a distortionaware design is essential for a system with a high hardware distortion, or for a system with a low thermal noise variance.Comment: Submitted to IEEE for publicatio

Massive MU-MIMO-OFDM Uplink with Hardware Impairments: Modeling and Analysis

We study the impact of hardware impairments at the base station (BS) of an orthogonal frequency-division multiplexing (OFDM)-based massive multiuser (MU) multiple-input multiple-output (MIMO) uplink system. We leverage Bussgang's theorem to develop accurate models for the distortions caused by nonlinear low-noise amplifiers, local oscillators with phase noise, and oversampling finite-resolution analog-to-digital converters. By combining the individual effects of these hardware models, we obtain a composite model for the BS-side distortion caused by nonideal hardware that takes into account its inherent correlation in time, frequency, and across antennas. We use this composite model to analyze the impact of BS-side hardware impairments on the performance of realistic massive MU-MIMO-OFDM uplink systems

Linear Precoding with Low-Resolution DACs for Massive MU-MIMO-OFDM Downlink

We consider the downlink of a massive multiuser (MU) multiple-input multiple-output (MIMO) system in which the base station (BS) is equipped with low-resolution digital-to-analog converters (DACs). In contrast to most existing results, we assume that the system operates over a frequency-selective wideband channel and uses orthogonal frequency division multiplexing (OFDM) to simplify equalization at the user equipments (UEs). Furthermore, we consider the practically relevant case of oversampling DACs. We theoretically analyze the uncoded bit error rate (BER) performance with linear precoders (e.g., zero forcing) and quadrature phase-shift keying using Bussgang's theorem. We also develop a lower bound on the information-theoretic sum-rate throughput achievable with Gaussian inputs, which can be evaluated in closed form for the case of 1-bit DACs. For the case of multi-bit DACs, we derive approximate, yet accurate, expressions for the distortion caused by low-precision DACs, which can be used to establish lower bounds on the corresponding sum-rate throughput. Our results demonstrate that, for a massive MU-MIMO-OFDM system with a 128-antenna BS serving 16 UEs, only 3--4 DAC bits are required to achieve an uncoded BER of 10^-4 with a negligible performance loss compared to the infinite-resolution case at the cost of additional out-of-band emissions. Furthermore, our results highlight the importance of taking into account the inherent spatial and temporal correlations caused by low-precision DACs

Performance and Compensation of I/Q Imbalance in Differential STBC-OFDM

Differential space time block coding (STBC) achieves full spatial diversity and avoids channel estimation overhead. Over highly frequency-selective channels, STBC is integrated with orthogonal frequency division multiplexing (OFDM) to achieve high performance. However, low-cost implementation of differential STBC-OFDM using direct-conversion transceivers is sensitive to In-phase/Quadrature-phase imbalance (IQI). In this paper, we quantify the performance impact of IQI at the receiver front-end on differential STBC-OFDM systems and propose a compensation algorithm to mitigate its effect. The proposed receiver IQI compensation works in an adaptive decision-directed manner without using known pilots or training sequences, which reduces the rate loss due to training overhead. Our numerical results show that our proposed compensation algorithm can effectively mitigate receive IQI in differential STBC-OFDM.Comment: 7 pages, 2 figures, IEEE GLOBECOM 201