A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Secure Communication for Spatially Sparse Millimeter-Wave Massive MIMO Channels via Hybrid Precoding

In this paper, we investigate secure communication over sparse millimeter-wave (mm-Wave) massive multiple-input multiple-output (MIMO) channels by exploiting the spatial sparsity of legitimate user's channel. We propose a secure communication scheme in which information data is precoded onto dominant angle components of the sparse channel through a limited number of radio-frequency (RF) chains, while artificial noise (AN) is broadcast over the remaining nondominant angles interfering only with the eavesdropper with a high probability. It is shown that the channel sparsity plays a fundamental role analogous to secret keys in achieving secure communication. Hence, by defining two statistical measures of the channel sparsity, we analytically characterize its impact on secrecy rate. In particular, a substantial improvement on secrecy rate can be obtained by the proposed scheme due to the uncertainty, i.e., 'entropy', introduced by the channel sparsity which is unknown to the eavesdropper. It is revealed that sparsity in the power domain can always contribute to the secrecy rate. In contrast, in the angle domain, there exists an optimal level of sparsity that maximizes the secrecy rate. The effectiveness of the proposed scheme and derived results are verified by numerical simulations

Secure Communications in Millimeter Wave Ad Hoc Networks

Wireless networks with directional antennas, like millimeter wave (mmWave) networks, have enhanced security. For a large-scale mmWave ad hoc network in which eavesdroppers are randomly located, however, eavesdroppers can still intercept the confidential messages, since they may reside in the signal beam. This paper explores the potential of physical layer security in mmWave ad hoc networks. Specifically, we characterize the impact of mmWave channel characteristics, random blockages, and antenna gains on the secrecy performance. For the special case of uniform linear array (ULA), a tractable approach is proposed to evaluate the average achievable secrecy rate. We also characterize the impact of artificial noise in such networks. Our results reveal that in the low transmit powerregime, the use of low mmWave frequency achieves better secrecy performance, and when increasing transmit power, a transition from low mmWave frequency to high mmWave frequency is demanded for obtaining a higher secrecy rate. More antennas at the transmitting nodes are needed to decrease the antenna gain obtained by the eavesdroppers when using ULA. Eavesdroppers can intercept more information by using a wide beam pattern. Furthermore, the use of artificial noise may be ineffective for enhancing the secrecy rate.Comment: Accepted by IEEE Transactions on Wireless Communication

Impact of imperfect angle estimation on spatial and directional modulation

In this paper, we investigate the impact of imperfect angle estimation (IAE) on spatial and directional modulation (SDM) systems, assuming that the signal experiences line of sight (LoS) propagation. In SDM systems with IAE, the variation is analyzed in detail, when there is a mismatch between the beamforming and precise channel matrices. Based on the union bound and statistics theory, the average bit error probabilities (ABEPs) for both the legitimate user and eavesdropper are derived. In addition, the ergodic rate is also quantified with IAE. Simulation results are presented to show that the achieved theoretical ABEPs are useful in quantifying the potential performance penalty. We also show that the mismatch between the beamforming and precise channel matrices will become greater with the increase in direction measurement error (DME), which affects the detection for both the legitimate user and eavesdropper. On the other hand, due to the effect of IAE, the SDM requires more signal-to-noise ratio (SNR) gain to achieve a stable ergodic secrecy rate