Efficient Spectrum Management as an Enabler Towards 5G Cellular Systems

Advanced spectrum sharing and resource management techniques are needed in future wireless cellular networks to ensure high data rates to the end users. New system architec- tures will be required, taking into account aspects such as like spectrum resources availabil- ity, deployment and operational costs, as well as power consumption. Thus, it becomes key for the development of the fifth generation of cellular networks (5G) to pursue an efficient exploitation of the wireless medium, in the sense of both using advanced physical (PHY) layer techniques, and also seeking coordination among operators. In this thesis, we analyze the problem of spectrum management within the next generation of cellular networks and we propose new algorithms for spectrum sharing and for interference coordination. In the first part of the thesis, we focus on the spectrum sharing between operators. Firstly, we develop a Long Term Evolution (LTE) standard compliant simulation environ- ment extending the open-source network simulator ns3 to support multi-input multi-output (MIMO) systems and advanced beamforming systems. Then, we present a mathematical analysis for the network performance of non-orthogonal spectrum sharing, connecting it directly with the statistics of the radio channel and we develop some spectrum sharing al- gorithms considering different aspects of the operators coexistence. The analysis is further extended to the performance evaluation of more complex digital beamforming techniques developed in a multi-input-single-output (MISO) system allowing to reach a Pareto equi- librium between the operators. Finally, we consider also an orthogonal spectrum sharing scenario investigating the impact of asymmetries and dynamics of the user demands on the implementation of spectrum sharing techniques. In the second part of the thesis, we extend the concept of spectrum management to two different scenarios. In the first scenario, we consider coordination between multiple cells, e.g. coordinated multipoint (CoMP). In particular, thanks to the exploitation of digital beamforming techniques, we present a novel distributed clustering algorithm that adapts the cluster configuration according to the users distribution and the average cluster size. In the second scenario, we extend the concept of spectrum sharing to the coexistence between different communications system in order to study the feasibility of the deployment of the cellular systems within the mmWave spectrum. In particular, we analyze the impact of the novel cellular networks on the fixed satellite system (FSS). In the last part of the thesis, we focus on the mobility management of the users in a het- erogeneous network. Firstly, we focus on the average performance experienced by a mobile user while crossing a pico/femtocell, as a function of the handover parameters to provide an approximate expression of the average Shannon capacity experienced by a mobile user when crossing the femtocell. Then, we propose a Markov-based framework to model the user state during the handover process and, based on such a model, we derive an optimal context-dependent handover criterion

A tunable framework for performance evaluation of spectrum sharing in LTE networks

Current spectrum allocation policies, imposing exclusive usage of a licensed operator, may lead to inefficient management and waste of resources. Spectrum sharing, i.e., usage by the same frequency band by multiple operators, can improve the efficiency of the allocation. We analyze a scenario where two mobile operators managing neighboring cells also share a fraction of their available spectrum and quantify the performance gain. To this end, we propose a framework based on the definition of the Interference Suppression Ratio, which models effects such as beamforming or directional antennas. Depending on its value, mutual interference among the operators is reduced and sharing gains can be achieved. We implemented this framework in the well known open-source simulator ns-3 and we ran a parametric analysis of the impacting factors, including noise and cell radius. Simulation results confirm that significant gains can be achieved in terms of network capacity and throughput, provided that the Interference Suppression Ratio is above a given value