Turbo Decoding and Detection for Wireless Applications

A historical perspective of turbo coding and turbo transceivers inspired by the generic turbo principles is provided, as it evolved from Shannon’s visionary predictions. More specifically, we commence by discussing the turbo principles, which have been shown to be capable of performing close to Shannon’s capacity limit. We continue by reviewing the classic maximum a posteriori probability decoder. These discussions are followed by studying the effect of a range of system parameters in a systematic fashion, in order to gauge their performance ramifications. In the second part of this treatise, we focus our attention on the family of iterative receivers designed for wireless communication systems, which were partly inspired by the invention of turbo codes. More specifically, the family of iteratively detected joint coding and modulation schemes, turbo equalization, concatenated spacetime and channel coding arrangements, as well as multi-user detection and three-stage multimedia systems are highlighted

Transmission strategies for broadband wireless systems with MMSE turbo equalization

This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von effizienten Übertragungs-konzepten für drahtlose, breitbandige Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von senderseitigen Algorithmen, die durch Ausnutzung von Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein- und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input Multiple-Output (MIMO)) verbessern. Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz für Verfahren zur Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang werden zwei neue Empfängerkonzepte, die eine Steigerung der Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA SC-MMSE eine interne Entscheidungsrückführung, so dass zur Unterdrückung von Interferenzen neben den a priori Informationen der Kanaldekodierung auch weiche Entscheidungen der vorherigen Detektions-schritte berücksichtigt werden. Durch die zusätzlich interne Entscheidungsrückführung erzielt der PDA SC-MMSE einen wesentlichen Gewinn an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen. Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion. Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen Korrelationen zeigen eindrucksvoll die Überlegenheit des hybriden SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger. Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird eine einfache Berechnungsvorschrift zur Vorhersage der Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit des iterativen Systems. Im dritten und abschließenden Teil werden Strategien zur Raten- und Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung der instantanen Summendatenrate unter der Berücksichtigung der Konvergenz des iterativen Empfängers für einen Zweinutzerkanal mit fester Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke für die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke wird ein einfacher Algorithmus entwickelt, der für jeden Nutzer aus einer Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems verbessert. Neben der instantanen Ratenzuweisung wird auch ein ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die Auswahl der Kanalcodes für die Nutzer unter Berücksichtigung der Einhaltung einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene Maßnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers optimiert, den konventionellen Verfahren zur Leistungszuweisung überlegen ist

Asymptotic Performance of Linear Receivers in MIMO Fading Channels

Linear receivers are an attractive low-complexity alternative to optimal processing for multi-antenna MIMO communications. In this paper we characterize the information-theoretic performance of MIMO linear receivers in two different asymptotic regimes. For fixed number of antennas, we investigate the limit of error probability in the high-SNR regime in terms of the Diversity-Multiplexing Tradeoff (DMT). Following this, we characterize the error probability for fixed SNR in the regime of large (but finite) number of antennas. As far as the DMT is concerned, we report a negative result: we show that both linear Zero-Forcing (ZF) and linear Minimum Mean-Square Error (MMSE) receivers achieve the same DMT, which is largely suboptimal even in the case where outer coding and decoding is performed across the antennas. We also provide an approximate quantitative analysis of the markedly different behavior of the MMSE and ZF receivers at finite rate and non-asymptotic SNR, and show that while the ZF receiver achieves poor diversity at any finite rate, the MMSE receiver error curve slope flattens out progressively, as the coding rate increases. When SNR is fixed and the number of antennas becomes large, we show that the mutual information at the output of a MMSE or ZF linear receiver has fluctuations that converge in distribution to a Gaussian random variable, whose mean and variance can be characterized in closed form. This analysis extends to the linear receiver case a well-known result previously obtained for the optimal receiver. Simulations reveal that the asymptotic analysis captures accurately the outage behavior of systems even with a moderate number of antennas.Comment: 48 pages, Submitted to IEEE Transactions on Information Theor

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Exploiting Diversity in Broadband Wireless Relay Networks

Fading is one of the most fundamental impairments to wireless communications. The standard approach to combating fading is by adding redundancy - or diversity - to help increase coverage and transmission speed. Motivated by the results in multiple-input multiple-output technologies, which are usually used at base stations or access points, cooperation commutation has been proposed to improve the performance of wireless networks which consist of low-cost single antenna devices. While the majority of the research in cooperative communication focuses on flat fading for its simplicity and easy analysis, in practice the underlying channels in broadband wireless communication systems such as cellular systems (UMTS/LTE) are more likely to exhibit frequency selective fading. In this dissertation, we consider a frequency selective fading channel model and explore distributed diversity techniques in broadband wireless relay networks, with consideration to practical issues such as channel estimation and complexity-performance tradeoffs. We first study a system model with one source, one destination and multiple decode-and-forward (DF) relays which share a single channel orthogonal to the source. We derive the diversity-multiplexing tradeoff (DMT) for several relaying strategies: best relay selection, random relay selection, and the case when all decoding relays participate. The best relay selection method selects the relay in the decoding set with the largest sum-squared relay-to-destination channel coefficients. This scheme can achieve the optimal DMT of the system at the expense of higher complexity, compared to the other two relaying strategies which do not always exploit the spatial diversity offered by the relays. Different from flat fading, we find special cases when the three relaying strategies have the same DMT. We further present a transceiver design and prove it can achieve the optimal DMT asymptotically. Monte Carlo simulations are presented to corroborate the theoretical analysis. We provide a detailed performance comparison of the three relaying strategies in channels encountered in practice. The work has been extended to systems with multiple amplify-and-forward relays. We propose two relay selection schemes with maximum likelihood sequential estimator and linear zero- forcing equalization at the destination respectively and both schemes can asymptotically achieve the optimal DMT. We next extend the results in the two-hop network, as previously studied, to multi-hop networks. In particular, we consider the routing problem in clustered multi-hop DF relay networks since clustered multi-hop wireless networks have attracted significant attention for their robustness to fading, hierarchical structure, and ability to exploit the broadcast nature of the wireless channel. We propose an opportunistic routing (or relay selection) algorithm for such networks. In contrast to the majority of existing approaches to routing in clustered networks, our algorithm only requires channel state information in the final hop, which is shown to be essential for reaping the diversity offered by the channel. In addition to exploiting the available diversity, our simple cross-layer algorithm has the flexibility to satisfy an additional routing objective such as maximization of network lifetime. We demonstrate through analysis and simulation that our proposed routing algorithm attains full diversity under certain conditions on the cluster sizes, and its diversity is equal to the diversity of more complicated approaches that require full channel state information. The final part of this dissertation considers channel estimation in relay networks. Channel state information is vital for exploiting diversity in cooperative networks. The existing literature on cooperative channel estimation assumes that block lengths are long and that channel estimation takes place within a fading block. However, if the forwarding delay needs to be reduced, short block lengths are preferred, and adaptive estimation through multiple blocks is required. In particular, we consider estimating the relay-to-destination channel in DF relay systems for which the presence of forwarded information is probabilistic since it is unknown whether the relay participates in the forwarding phase. A detector is used so that the update of the least mean square channel estimate is made only when the detector decides the presence of training data. We use the generalized likelihood ratio test and focus on the detector threshold for deciding whether the training sequence is present. We also propose a heuristic objective function which leads to a proper threshold to improve the convergence speed and reduce the estimation error. Extensive numerical results show the superior performance of using this threshold as opposed to fixed thresholds