Data retrieval in MIMO systems and the effects of correlation on the channel capacity

Multiple-input multiple-output (MIMO) antenna design as used in communication is today, easily the most important field in the wireless field; as capacities of data are increased based on the inherent capability of the technology, without an increase in spectrum bandwidth.This thesis analyses the ways through which data sent over some channel from a number of transmitters are recovered at the intended receivers; Maximum likelihood (ML) and Zero-forcing (ZF), are used for the data decoding; how effective these retrieval processes are and the imminent effects of correlation on the bit error rates as variants of signal to noise ratio, on the retrieved data capacities of the MIMO channels created, are all examined.This is simply very important as wireless systems continue to impact on lives globally.To drive the point home, the MIMO technology as it relates to this thesis is explicitly dissected to attempt a sound understanding of its modus operandi

Antenna selection and performance analysis of MIMO spatial multiplexing systems

Multiple-input multiple-output spatial multiplexing (MIMO-SM) systems offer an essential benefit referred to as spatial multiplexing gain. Two important signal reception techniques for MIMO-SM systems are the zero-forcing (ZF) and ordered successive interference cancellation (OSIC) as, for example, in the case of the decision-feedback detector (DFD). This thesis studies the communication and signal processing aspects of MIMO-SM. We first investigate the bit error rate (BER) performance of the ZF receiver over transmit correlated Ricean flat-fading channels. In particular, for a MIMO channel with M transmit and N receive antennas, we derive an approximation for the average BER of each sub-stream. A closed-form expression for the optimal transmit correlation coefficient, which achieves the maximum capacity (i.e., uncorrelated case) of two-input two-output spatial multiplexing (TITO-SM) systems, is presented. We further propose an antenna selection (AS) approach for the DFD over independent Rayleigh flat-fading channels. The selected transmit antennas are those that maximize both the post-processing signal-to-noise ratio (SNR) at the receiver end, and the system capacity. An upper bound on the outage probability for the AS approach is derived. It is shown that the AS approach achieves a performance comparable to optimal capacity-based selection based on exhaustive search, but at a lower complexity. Finally, we investigate a cross-layer transmit AS approach for the DFD over spatially correlated Ricean flat-fading channels. The selected transmit antennas are those that maximize the link layer throughput of correlated MIMO channels. A closed-form expression for the system throughput with perfect channel estimation is first derived. We further analyze the system performance with pilot-aided channel estimation. In that, we derive a closed-form expression for the post-detection signal-to-noise-plus-interference ratio (SNIR) of each transmitted substream, conditioned on the estimated channels. The derived SNIR is then used to evaluate the overall system throughput. It is observed that the cross-layer AS approach always assigns the transmission to the antenna combination which sees better channel conditions, resulting in a substantial improvement over the optimal capacity-based AS approach. Considering a training-based channel estimation technique, we compare the performance of the proposed cross-layer AS with that of optimal capacity-based AS when employed with a training-based channel estimation. Our results show that the latter is more robust to imperfect channel estimation. However, in all cases, the cross-layer AS delivers higher throughput gains than the capacity-based A

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Fundamental Limits in Correlated Fading MIMO Broadcast Channels: Benefits of Transmit Correlation Diversity

We investigate asymptotic capacity limits of the Gaussian MIMO broadcast channel (BC) with spatially correlated fading to understand when and how much transmit correlation helps the capacity. By imposing a structure on channel covariances (equivalently, transmit correlations at the transmitter side) of users, also referred to as \emph{transmit correlation diversity}, the impact of transmit correlation on the power gain of MIMO BCs is characterized in several regimes of system parameters, with a particular interest in the large-scale array (or massive MIMO) regime. Taking the cost for downlink training into account, we provide asymptotic capacity bounds of multiuser MIMO downlink systems to see how transmit correlation diversity affects the system multiplexing gain. We make use of the notion of joint spatial division and multiplexing (JSDM) to derive the capacity bounds. It is advocated in this paper that transmit correlation diversity may be of use to significantly increase multiplexing gain as well as power gain in multiuser MIMO systems. In particular, the new type of diversity in wireless communications is shown to improve the system multiplexing gain up to by a factor of the number of degrees of such diversity. Finally, performance limits of conventional large-scale MIMO systems not exploiting transmit correlation are also characterized.Comment: 29 pages, 8 figure

