Enabling Efficient Communications Over Millimeter Wave Massive MIMO Channels Using Hybrid Beamforming

The use of massive multiple-input multiple-output (MIMO) over millimeter wave (mmWave) channels is the new frontier for fulfilling the exigent requirements of next-generation wireless systems and solving the wireless network impending crunch. Massive MIMO systems and mmWave channels offer larger numbers of antennas, higher carrier frequencies, and wider signaling bandwidths. Unleashing the full potentials of these tremendous degrees of freedom (dimensions) hinges on the practical deployment of those technologies. Hybrid analog and digital beamforming is considered as a stepping-stone to the practical deployment of mmWave massive MIMO systems since it significantly reduces their operating and implementation costs, energy consumption, and system design complexity. The prevalence of adopting mmWave and massive MIMO technologies in next-generation wireless systems necessitates developing agile and cost-efficient hybrid beamforming solutions that match the various use-cases of these systems. In this thesis, we propose hybrid precoding and combining solutions that are tailored to the needs of these specific cases and account for the main limitations of hybrid processing. The proposed solutions leverage the sparsity and spatial correlation of mmWave massive MIMO channels to reduce the feedback overhead and computational complexity of hybrid processing. Real-time use-cases of next-generation wireless communication, including connected cars, virtual-reality/augmented-reality, and high definition video transmission, require high-capacity and low-latency wireless transmission. On the physical layer level, this entails adopting near capacity-achieving transmission schemes with very low computational delay. Motivated by this, we propose low-complexity hybrid precoding and combining schemes for massive MIMO systems with partially and fully-connected antenna array structures. Leveraging the disparity in the dimensionality of the analog and the digital processing matrices, we develop a two-stage channel diagonalization design approach in order to reduce the computational complexity of the hybrid precoding and combining while maintaining high spectral efficiency. Particularly, the analog processing stage is designed to maximize the antenna array gain in order to avoid performing computationally intensive operations such as matrix inversion and singular value decomposition in high dimensions. On the other hand, the low-dimensional digital processing stage is designed to maximize the spectral efficiency of the systems. Computational complexity analysis shows that the proposed schemes offer significant savings compared to prior works where asymptotic computational complexity reductions ranging between $80\%$ and $98\%$. Simulation results validate that the spectral efficiency of the proposed schemes is near-optimal where in certain scenarios the signal-to-noise-ratio (SNR) gap to the optimal fully-digital spectral efficiency is less than $1$ dB. On the other hand, integrating mmWave and massive MIMO into the cellular use-cases requires adopting hybrid beamforming schemes that utilize limited channel state information at the transmitter (CSIT) in order to adapt the transmitted signals to the current channel. This is so mainly because obtaining perfect CSIT in frequency division duplexing (FDD) architecture, which dominates the cellular systems, poses serious concerns due to its large training and excessive feedback overhead. Motivated by this, we develop low-overhead hybrid precoding algorithms for selecting the baseband digital and radio frequency (RF) analog precoders from statistically skewed DFT-based codebooks. The proposed algorithms aim at maximizing the spectral efficiency based on minimizing the chordal distance between the optimal unconstrained precoder and the hybrid beamformer and maximizing the signal to interference noise ratio for the single-user and multi-user cases, respectively. Mathematical analysis shows that the proposed algorithms are asymptotically optimal as the number of transmit antennas goes to infinity and the mmWave channel has a limited number of paths. Moreover, it shows that the performance gap between the lower and upper bounds depends heavily on how many DFT columns are aligned to the largest eigenvectors of the transmit antenna array response of the mmWave channel or equivalently the transmit channel covariance matrix when only the statistical channel knowledge is available at the transmitter. Further, we verify the performance of the proposed algorithms numerically where the obtained results illustrate that the spectral efficiency of the proposed algorithms can approach that of the optimal precoder in certain scenarios. Furthermore, these results illustrate that the proposed hybrid precoding schemes have superior spectral efficiency performance while requiring lower (or at most comparable) channel feedback overhead in comparison with the prior art

Parameter estimation algorithm for multivariable controlled autoregressive autoregressive moving average systems

This paper investigates parameter estimation problems for multivariable controlled autoregressive autoregressive moving average (M-CARARMA) systems. In order to improve the performance of the standard multivariable generalized extended stochastic gradient (M-GESG) algorithm, we derive a partially coupled generalized extended stochastic gradient algorithm by using the auxiliary model. In particular, we divide the identification model into several subsystems based on the hierarchical identification principle and estimate the parameters using the coupled relationship between these subsystems. The simulation results show that the new algorithm can give more accurate parameter estimates of the M-CARARMA system than the M-GESG algorithm

Large space structures and systems in the space station era: A bibliography with indexes (supplement 05)

Bibliographies and abstracts are listed for 1363 reports, articles, and other documents introduced into the NASA scientific and technical information system between January 1, 1991 and July 31, 1992. Topics covered include technology development and mission design according to system, interactive analysis and design, structural and thermal analysis and design, structural concepts and control systems, electronics, advanced materials, assembly concepts, propulsion and solar power satellite systems

Large space structures and systems in the space station era: A bibliography with indexes

Bibliographies and abstracts are listed for 1372 reports, articles, and other documents introduced into the NASA scientific and technical information system between January 1, 1990 and June 30, 1990. Its purpose is to provide helpful information to the researcher, manager, and designer in technology development and mission design according to system, interactive analysis and design, structural and thermal analysis and design, structural concepts and control systems, electronics, advanced materials, assembly concepts, propulsion, and solar power satellite systems

Large space structures and systems in the space station era: A bibliography with indexes (supplement 03)

Bibliographies and abstracts are listed for 1221 reports, articles, and other documents introduced into the NASA scientific and technical information system between January 1, 1991 and June 30, 1991. Topics covered include large space structures and systems, space stations, extravehicular activity, thermal environments and control, tethering, spacecraft power supplies, structural concepts and control systems, electronics, advanced materials, propulsion, policies and international cooperation, vibration and dynamic controls, robotics and remote operations, data and communication systems, electric power generation, space commercialization, orbital transfer, and human factors engineering

Bibliography of Lewis Research Center technical publications announced in 1992

This compilation of abstracts describes and indexes the technical reporting that resulted from the scientific and engineering work performed and managed by the Lewis Research Center in 1992. All the publications were announced in the 1992 issues of STAR (Scientific and Technical Aerospace Reports) and/or IAA (International Aerospace Abstracts). Included are research reports, journal articles, conference presentations, patents and patent applications, and theses

Bibliography of Lewis Research Center technical publications announced in 1993

This compilation of abstracts describes and indexes the technical reporting that resulted from the scientific and engineering work performed and managed by the Lewis Research Center in 1993. All the publications were announced in the 1993 issues of STAR (Scientific and Technical Aerospace Reports) and/or IAA (International Aerospace Abstracts). Included are research reports, journal articles, conference presentations, patents and patent applications, and theses