Energy Efficiency in MIMO Underlay and Overlay Device-to-Device Communications and Cognitive Radio Systems

This paper addresses the problem of resource allocation for systems in which a primary and a secondary link share the available spectrum by an underlay or overlay approach. After observing that such a scenario models both cognitive radio and D2D communications, we formulate the problem as the maximization of the secondary energy efficiency subject to a minimum rate requirement for the primary user. This leads to challenging non-convex, fractional problems. In the underlay scenario, we obtain the global solution by means of a suitable reformulation. In the overlay scenario, two algorithms are proposed. The first one yields a resource allocation fulfilling the first-order optimality conditions of the resource allocation problem, by solving a sequence of easier fractional problems. The second one enjoys a weaker optimality claim, but an even lower computational complexity. Numerical results demonstrate the merits of the proposed algorithms both in terms of energy-efficient performance and complexity, also showing that the two proposed algorithms for the overlay scenario perform very similarly, despite the different complexity.Comment: to appear in IEEE Transactions on Signal Processin

Relay assisted device-to-device communication with channel uncertainty

The gains of direct communication between user equipment in a network may not be fully realised due to the separation between the user equipment and due to the fading that the channel between these user equipment experiences. In order to fully realise the gains that direct (device-to-device) communication promises, idle user equipment can be exploited to serve as relays to enforce device-to-device communication. The availability of potential relay user equipment creates a problem: a way to select the relay user equipment. Moreover, unlike infrastructure relays, user equipment are carried around by people and these users are self-interested. Thus the problem of relay selection goes beyond choosing which device to assist in relayed communication but catering for user self-interest. Another problem in wireless communication is the unavailability of perfect channel state information. This reality creates uncertainty in the channel and so in designing selection algorithms, channel uncertainty awareness needs to be a consideration. Therefore the work in this thesis considers the design of relay user equipment selection algorithms that are not only device centric but that are relay user equipment centric. Furthermore, the designed algorithms are channel uncertainty aware. Firstly, a stable matching based relay user equipment selection algorithm is put forward for underlay device-to-device communication. A channel uncertainty aware approach is proposed to cater to imperfect channel state information at the devices. The algorithm is combined with a rate based mode selection algorithm. Next, to cater to the queue state at the relay user equipment, a cross-layer selection algorithm is proposed for a twoway decode and forward relay set up. The algorithm proposed employs deterministic uncertainty constraint in the interference channel, solving the selection algorithm in a heuristic fashion. Then a cluster head selection algorithm is proposed for device-to-device group communication constrained by channel uncertainty in the interference channel. The formulated rate maximization problem is solved for deterministic and probabilistic constraint scenarios, and the problem extended to a multiple-input single-out scenario for which robust beamforming was designed. Finally, relay utility and social distance based selection algorithms are proposed for full duplex decode and forward device-to-device communication set up. A worst-case approach is proposed for a full channel uncertainty scenario. The results from computer simulations indicate that the proposed algorithms offer spectral efficiency, fairness and energy efficiency gains. The results also showed clearly the deterioration in the performance of networks when perfect channel state information is assumed

Dynamic Spectrum Sharing in Cognitive Radio and Device-to-Device Systems

abstract: Cognitive radio (CR) and device-to-device (D2D) systems are two promising dynamic spectrum access schemes in wireless communication systems to provide improved quality-of-service, and efficient spectrum utilization. This dissertation shows that both CR and D2D systems benefit from properly designed cooperation scheme. In underlay CR systems, where secondary users (SUs) transmit simultaneously with primary users (PUs), reliable communication is by all means guaranteed for PUs, which likely deteriorates SUs’ performance. To overcome this issue, cooperation exclusively among SUs is achieved through multi-user diversity (MUD), where each SU is subject to an instantaneous interference constraint at the primary receiver. Therefore, the active number of SUs satisfying this constraint is random. Under different user distributions with the same mean number of SUs, the stochastic ordering of SU performance metrics including bit error rate (BER), outage probability, and ergodic capacity are made possible even without observing closed form expressions. Furthermore, a cooperation is assumed between primary and secondary networks, where those SUs exceeding the interference constraint facilitate PU’s transmission by relaying its signal. A fundamental performance trade-off between primary and secondary networks is observed, and it is illustrated that the proposed scheme outperforms non-cooperative underlay CR systems in the sense of system overall BER and sum achievable rate. Similar to conventional cellular networks, CR systems suffer from an overloaded receiver having to manage signals from a large number of users. To address this issue, D2D communications has been proposed, where direct transmission links are established between users in close proximity to offload the system traffic. Several new cooperative spectrum access policies are proposed allowing coexistence of multiple D2D pairs in order to improve the spectral efficiency. Despite the additional interference, it is shown that both the cellular user’s (CU) and the individual D2D user's achievable rates can be improved simultaneously when the number of D2D pairs is below a certain threshold, resulting in a significant multiplexing gain in the sense of D2D sum rate. This threshold is quantified for different policies using second order approximations for the average achievable rates for both the CU and the individual D2D user.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201