A Rate-Splitting Approach to Fading Channels with Imperfect Channel-State Information

As shown by M\'edard, the capacity of fading channels with imperfect channel-state information (CSI) can be lower-bounded by assuming a Gaussian channel input $X$ with power $P$ and by upper-bounding the conditional entropy $h(X|Y,\hat{H})$ by the entropy of a Gaussian random variable with variance equal to the linear minimum mean-square error in estimating $X$ from $(Y,\hat{H})$. We demonstrate that, using a rate-splitting approach, this lower bound can be sharpened: by expressing the Gaussian input $X$ as the sum of two independent Gaussian variables $X_1$ and $X_2$ and by applying M\'edard's lower bound first to bound the mutual information between $X_1$ and $Y$ while treating $X_2$ as noise, and by applying it a second time to the mutual information between $X_2$ and $Y$ while assuming $X_1$ to be known, we obtain a capacity lower bound that is strictly larger than M\'edard's lower bound. We then generalize this approach to an arbitrary number $L$ of layers, where $X$ is expressed as the sum of $L$ independent Gaussian random variables of respective variances $P_{\ell}$, $\ell = 1,\dotsc,L$ summing up to $P$. Among all such rate-splitting bounds, we determine the supremum over power allocations $P_\ell$ and total number of layers $L$. This supremum is achieved for $L\to\infty$ and gives rise to an analytically expressible capacity lower bound. For Gaussian fading, this novel bound is shown to converge to the Gaussian-input mutual information as the signal-to-noise ratio (SNR) grows, provided that the variance of the channel estimation error $H-\hat{H}$ tends to zero as the SNR tends to infinity.Comment: 28 pages, 8 figures, submitted to IEEE Transactions on Information Theory. Revised according to first round of review

Degrees of Freedom of Time Correlated MISO Broadcast Channel with Delayed CSIT

We consider the time correlated multiple-input single-output (MISO) broadcast channel where the transmitter has imperfect knowledge on the current channel state, in addition to delayed channel state information. By representing the quality of the current channel state information as P^-{\alpha} for the signal-to-noise ratio P and some constant {\alpha} \geq 0, we characterize the optimal degree of freedom region for this more general two-user MISO broadcast correlated channel. The essential ingredients of the proposed scheme lie in the quantization and multicasting of the overheard interferences, while broadcasting new private messages. Our proposed scheme smoothly bridges between the scheme recently proposed by Maddah-Ali and Tse with no current state information and a simple zero-forcing beamforming with perfect current state information.Comment: revised and final version, to appear in IEEE transactions on Information Theor

Sum-Rate Maximization for Linearly Precoded Downlink Multiuser MISO Systems with Partial CSIT: A Rate-Splitting Approach

This paper considers the Sum-Rate (SR) maximization problem in downlink MU-MISO systems under imperfect Channel State Information at the Transmitter (CSIT). Contrary to existing works, we consider a rather unorthodox transmission scheme. In particular, the message intended to one of the users is split into two parts: a common part which can be recovered by all users, and a private part recovered by the corresponding user. On the other hand, the rest of users receive their information through private messages. This Rate-Splitting (RS) approach was shown to boost the achievable Degrees of Freedom (DoF) when CSIT errors decay with increased SNR. In this work, the RS strategy is married with linear precoder design and optimization techniques to achieve a maximized Ergodic SR (ESR) performance over the entire range of SNRs. Precoders are designed based on partial CSIT knowledge by solving a stochastic rate optimization problem using means of Sample Average Approximation (SAA) coupled with the Weighted Minimum Mean Square Error (WMMSE) approach. Numerical results show that in addition to the ESR gains, the benefits of RS also include relaxed CSIT quality requirements and enhanced achievable rate regions compared to conventional transmission with NoRS.Comment: accepted to IEEE Transactions on Communication

Rate-Splitting Robustness in Multi-Pair Massive MIMO Relay Systems

Relay systems improve both coverage and system capacity. Toward this direction, a full-duplex (FD) technology, being able to boost the spectral efficiency by transmitting and receiving simultaneously on the same frequency and time resources, is envisaged to play a key role in future networks. However, its benefits come at the expense of self-interference (SI) from their own transmit signal. At the same time, massive multiple-input massive multiple-output systems, bringing unconventionally many antennas, emerge as a promising technology with huge degrees-of-freedom. To this end, this paper considers a multi-pair decode-and-forward FD relay channel, where the relay station is deployed with a large number of antennas. Moreover, the rate-splitting (RS) transmission has recently been shown to provide significant performance benefits in various multi-user scenarios with imperfect channel state information at the transmitter (CSIT). Engaging the RS approach, we employ the deterministic equivalent analysis to derive the corresponding sum-rates in the presence of interferences. Initially, numerical results demonstrate the robustness of RS in half-duplex (HD) systems, since the achievable sum-rate increases without bound, i.e., it does not saturate at high signal-to-noise ratio. Next, we tackle the detrimental effect of SI in FD. In particular, and most importantly, not only FD outperforms HD, but also RS enables increasing the range of SI over which FD outperforms HD. Furthermore, increasing the number of relay station antennas, RS appears to be more efficacious due to imperfect CSIT, since SI decreases. Interestingly, increasing the number of users, the efficiency of RS worsens and its implementation becomes less favorable under these conditions. Finally, we verify that the proposed DEs, being accurate for a large number of relay station antennas, are tight approximations even for realistic system dimensions.Peer reviewedFinal Accepted Versio

Towards a Realistic Assessment of Multiple Antenna HCNs: Residual Additive Transceiver Hardware Impairments and Channel Aging

Given the critical dependence of broadcast channels by the accuracy of channel state information at the transmitter (CSIT), we develop a general downlink model with zero-forcing (ZF) precoding, applied in realistic heterogeneous cellular systems with multiple antenna base stations (BSs). Specifically, we take into consideration imperfect CSIT due to pilot contamination, channel aging due to users relative movement, and unavoidable residual additive transceiver hardware impairments (RATHIs). Assuming that the BSs are Poisson distributed, the main contributions focus on the derivations of the upper bound of the coverage probability and the achievable user rate for this general model. We show that both the coverage probability and the user rate are dependent on the imperfect CSIT and RATHIs. More concretely, we quantify the resultant performance loss of the network due to these effects. We depict that the uplink RATHIs have equal impact, but the downlink transmit BS distortion has a greater impact than the receive hardware impairment of the user. Thus, the transmit BS hardware should be of better quality than user's receive hardware. Furthermore, we characterise both the coverage probability and user rate in terms of the time variation of the channel. It is shown that both of them decrease with increasing user mobility, but after a specific value of the normalised Doppler shift, they increase again. Actually, the time variation, following the Jakes autocorrelation function, mirrors this effect on coverage probability and user rate. Finally, we consider space division multiple access (SDMA), single user beamforming (SU-BF), and baseline single-input single-output (SISO) transmission. A comparison among these schemes reveals that the coverage by means of SU-BF outperforms SDMA in terms of coverage.Comment: accepted in IEEE TV