Revisiting the Complex Correlation in a MIMO System

It is commonly believed that a complex correlation of up to 0.5 in magnitude is negligible for multiple-input multiple-output (MIMO) performances and that the correlation affects the diversity gain or throughput only via its magnitude. In this work, we show that when the number of antenna ports is larger than two, the phase of the correlation coefficient affects the diversity gain and that even small correlation can severely degrade the throughput performance of MIMO systems with full spatial multiplexing and no diversity gain. We assume maximum ratio combining (MRC) to investigate the correlation effect on diversity gain and zero-forcing (ZF) equalizer to study the correlation effect on the MIMO throughput

High capacity multiuser multiantenna communication techniques

One of the main issues involved in the development of future wireless communication systems is the multiple access technique used to efficiently share the available spectrum among users. In rich multipath environment, spatial dimension can be exploited to meet the increasing number of users and their demands without consuming extra bandwidth and power. Therefore, it is utilized in the multiple-input multiple-output (MIMO) technology to increase the spectral efficiency significantly. However, multiuser MIMO (MU-MIMO) systems are still challenging to be widely adopted in next generation standards. In this thesis, new techniques are proposed to increase the channel and user capacity and improve the error performance of MU-MIMO over Rayleigh fading channel environment. For realistic system design and performance evaluation, channel correlation is considered as one of the main channel impurities due its severe influence on capacity and reliability. Two simple methods called generalized successive coloring technique (GSCT) and generalized iterative coloring technique (GICT) are proposed for accurate generation of correlated Rayleigh fading channels (CRFC). They are designed to overcome the shortcomings of existing methods by avoiding factorization of desired covariance matrix of the Gaussian samples. The superiority of these techniques is demonstrated by extensive simulations of different practical system scenarios. To mitigate the effects of channel correlations, a novel constellation constrained MU-MIMO (CC-MU-MIMO) scheme is proposed using transmit signal design and maximum likelihood joint detection (MLJD) at the receiver. It is designed to maximize the channel capacity and error performance based on principles of maximizing the minimum Euclidean distance (dmin) of composite received signals. Two signal design methods named as unequal power allocation (UPA) and rotation constellation (RC) are utilized to resolve the detection ambiguity caused by correlation. Extensive analysis and simulations demonstrate the effectiveness of considered scheme compared with conventional MU-MIMO. Furthermore, significant gain in SNR is achieved particularly in moderate to high correlations which have direct impact to maintain high user capacity. A new efficient receive antenna selection (RAS) technique referred to as phase difference based selection (PDBS) is proposed for single and multiuser MIMO systems to maximize the capacity over CRFC. It utilizes the received signal constellation to select the subset of antennas with highest (dmin) constellations due to its direct impact on the capacity and BER performance. A low complexity algorithm is designed by employing the Euclidean norm of channel matrix rows with their corresponding phase differences. Capacity analysis and simulation results show that PDBS outperforms norm based selection (NBS) and near to optimal selection (OS) for all correlation and SNR values. This technique provides fast RAS to capture most of the gains promised by multiantenna systems over different channel conditions. Finally, novel group layered MU-MIMO (GL-MU-MIMO) scheme is introduced to exploit the available spectrum for higher user capacity with affordable complexity. It takes the advantages of spatial difference among users and power control at base station to increase the number of users beyond the available number of RF chains. It is achieved by dividing the users into two groups according to their received power, high power group (HPG) and low power group (LPG). Different configurations of low complexity group layered multiuser detection (GL-MUD) and group power allocation ratio (η) are utilized to provide a valuable tradeoff between complexity and overall system performance. Furthermore, RAS diversity is incorporated by using NBS and a new selection algorithm called HPG-PDBS to increase the channel capacity and enhance the error performance. Extensive analysis and simulations demonstrate the superiority of proposed scheme compared with conventional MU-MIMO. By using appropriate value of (η), it shows higher sum rate capacity and substantial increase in the user capacity up to two-fold at target BER and SNR values

