A Rate-Splitting Approach To Robust Multiuser MISO Transmission

For multiuser MISO systems with bounded uncertainties in the Channel State Information (CSI), we consider two classical robust design problems: maximizing the minimum rate subject to a transmit power constraint, and power minimization under a rate constraint. Contrary to conventional strategies, we propose a Rate-Splitting (RS) strategy where each message is divided into two parts, a common part and a private part. All common parts are packed into one super common message encoded using a shared codebook and decoded by all users, while private parts are independently encoded and retrieved by their corresponding users. We prove that RS-based designs achieve higher max-min Degrees of Freedom (DoF) compared to conventional designs (NoRS) for uncertainty regions that scale with SNR. For the special case of non-scaling uncertainty regions, RS contrasts with NoRS and achieves a non-saturating max-min rate. In the power minimization problem, RS is shown to combat the feasibility problem arising from multiuser interference in NoRS. A robust design of precoders for RS is proposed, and performance gains over NoRS are demonstrated through simulations.Comment: To appear in ICASSP 201

Joint Transceiver Design Algorithms for Multiuser MISO Relay Systems with Energy Harvesting

In this paper, we investigate a multiuser relay system with simultaneous wireless information and power transfer. Assuming that both base station (BS) and relay station (RS) are equipped with multiple antennas, this work studies the joint transceiver design problem for the BS beamforming vectors, the RS amplify-and-forward transformation matrix and the power splitting (PS) ratios at the single-antenna receivers. Firstly, an iterative algorithm based on alternating optimization (AO) and with guaranteed convergence is proposed to successively optimize the transceiver coefficients. Secondly, a novel design scheme based on switched relaying (SR) is proposed that can significantly reduce the computational complexity and overhead of the AO based designs while maintaining a similar performance. In the proposed SR scheme, the RS is equipped with a codebook of permutation matrices. For each permutation matrix, a latent transceiver is designed which consists of BS beamforming vectors, optimally scaled RS permutation matrix and receiver PS ratios. For the given CSI, the optimal transceiver with the lowest total power consumption is selected for transmission. We propose a concave-convex procedure based and subgradient-type iterative algorithms for the non-robust and robust latent transceiver designs. Simulation results are presented to validate the effectiveness of all the proposed algorithms

Sum-Rate Maximization for Linearly Precoded Downlink Multiuser MISO Systems with Partial CSIT: A Rate-Splitting Approach

This paper considers the Sum-Rate (SR) maximization problem in downlink MU-MISO systems under imperfect Channel State Information at the Transmitter (CSIT). Contrary to existing works, we consider a rather unorthodox transmission scheme. In particular, the message intended to one of the users is split into two parts: a common part which can be recovered by all users, and a private part recovered by the corresponding user. On the other hand, the rest of users receive their information through private messages. This Rate-Splitting (RS) approach was shown to boost the achievable Degrees of Freedom (DoF) when CSIT errors decay with increased SNR. In this work, the RS strategy is married with linear precoder design and optimization techniques to achieve a maximized Ergodic SR (ESR) performance over the entire range of SNRs. Precoders are designed based on partial CSIT knowledge by solving a stochastic rate optimization problem using means of Sample Average Approximation (SAA) coupled with the Weighted Minimum Mean Square Error (WMMSE) approach. Numerical results show that in addition to the ESR gains, the benefits of RS also include relaxed CSIT quality requirements and enhanced achievable rate regions compared to conventional transmission with NoRS.Comment: accepted to IEEE Transactions on Communication

Robust Transmission in Downlink Multiuser MISO Systems: A Rate-Splitting Approach

We consider a downlink multiuser MISO system with bounded errors in the Channel State Information at the Transmitter (CSIT). We first look at the robust design problem of achieving max-min fairness amongst users (in the worst-case sense). Contrary to the conventional approach adopted in literature, we propose a rather unorthodox design based on a Rate-Splitting (RS) strategy. Each user's message is split into two parts, a common part and a private part. All common parts are packed into one super common message encoded using a public codebook, while private parts are independently encoded. The resulting symbol streams are linearly precoded and simultaneously transmitted, and each receiver retrieves its intended message by decoding both the common stream and its corresponding private stream. For CSIT uncertainty regions that scale with SNR (e.g. by scaling the number of feedback bits), we prove that a RS-based design achieves higher max-min (symmetric) Degrees of Freedom (DoF) compared to conventional designs (NoRS). For the special case of non-scaling CSIT (e.g. fixed number of feedback bits), and contrary to NoRS, RS can achieve a non-saturating max-min rate. We propose a robust algorithm based on the cutting-set method coupled with the Weighted Minimum Mean Square Error (WMMSE) approach, and we demonstrate its performance gains over state-of-the art designs. Finally, we extend the RS strategy to address the Quality of Service (QoS) constrained power minimization problem, and we demonstrate significant gains over NoRS-based designs.Comment: Accepted for publication in IEEE Transactions on Signal Processin

