The modal logic of arithmetic potentialism and the universal algorithm

I investigate the modal commitments of various conceptions of the philosophy of arithmetic potentialism. Specifically, I consider the natural potentialist systems arising from the models of arithmetic under their natural extension concepts, such as end-extensions, arbitrary extensions, conservative extensions and more. In these potentialist systems, I show, the propositional modal assertions that are valid with respect to all arithmetic assertions with parameters are exactly the assertions of S4. With respect to sentences, however, the validities of a model lie between S4 and S5, and these bounds are sharp in that there are models realizing both endpoints. For a model of arithmetic to validate S5 is precisely to fulfill the arithmetic maximality principle, which asserts that every possibly necessary statement is already true, and these models are equivalently characterized as those satisfying a maximal $\Sigma_1$ theory. The main S4 analysis makes fundamental use of the universal algorithm, of which this article provides a simplified, self-contained account. The paper concludes with a discussion of how the philosophical differences of several fundamentally different potentialist attitudes---linear inevitability, convergent potentialism and radical branching possibility---are expressed by their corresponding potentialist modal validities.Comment: 38 pages. Inquiries and commentary can be made at http://jdh.hamkins.org/arithmetic-potentialism-and-the-universal-algorithm. Version v3 has further minor revisions, including additional reference

Categorical characterizations of the natural numbers require primitive recursion

Simpson and the second author asked whether there exists a characterization of the natural numbers by a second-order sentence which is provably categorical in the theory RCA$^*_0$. We answer in the negative, showing that for any characterization of the natural numbers which is provably true in WKL$^*_0$, the categoricity theorem implies $\Sigma^0_1$ induction. On the other hand, we show that RCA$^*_0$ does make it possible to characterize the natural numbers categorically by means of a set of second-order sentences. We also show that a certain $\Pi^1_2$-conservative extension of RCA$^*_0$ admits a provably categorical single-sentence characterization of the naturals, but each such characterization has to be inconsistent with WKL$^*_0$+superexp.Comment: 17 page

Fixed-parameter tractability, definability, and model checking

In this article, we study parameterized complexity theory from the perspective of logic, or more specifically, descriptive complexity theory. We propose to consider parameterized model-checking problems for various fragments of first-order logic as generic parameterized problems and show how this approach can be useful in studying both fixed-parameter tractability and intractability. For example, we establish the equivalence between the model-checking for existential first-order logic, the homomorphism problem for relational structures, and the substructure isomorphism problem. Our main tractability result shows that model-checking for first-order formulas is fixed-parameter tractable when restricted to a class of input structures with an excluded minor. On the intractability side, for every t >= 0 we prove an equivalence between model-checking for first-order formulas with t quantifier alternations and the parameterized halting problem for alternating Turing machines with t alternations. We discuss the close connection between this alternation hierarchy and Downey and Fellows' W-hierarchy. On a more abstract level, we consider two forms of definability, called Fagin definability and slicewise definability, that are appropriate for describing parameterized problems. We give a characterization of the class FPT of all fixed-parameter tractable problems in terms of slicewise definability in finite variable least fixed-point logic, which is reminiscent of the Immerman-Vardi Theorem characterizing the class PTIME in terms of definability in least fixed-point logic.Comment: To appear in SIAM Journal on Computin

Delta-Complete Decision Procedures for Satisfiability over the Reals

We introduce the notion of "\delta-complete decision procedures" for solving SMT problems over the real numbers, with the aim of handling a wide range of nonlinear functions including transcendental functions and solutions of Lipschitz-continuous ODEs. Given an SMT problem \varphi and a positive rational number \delta, a \delta-complete decision procedure determines either that \varphi is unsatisfiable, or that the "\delta-weakening" of \varphi is satisfiable. Here, the \delta-weakening of \varphi is a variant of \varphi that allows \delta-bounded numerical perturbations on \varphi. We prove the existence of \delta-complete decision procedures for bounded SMT over reals with functions mentioned above. For functions in Type 2 complexity class C, under mild assumptions, the bounded \delta-SMT problem is in NP^C. \delta-Complete decision procedures can exploit scalable numerical methods for handling nonlinearity, and we propose to use this notion as an ideal requirement for numerically-driven decision procedures. As a concrete example, we formally analyze the DPLL framework, which integrates Interval Constraint Propagation (ICP) in DPLL(T), and establish necessary and sufficient conditions for its \delta-completeness. We discuss practical applications of \delta-complete decision procedures for correctness-critical applications including formal verification and theorem proving.Comment: A shorter version appears in IJCAR 201

Efficient Algorithms for Membership in Boolean Hierarchies of Regular Languages

The purpose of this paper is to provide efficient algorithms that decide membership for classes of several Boolean hierarchies for which efficiency (or even decidability) were previously not known. We develop new forbidden-chain characterizations for the single levels of these hierarchies and obtain the following results: - The classes of the Boolean hierarchy over level $\Sigma_1$ of the dot-depth hierarchy are decidable in $NL$ (previously only the decidability was known). The same remains true if predicates mod $d$ for fixed $d$ are allowed. - If modular predicates for arbitrary $d$ are allowed, then the classes of the Boolean hierarchy over level $\Sigma_1$ are decidable. - For the restricted case of a two-letter alphabet, the classes of the Boolean hierarchy over level $\Sigma_2$ of the Straubing-Th\'erien hierarchy are decidable in $NL$. This is the first decidability result for this hierarchy. - The membership problems for all mentioned Boolean-hierarchy classes are logspace many-one hard for $NL$. - The membership problems for quasi-aperiodic languages and for $d$-quasi-aperiodic languages are logspace many-one complete for $PSPACE$