Técnicas de pré-codificação para sistemas multicelulares coordenados

Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido crescimento e uma solução promissora para controlar a interferência entre células em sistemas celulares, melhorando a equidade do sistema e aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced sob o conceito de coordenação multiponto (COMP). Existem várias abordagens sobre coordenação multicélula, dependendo da quantidade e do tipo de informação partilhada pelas estações base, através da rede de suporte (backhaul network), e do local onde essa informação é processada, i.e., numa unidade de processamento central ou de uma forma distribuída em cada estação base. Nesta tese, são propostas técnicas de pré-codificação e alocação de potência considerando várias estratégias: centralizada, todo o processamento é feito na unidade de processamento central; semidistribuída, neste caso apenas parte do processamento é executado na unidade de processamento central, nomeadamente a potência alocada a cada utilizador servido por cada estação base; e distribuída em que o processamento é feito localmente em cada estação base. Os esquemas propostos são projectados em duas fases: primeiro são propostas soluções de pré-codificação para mitigar ou eliminar a interferência entre células, de seguida o sistema é melhorado através do desenvolvimento de vários esquemas de alocação de potência. São propostas três esquemas de alocação de potência centralizada condicionada a cada estação base e com diferentes relações entre desempenho e complexidade. São também derivados esquemas de alocação distribuídos, assumindo que um sistema multicelular pode ser visto como a sobreposição de vários sistemas com uma única célula. Com base neste conceito foi definido uma taxa de erro média virtual para cada um desses sistemas de célula única que compõem o sistema multicelular, permitindo assim projectar esquemas de alocação de potência completamente distribuídos. Todos os esquemas propostos foram avaliados em cenários realistas, bastante próximos dos considerados no LTE. Os resultados mostram que os esquemas propostos são eficientes a remover a interferência entre células e que o desempenho das técnicas de alocação de potência propostas é claramente superior ao caso de não alocação de potência. O desempenho dos sistemas completamente distribuídos é inferior aos baseados num processamento centralizado, mas em contrapartida podem ser usados em sistemas em que a rede de suporte não permita a troca de grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems to mitigate inter-cell interference, improving system fairness and increasing capacity and thus is already under study in LTE-A under the coordinated multipoint (CoMP) concept. There are several coordinated transmission approaches depending on the amount of information shared by the transmitters through the backhaul network and where the processing takes place i.e. in a central processing unit or in a distributed way on each base station. In this thesis, we propose joint precoding and power allocation techniques considering different strategies: Full-centralized, where all the processing takes place at the central unit; Semi-distributed, in this case only some process related with power allocation is done at the central unit; and Fulldistributed, where all the processing is done locally at each base station. The methods are designed in two phases: first the inter-cell interference is removed by applying a set of centralized or distributed precoding vectors; then the system is further optimized by centralized or distributed power allocation schemes. Three centralized power allocation algorithms with per-BS power constraint and different complexity tradeoffs are proposed. Also distributed power allocation schemes are proposed by considering the multicell system as superposition of single cell systems, where we define the average virtual bit error rate (BER) of interference-free single cell system, allowing us to compute the power allocation coefficients in a distributed manner at each BS. All proposed schemes are evaluated in realistic scenarios considering LTE specifications. The numerical evaluations show that the proposed schemes are efficient in removing inter-cell interference and improve system performance comparing to equal power allocation. Furthermore, fulldistributed schemes can be used when the amounts of information to be exchanged over the backhaul is restricted, although system performance is slightly degraded from semi-distributed and full-centralized schemes, but the complexity is considerably lower. Besides that for high degrees of freedom distributed schemes show similar behaviour to centralized ones