Provably safe systems: the only path to controllable AGI

We describe a path to humanity safely thriving with powerful Artificial General Intelligences (AGIs) by building them to provably satisfy human-specified requirements. We argue that this will soon be technically feasible using advanced AI for formal verification and mechanistic interpretability. We further argue that it is the only path which guarantees safe controlled AGI. We end with a list of challenge problems whose solution would contribute to this positive outcome and invite readers to join in this work.Comment: 17 page

Automating the Formal Verification of Software

Formally verified correctness is one of the most desirable properties of software systems. Despite great progress made toward verification via interactive proof assistants, such as Coq and Isabelle/HOL, such verification remains one of the most effort-intensive (and often prohibitively difficult) software development activities. Recent work has created tools that automatically synthesize proofs either through reasoning using precomputed facts or using machine learning to model proofs and then perform biased search through the proof space. However, models in existing tools fail to capture the richness present in proofs, such as the information the programmer has access to when writing proofs and the natural language contained within variable names. Furthermore, these prior models do not make use of variations in the learning process and advances in large language models. In this dissertation, I develop tools to improve proof synthesis and to enable fully automating more verification. I first present TacTok, a proof-synthesis tool that models proofs using both the partial proof written thus far and the semantics of the proof state. I then present Diva, a proof-synthesis tool that controls the learning process to produce a diverse set of models and, due to the unique nature of proof synthesis (the existence of the theorem prover, an oracle that infallibly judges a proof’s correctness), efficiently combines these models to improve the overall proving power. I then present Passport, a proof-synthesis tool that systematically explores different ways of encoding identifiers in proofs to improve synthesis. Finally, I present Baldur, a proof-synthesis tool that uses transformer-based pretrained large language models fine-tuned on proofs to generate and repair whole proofs at once, rather than one step at a time. This dissertation contributes new ideas for improving automated proof synthesis and empirically demonstrates that the improvement is significant on large benchmarks consisting of open-source software projects

FIMO: A Challenge Formal Dataset for Automated Theorem Proving

We present FIMO, an innovative dataset comprising formal mathematical problem statements sourced from the International Mathematical Olympiad (IMO) Shortlisted Problems. Designed to facilitate advanced automated theorem proving at the IMO level, FIMO is currently tailored for the Lean formal language. It comprises 149 formal problem statements, accompanied by both informal problem descriptions and their corresponding LaTeX-based informal proofs. Through initial experiments involving GPT-4, our findings underscore the existing limitations in current methodologies, indicating a substantial journey ahead before achieving satisfactory IMO-level automated theorem proving outcomes

Formalizing Chemical Physics using the Lean Theorem Prover

Chemical theory can be made more rigorous using the Lean theorem prover, an interactive theorem prover for complex mathematics. We formalize the Langmuir and BET theories of adsorption, making each scientific premise clear and every step of the derivations explicit. Lean's math library, mathlib, provides formally verified theorems for infinite geometries series, which are central to BET theory. While writing these proofs, Lean prompts us to include mathematical constraints that were not originally reported. We also illustrate how Lean flexibly enables the reuse of proofs that build on more complex theories through the use of functions, definitions, and structures. Finally, we construct scientific frameworks for interoperable proofs, by creating structures for classical thermodynamics and kinematics, using them to formalize gas law relationships like Boyle's Law and equations of motion underlying Newtonian mechanics, respectively. This approach can be extended to other fields, enabling the formalization of rich and complex theories in science and engineering

Large Language Models

Artificial intelligence is making spectacular progress, and one of the best examples is the development of large language models (LLMs) such as OpenAI's GPT series. In these lectures, written for readers with a background in mathematics or physics, we give a brief history and survey of the state of the art, and describe the underlying transformer architecture in detail. We then explore some current ideas on how LLMs work and how models trained to predict the next word in a text are able to perform other tasks displaying intelligence.Comment: 46 page

Law Informs Code: A Legal Informatics Approach to Aligning Artificial Intelligence with Humans

We are currently unable to specify human goals and societal values in a way that reliably directs AI behavior. Law-making and legal interpretation form a computational engine that converts opaque human values into legible directives. "Law Informs Code" is the research agenda embedding legal knowledge and reasoning in AI. Similar to how parties to a legal contract cannot foresee every potential contingency of their future relationship, and legislators cannot predict all the circumstances under which their proposed bills will be applied, we cannot ex ante specify rules that provably direct good AI behavior. Legal theory and practice have developed arrays of tools to address these specification problems. For instance, legal standards allow humans to develop shared understandings and adapt them to novel situations. In contrast to more prosaic uses of the law (e.g., as a deterrent of bad behavior through the threat of sanction), leveraged as an expression of how humans communicate their goals, and what society values, Law Informs Code. We describe how data generated by legal processes (methods of law-making, statutory interpretation, contract drafting, applications of legal standards, legal reasoning, etc.) can facilitate the robust specification of inherently vague human goals. This increases human-AI alignment and the local usefulness of AI. Toward society-AI alignment, we present a framework for understanding law as the applied philosophy of multi-agent alignment. Although law is partly a reflection of historically contingent political power - and thus not a perfect aggregation of citizen preferences - if properly parsed, its distillation offers the most legitimate computational comprehension of societal values available. If law eventually informs powerful AI, engaging in the deliberative political process to improve law takes on even more meaning.Comment: Forthcoming in Northwestern Journal of Technology and Intellectual Property, Volume 2

Augmented Language Models: a Survey

This survey reviews works in which language models (LMs) are augmented with reasoning skills and the ability to use tools. The former is defined as decomposing a potentially complex task into simpler subtasks while the latter consists in calling external modules such as a code interpreter. LMs can leverage these augmentations separately or in combination via heuristics, or learn to do so from demonstrations. While adhering to a standard missing tokens prediction objective, such augmented LMs can use various, possibly non-parametric external modules to expand their context processing ability, thus departing from the pure language modeling paradigm. We therefore refer to them as Augmented Language Models (ALMs). The missing token objective allows ALMs to learn to reason, use tools, and even act, while still performing standard natural language tasks and even outperforming most regular LMs on several benchmarks. In this work, after reviewing current advance in ALMs, we conclude that this new research direction has the potential to address common limitations of traditional LMs such as interpretability, consistency, and scalability issues