A study on the Interpretability of Neural Retrieval Models using DeepSHAP

A recent trend in IR has been the usage of neural networks to learn retrieval models for text based adhoc search. While various approaches and architectures have yielded significantly better performance than traditional retrieval models such as BM25, it is still difficult to understand exactly why a document is relevant to a query. In the ML community several approaches for explaining decisions made by deep neural networks have been proposed -- including DeepSHAP which modifies the DeepLift algorithm to estimate the relative importance (shapley values) of input features for a given decision by comparing the activations in the network for a given image against the activations caused by a reference input. In image classification, the reference input tends to be a plain black image. While DeepSHAP has been well studied for image classification tasks, it remains to be seen how we can adapt it to explain the output of Neural Retrieval Models (NRMs). In particular, what is a good "black" image in the context of IR? In this paper we explored various reference input document construction techniques. Additionally, we compared the explanations generated by DeepSHAP to LIME (a model agnostic approach) and found that the explanations differ considerably. Our study raises concerns regarding the robustness and accuracy of explanations produced for NRMs. With this paper we aim to shed light on interesting problems surrounding interpretability in NRMs and highlight areas of future work.Comment: 4 pages; SIGIR 2019 Short Pape

From Anecdotal Evidence to Quantitative Evaluation Methods:A Systematic Review on Evaluating Explainable AI

The rising popularity of explainable artificial intelligence (XAI) to understand high-performing black boxes, also raised the question of how to evaluate explanations of machine learning (ML) models. While interpretability and explainability are often presented as a subjectively validated binary property, we consider it a multi-faceted concept. We identify 12 conceptual properties, such as Compactness and Correctness, that should be evaluated for comprehensively assessing the quality of an explanation. Our so-called Co-12 properties serve as categorization scheme for systematically reviewing the evaluation practice of more than 300 papers published in the last 7 years at major AI and ML conferences that introduce an XAI method. We find that 1 in 3 papers evaluate exclusively with anecdotal evidence, and 1 in 5 papers evaluate with users. We also contribute to the call for objective, quantifiable evaluation methods by presenting an extensive overview of quantitative XAI evaluation methods. This systematic collection of evaluation methods provides researchers and practitioners with concrete tools to thoroughly validate, benchmark and compare new and existing XAI methods. This also opens up opportunities to include quantitative metrics as optimization criteria during model training in order to optimize for accuracy and interpretability simultaneously.Comment: Link to website added: https://utwente-dmb.github.io/xai-papers