Robust Transceiver Design for MISO Interference Channel with Energy Harvesting

In this paper, we consider multiuser multiple-input single-output (MISO) interference channel where the received signal is divided into two parts for information decoding and energy harvesting (EH), respectively. The transmit beamforming vectors and receive power splitting (PS) ratios are jointly designed in order to minimize the total transmission power subject to both signal-to-interference-plus-noise ratio (SINR) and EH constraints. Most joint beamforming and power splitting (JBPS) designs assume that perfect channel state information (CSI) is available; however CSI errors are inevitable in practice. To overcome this limitation, we study the robust JBPS design problem assuming a norm-bounded error (NBE) model for the CSI. Three different solution approaches are proposed for the robust JBPS problem, each one leading to a different computational algorithm. Firstly, an efficient semidefinite relaxation (SDR)-based approach is presented to solve the highly non-convex JBPS problem, where the latter can be formulated as a semidefinite programming (SDP) problem. A rank-one recovery method is provided to recover a robust feasible solution to the original problem. Secondly, based on second order cone programming (SOCP) relaxation, we propose a low complexity approach with the aid of a closed-form robust solution recovery method. Thirdly, a new iterative method is also provided which can achieve near-optimal performance when the SDR-based algorithm results in a higher-rank solution. We prove that this iterative algorithm monotonically converges to a Karush-Kuhn-Tucker (KKT) solution of the robust JBPS problem. Finally, simulation results are presented to validate the robustness and efficiency of the proposed algorithms.Comment: 13 pages, 8 figures. arXiv admin note: text overlap with arXiv:1407.0474 by other author

Rate Analysis of Two-Receiver MISO Broadcast Channel with Finite Rate Feedback: A Rate-Splitting Approach

To enhance the multiplexing gain of two-receiver Multiple-Input-Single-Output Broadcast Channel with imperfect channel state information at the transmitter (CSIT), a class of Rate-Splitting (RS) approaches has been proposed recently, which divides one receiver's message into a common and a private part, and superposes the common message on top of Zero-Forcing precoded private messages. In this paper, with quantized CSIT, we study the ergodic sum rate of two schemes, namely RS-S and RS-ST, where the common message(s) are transmitted via a space and space-time design, respectively. Firstly, we upper-bound the sum rate loss incurred by each scheme relative to Zero-Forcing Beamforming (ZFBF) with perfect CSIT. Secondly, we show that, to maintain a constant sum rate loss, RS-S scheme enables a feedback overhead reduction over ZFBF with quantized CSIT. Such reduction scales logarithmically with the constant rate loss at high Signal-to-Noise-Ratio (SNR). We also find that, compared to RS-S scheme, RS-ST scheme offers a further feedback overhead reduction that scales with the discrepancy between the feedback overhead employed by the two receivers when there are alternating receiver-specific feedback qualities. Finally, simulation results show that both schemes offer a significant SNR gain over conventional single-user/multiuser mode switching when the feedback overhead is fixed.Comment: accepted to IEEE Transactions on Communication

Rate Splitting for MIMO Wireless Networks: A Promising PHY-Layer Strategy for LTE Evolution

MIMO processing plays a central part towards the recent increase in spectral and energy efficiencies of wireless networks. MIMO has grown beyond the original point-to-point channel and nowadays refers to a diverse range of centralized and distributed deployments. The fundamental bottleneck towards enormous spectral and energy efficiency benefits in multiuser MIMO networks lies in a huge demand for accurate channel state information at the transmitter (CSIT). This has become increasingly difficult to satisfy due to the increasing number of antennas and access points in next generation wireless networks relying on dense heterogeneous networks and transmitters equipped with a large number of antennas. CSIT inaccuracy results in a multi-user interference problem that is the primary bottleneck of MIMO wireless networks. Looking backward, the problem has been to strive to apply techniques designed for perfect CSIT to scenarios with imperfect CSIT. In this paper, we depart from this conventional approach and introduce the readers to a promising strategy based on rate-splitting. Rate-splitting relies on the transmission of common and private messages and is shown to provide significant benefits in terms of spectral and energy efficiencies, reliability and CSI feedback overhead reduction over conventional strategies used in LTE-A and exclusively relying on private message transmissions. Open problems, impact on standard specifications and operational challenges are also discussed.Comment: accepted to IEEE Communication Magazine, special issue on LTE Evolutio

Multiuser Millimeter Wave Beamforming Strategies with Quantized and Statistical CSIT

To alleviate the high cost of hardware in mmWave systems, hybrid analog/digital precoding is typically employed. In the conventional two-stage feedback scheme, the analog beamformer is determined by beam search and feedback to maximize the desired signal power of each user. The digital precoder is designed based on quantization and feedback of effective channel to mitigate multiuser interference. Alternatively, we propose a one-stage feedback scheme which effectively reduces the complexity of the signalling and feedback procedure. Specifically, the second-order channel statistics are leveraged to design digital precoder for interference mitigation while all feedback overhead is reserved for precise analog beamforming. Under a fixed total feedback constraint, we investigate the conditions under which the one-stage feedback scheme outperforms the conventional two-stage counterpart. Moreover, a rate splitting (RS) transmission strategy is introduced to further tackle the multiuser interference and enhance the rate performance. Consider (1) RS precoded by the one-stage feedback scheme and (2) conventional transmission strategy precoded by the two-stage scheme with the same first-stage feedback as (1) and also certain amount of extra second-stage feedback. We show that (1) can achieve a sum rate comparable to that of (2). Hence, RS enables remarkable saving in the second-stage training and feedback overhead.Comment: submitted to TW