Distributed Multicell Beamforming Design Approaching Pareto Boundary with Max-Min Fairness

This paper addresses coordinated downlink beamforming optimization in multicell time-division duplex (TDD) systems where a small number of parameters are exchanged between cells but with no data sharing. With the goal to reach the point on the Pareto boundary with max-min rate fairness, we first develop a two-step centralized optimization algorithm to design the joint beamforming vectors. This algorithm can achieve a further sum-rate improvement over the max-min optimal performance, and is shown to guarantee max-min Pareto optimality for scenarios with two base stations (BSs) each serving a single user. To realize a distributed solution with limited intercell communication, we then propose an iterative algorithm by exploiting an approximate uplink-downlink duality, in which only a small number of positive scalars are shared between cells in each iteration. Simulation results show that the proposed distributed solution achieves a fairness rate performance close to the centralized algorithm while it has a better sum-rate performance, and demonstrates a better tradeoff between sum-rate and fairness than the Nash Bargaining solution especially at high signal-to-noise ratio.Comment: 8 figures. To Appear in IEEE Trans. Wireless Communications, 201

Mathematical optimization and game theoretic techniques for multicell beamforming

The main challenge in mobile wireless communications is the incompatibility between limited wireless resources and increasing demand on wireless services. The employment of frequency reuse technique has effectively increased the capacity of the network and improved the efficiency of frequency utilization. However, with the emergence of smart phones and even more data hungry applications such as interactive multimedia, higher data rate is demanded by mobile users. On the other hand, the interference induced by spectrum sharing arrangement has severely degraded the quality of service for users and restricted further reduction of cell size and enhancement of frequency reuse factor. Beamforming technique has great potential to improve the network performance. With the employment of multiple antennas, a base station is capable of directionally transmitting signals to desired users through narrow beams rather than omnidirectional waves. This will result users suffer less interference from the signals transmitted to other co-channel users. In addition, with the combination of beamforming technique and appropriate power control schemes, the resources of the wireless networks can be used more efficiently. In this thesis, mathematical optimization and game theoretic techniques have been exploited for beamforming designs within the context of multicell wireless networks. Both the coordinated beamforming and the coalitional game theoretic based beamforming techniques have been proposed. Initially, coordinated multicell beamforming algorithms for mixed design criteria have been developed, in which some users are allowed to achieve target signal-to-interference- plus-noise ratios (SINRs) while the SINRs of rest of the users in all cells will be balanced to a maximum achievable SINR. An SINR balancing based coordinated multicell beamforming algorithm has then been proposed which is capable of balancing users in different cells to different SINR levels. Finally, a coalitional game based multicell beamforming has been considered, in which the proposed coalition formation algorithm can reach to stable coalition structures. The performances of all the proposed algorithms have been demonstrated using MATLAB based simulations

Joint Beamforming and Power Control in Coordinated Multicell: Max-Min Duality, Effective Network and Large System Transition

This paper studies joint beamforming and power control in a coordinated multicell downlink system that serves multiple users per cell to maximize the minimum weighted signal-to-interference-plus-noise ratio. The optimal solution and distributed algorithm with geometrically fast convergence rate are derived by employing the nonlinear Perron-Frobenius theory and the multicell network duality. The iterative algorithm, though operating in a distributed manner, still requires instantaneous power update within the coordinated cluster through the backhaul. The backhaul information exchange and message passing may become prohibitive with increasing number of transmit antennas and increasing number of users. In order to derive asymptotically optimal solution, random matrix theory is leveraged to design a distributed algorithm that only requires statistical information. The advantage of our approach is that there is no instantaneous power update through backhaul. Moreover, by using nonlinear Perron-Frobenius theory and random matrix theory, an effective primal network and an effective dual network are proposed to characterize and interpret the asymptotic solution.Comment: Some typos in the version publised in the IEEE Transactions on Wireless Communications are correcte

Coordinated Multicasting with Opportunistic User Selection in Multicell Wireless Systems

Physical layer multicasting with opportunistic user selection (OUS) is examined for multicell multi-antenna wireless systems. By adopting a two-layer encoding scheme, a rate-adaptive channel code is applied in each fading block to enable successful decoding by a chosen subset of users (which varies over different blocks) and an application layer erasure code is employed across multiple blocks to ensure that every user is able to recover the message after decoding successfully in a sufficient number of blocks. The transmit signal and code-rate in each block determine opportunistically the subset of users that are able to successfully decode and can be chosen to maximize the long-term multicast efficiency. The employment of OUS not only helps avoid rate-limitations caused by the user with the worst channel, but also helps coordinate interference among different cells and multicast groups. In this work, efficient algorithms are proposed for the design of the transmit covariance matrices, the physical layer code-rates, and the target user subsets in each block. In the single group scenario, the system parameters are determined by maximizing the group-rate, defined as the physical layer code-rate times the fraction of users that can successfully decode in each block. In the multi-group scenario, the system parameters are determined by considering a group-rate balancing optimization problem, which is solved by a successive convex approximation (SCA) approach. To further reduce the feedback overhead, we also consider the case where only part of the users feed back their channel vectors in each block and propose a design based on the balancing of the expected group-rates. In addition to SCA, a sample average approximation technique is also introduced to handle the probabilistic terms arising in this problem. The effectiveness of the proposed schemes is demonstrated by computer simulations.Comment: Accepted by IEEE Transactions on Signal Processin

Optimization techniques for reliable data communication in multi-antenna wireless systems

This thesis looks at new methods of achieving reliable data communication in wireless communication systems using different antenna transmission optimization methods. In particular, the problems of exploitation of MIMO communication channel diversity, secure downlink beamforming techniques, adaptive beamforming techniques, resource allocation methods, simultaneous power and information transfer and energy harvesting within the context of multi-antenna wireless systems are addressed