Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Outage Constrained Robust Secure Transmission for MISO Wiretap Channels

In this paper we consider the robust secure beamformer design for MISO wiretap channels. Assume that the eavesdroppers' channels are only partially available at the transmitter, we seek to maximize the secrecy rate under the transmit power and secrecy rate outage probability constraint. The outage probability constraint requires that the secrecy rate exceeds certain threshold with high probability. Therefore including such constraint in the design naturally ensures the desired robustness. Unfortunately, the presence of the probabilistic constraints makes the problem non-convex and hence difficult to solve. In this paper, we investigate the outage probability constrained secrecy rate maximization problem using a novel two-step approach. Under a wide range of uncertainty models, our developed algorithms can obtain high-quality solutions, sometimes even exact global solutions, for the robust secure beamformer design problem. Simulation results are presented to verify the effectiveness and robustness of the proposed algorithms

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Secure Satellite Communication Systems Design with Individual Secrecy Rate Constraints

In this paper, we study multibeam satellite secure communication through physical (PHY) layer security techniques, i.e., joint power control and beamforming. By first assuming that the Channel State Information (CSI) is available and the beamforming weights are fixed, a novel secure satellite system design is investigated to minimize the transmit power with individual secrecy rate constraints. An iterative algorithm is proposed to obtain an optimized power allocation strategy. Moreover, sub-optimal beamforming weights are obtained by completely eliminating the co-channel interference and nulling the eavesdroppers' signal simultaneously. In order to obtain jointly optimized power allocation and beamforming strategy in some practical cases, e.g., with certain estimation errors of the CSI, we further evaluate the impact of the eavesdropper's CSI on the secure multibeam satellite system design. The convergence of the iterative algorithm is proven under justifiable assumptions. The performance is evaluated by taking into account the impact of the number of antenna elements, number of beams, individual secrecy rate requirement, and CSI. The proposed novel secure multibeam satellite system design can achieve optimized power allocation to ensure the minimum individual secrecy rate requirement. The results show that the joint beamforming scheme is more favorable than fixed beamforming scheme, especially in the cases of a larger number of satellite antenna elements and higher secrecy rate requirement. Finally, we compare the results under the current satellite air-interface in DVB-S2 and the results under Gaussian inputs.Comment: 34 pages, 10 figures, 1 table, submitted to "Transactions on Information Forensics and Security

Secrecy Sum-Rates with Regularized Channel Inversion Precoding under Imperfect CSI at the Transmitter

In this paper, we study the performance of regularized channel inversion precoding in MISO broadcast channels with confidential messages under imperfect channel state information at the transmitter (CSIT). We obtain an approximation for the achievable secrecy sum-rate which is almost surely exact as the number of transmit antennas and the number of users grow to infinity in a fixed ratio. Simulations prove this anaylsis accurate even for finite-size systems. For FDD systems, we determine how the CSIT error must scale with the SNR, and we derive the number of feedback bits required to ensure a constant high-SNR rate gap to the case with perfect CSIT. For TDD systems, we study the optimum amount of channel training that maximizes the high-SNR secrecy sum-rate.Comment: IEEE International Conference on Acoustics, Speech, and Signal Processing (ICASSP), May 2013. arXiv admin note: text overlap with arXiv:1304.585

Exploiting Amplitude Control in Intelligent Reflecting Surface Aided Wireless Communication with Imperfect CSI

Intelligent reflecting surface (IRS) is a promising new paradigm to achieve high spectral and energy efficiency for future wireless networks by reconfiguring the wireless signal propagation via passive reflection. To reap the potential gains of IRS, channel state information (CSI) is essential, whereas channel estimation errors are inevitable in practice due to limited channel training resources. In this paper, in order to optimize the performance of IRS-aided multiuser systems with imperfect CSI, we propose to jointly design the active transmit precoding at the access point (AP) and passive reflection coefficients of IRS, each consisting of not only the conventional phase shift and also the newly exploited amplitude variation. First, the achievable rate of each user is derived assuming a practical IRS channel estimation method, which shows that the interference due to CSI errors is intricately related to the AP transmit precoders, the channel training power and the IRS reflection coefficients during both channel training and data transmission. Then, for the single-user case, by combining the benefits of the penalty method, Dinkelbach method and block successive upper-bound minimization (BSUM) method, a new penalized Dinkelbach-BSUM algorithm is proposed to optimize the IRS reflection coefficients for maximizing the achievable data transmission rate subjected to CSI errors; while for the multiuser case, a new penalty dual decomposition (PDD)-based algorithm is proposed to maximize the users' weighted sum-rate. Simulation results are presented to validate the effectiveness of our proposed algorithms as compared to benchmark schemes. In particular, useful insights are drawn to characterize the effect of IRS reflection amplitude control (with/without the conventional phase shift) on the system performance under imperfect CSI.Comment: 15 pages, 10 figures, accepted by IEEE Transactions on Communication

Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure