Event-Driven Optimal Feedback Control for Multi-Antenna Beamforming

Transmit beamforming is a simple multi-antenna technique for increasing throughput and the transmission range of a wireless communication system. The required feedback of channel state information (CSI) can potentially result in excessive overhead especially for high mobility or many antennas. This work concerns efficient feedback for transmit beamforming and establishes a new approach of controlling feedback for maximizing net throughput, defined as throughput minus average feedback cost. The feedback controller using a stationary policy turns CSI feedback on/off according to the system state that comprises the channel state and transmit beamformer. Assuming channel isotropy and Markovity, the controller's state reduces to two scalars. This allows the optimal control policy to be efficiently computed using dynamic programming. Consider the perfect feedback channel free of error, where each feedback instant pays a fixed price. The corresponding optimal feedback control policy is proved to be of the threshold type. This result holds regardless of whether the controller's state space is discretized or continuous. Under the threshold-type policy, feedback is performed whenever a state variable indicating the accuracy of transmit CSI is below a threshold, which varies with channel power. The practical finite-rate feedback channel is also considered. The optimal policy for quantized feedback is proved to be also of the threshold type. The effect of CSI quantization is shown to be equivalent to an increment on the feedback price. Moreover, the increment is upper bounded by the expected logarithm of one minus the quantization error. Finally, simulation shows that feedback control increases net throughput of the conventional periodic feedback by up to 0.5 bit/s/Hz without requiring additional bandwidth or antennas.Comment: 29 pages; submitted for publicatio

Space Division Multiple Access with a Sum Feedback Rate Constraint

On a multi-antenna broadcast channel, simultaneous transmission to multiple users by joint beamforming and scheduling is capable of achieving high throughput, which grows double logarithmically with the number of users. The sum rate for channel state information (CSI) feedback, however, increases linearly with the number of users, reducing the effective uplink capacity. To address this problem, a novel space division multiple access (SDMA) design is proposed, where the sum feedback rate is upper-bounded by a constant. This design consists of algorithms for CSI quantization, threshold based CSI feedback, and joint beamforming and scheduling. The key feature of the proposed approach is the use of feedback thresholds to select feedback users with large channel gains and small CSI quantization errors such that the sum feedback rate constraint is satisfied. Despite this constraint, the proposed SDMA design is shown to achieve a sum capacity growth rate close to the optimal one. Moreover, the feedback overflow probability for this design is found to decrease exponentially with the difference between the allowable and the average sum feedback rates. Numerical results show that the proposed SDMA design is capable of attaining higher sum capacities than existing ones, even though the sum feedback rate is bounded.Comment: 29 pages; submitted to IEEE Transactions on Signal Processin

Performance of Orthogonal Beamforming for SDMA with Limited Feedback

On the multi-antenna broadcast channel, the spatial degrees of freedom support simultaneous transmission to multiple users. The optimal multiuser transmission, known as dirty paper coding, is not directly realizable. Moreover, close-to-optimal solutions such as Tomlinson-Harashima precoding are sensitive to CSI inaccuracy. This paper considers a more practical design called per user unitary and rate control (PU2RC), which has been proposed for emerging cellular standards. PU2RC supports multiuser simultaneous transmission, enables limited feedback, and is capable of exploiting multiuser diversity. Its key feature is an orthogonal beamforming (or precoding) constraint, where each user selects a beamformer (or precoder) from a codebook of multiple orthonormal bases. In this paper, the asymptotic throughput scaling laws for PU2RC with a large user pool are derived for different regimes of the signal-to-noise ratio (SNR). In the multiuser-interference-limited regime, the throughput of PU2RC is shown to scale logarithmically with the number of users. In the normal SNR and noise-limited regimes, the throughput is found to scale double logarithmically with the number of users and also linearly with the number of antennas at the base station. In addition, numerical results show that PU2RC achieves higher throughput and is more robust against CSI quantization errors than the popular alternative of zero-forcing beamforming if the number of users is sufficiently large.Comment: 27 pages; to appear in IEEE Transactions on Vehicular Technolog

Multi-User Diversity vs. Accurate Channel State Information in MIMO Downlink Channels

In a multiple transmit antenna, single antenna per receiver downlink channel with limited channel state feedback, we consider the following question: given a constraint on the total system-wide feedback load, is it preferable to get low-rate/coarse channel feedback from a large number of receivers or high-rate/high-quality feedback from a smaller number of receivers? Acquiring feedback from many receivers allows multi-user diversity to be exploited, while high-rate feedback allows for very precise selection of beamforming directions. We show that there is a strong preference for obtaining high-quality feedback, and that obtaining near-perfect channel information from as many receivers as possible provides a significantly larger sum rate than collecting a few feedback bits from a large number of users.Comment: Submitted to IEEE Transactions on Communications, July 200

Feedback Allocation For OFDMA Systems With Slow Frequency-domain Scheduling

We study the problem of allocating limited feedback resources across multiple users in an orthogonal-frequency-division-multiple-access downlink system with slow frequency-domain scheduling. Many flavors of slow frequency-domain scheduling (e.g., persistent scheduling, semi-persistent scheduling), that adapt user-sub-band assignments on a slower time-scale, are being considered in standards such as 3GPP Long-Term Evolution. In this paper, we develop a feedback allocation algorithm that operates in conjunction with any arbitrary slow frequency-domain scheduler with the goal of improving the throughput of the system. Given a user-sub-band assignment chosen by the scheduler, the feedback allocation algorithm involves solving a weighted sum-rate maximization at each (slow) scheduling instant. We first develop an optimal dynamic-programming-based algorithm to solve the feedback allocation problem with pseudo-polynomial complexity in the number of users and in the total feedback bit budget. We then propose two approximation algorithms with complexity further reduced, for scenarios where the problem exhibits additional structure.Comment: Accepted to IEEE Transactions on Signal Processin