An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

Energy Harvesting Wireless Communications: A Review of Recent Advances

This article summarizes recent contributions in the broad area of energy harvesting wireless communications. In particular, we provide the current state of the art for wireless networks composed of energy harvesting nodes, starting from the information-theoretic performance limits to transmission scheduling policies and resource allocation, medium access and networking issues. The emerging related area of energy transfer for self-sustaining energy harvesting wireless networks is considered in detail covering both energy cooperation aspects and simultaneous energy and information transfer. Various potential models with energy harvesting nodes at different network scales are reviewed as well as models for energy consumption at the nodes.Comment: To appear in the IEEE Journal of Selected Areas in Communications (Special Issue: Wireless Communications Powered by Energy Harvesting and Wireless Energy Transfer

An Overview of Physical Layer Security with Finite Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and discuss some open problems and directions for future research

Resource allocation for 5G technologies under statistical queueing constraints

As the launch of fifth generation (5G) wireless networks is approaching, recent years have witnessed comprehensive discussions about a possible 5G standard. Many transmission scenarios and technologies have been proposed and initial over-the-air experimental trials have been conducted. Most of the existing literature studies on 5G technologies have mainly focused on the physical layer parameters and quality of service (QoS) requirements, e.g., achievable data rates. However, the demand for delay-sensitive data traffic over wireless networks has increased exponentially in the recent years, and is expected to further increase by the time of 5G. Therefore, other constraints at the data-link layer concerning the buffer overflow and delay violation probabilities should also be regarded. It follows that evaluating the performance of the 5G technologies when such constraints are considered is a timely task. Motivated by this fact, in this thesis we explore the performance of three promising 5G technologies when operating under certain QoS at the data-link layer. We follow a cross-layer approach to examine the interplay between the physical and data-link layers when statistical QoS constraints are inflicted in the form of limits on the delay violation and buffer overflow probabilities. Noting that wireless systems, generally, have limited physical resources, in this thesis we mainly target designing adaptive resource allocation schemes to maximize the system performance under such QoS constraints. We initially investigate the throughput and energy efficiency of a general class of multiple-input multiple-output (MIMO) systems with arbitrary inputs. As a cross-layer evaluation tool, we employ the effective capacity as the main performance metric, which is the maximum constant data arrival rate at a buffer that can be sustained by the channel service process under specified QoS constraints. We obtain the optimal input covariance matrix that maximizes the effective capacity under a short-term average power budget. Then, we perform an asymptotic analysis of the effective capacity in the low signal-to-noise ratio and large-scale antenna (massive MIMO) regimes. Such analysis has a practical importance for 5G scenarios that necessitate low latency, low power consumption, and/or ability to simultaneously support massive number of users. Non-orthogonal multiple access (NOMA) has attracted significant attention in the recent years as a promising multiple access technology for 5G. In this thesis, we consider a two-user power-domain NOMA scheme in which both transmitters employ superposition coding and the receiver applies successive interference cancellation (SIC) with a certain order. For practical concerns, we consider limited transmission power budgets at the transmitters, and assume that both transmitters have arbitrarily distributed input signals. We again exploit the effective capacity as the main cross-layer performance measure. We provide a resource management scheme that can jointly obtain the optimal power allocation policies at the transmitters and the optimal decoding order at the receiver, with the goal of maximizing the effective capacity region that provides the maximum allowable sustainable arrival rate region at the transmitters' buffers under QoS guarantees. In the recent years, visible light communication (VLC) has emerged as a potential transmission technology that can utilize the visible light spectrum for data transmission along with illumination. Different from the existing literature studies on VLC, in this thesis we consider a VLC system in which the access point (AP) is unaware of the channel conditions, thus the AP sends the data at a fixed rate. Under this assumption, and considering an ON-OFF data source, we provide a cross-layer study when the system is subject to statistical buffering constraints. To this end, we employ the maximum average data arrival rate at the AP buffer and the non-asymptotic bounds on buffering delay as the main performance measures. To facilitate our analysis, we adopt a two-state Markov process to model the fixed-rate transmission strategy, and we then formulate the steady-state probabilities of the channel being in the ON and OFF states. The coexistence of radio frequency (RF) and VLC systems in typical indoor environments can be leveraged to support vast user QoS needs. In this thesis, we examine the benefits of employing both technologies when operating under statistical buffering limitations. Particularly, we consider a multi-mechanism scenario that utilizes RF and VLC links for data transmission in an indoor environment. As the transmission technology is the main physical resource to be concerned in this part, we propose a link selection process through which the transmitter sends data over the link that sustains the desired QoS guarantees the most. Considering an ON-OFF data source, we employ the maximum average data arrival rate at the transmitter buffer and the non-asymptotic bounds on data buffering delay as the main performance measures. We formulate the performance measures under the assumption that both links are subject to average and peak power constraints

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios