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Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G
Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems
Opportunistic Angle of Arrival Estimation in Impaired Scenarios
This work if focused on the analysis and the development of Angle of Arrival (AoA) radio localization methods. The radio positioning system considered is constituted by a radio source and by a receiving array of antennas. The positioning algorithms treated in this work are designed to have a passive and opportunistic approach. The opportunistic attribute implies that the radio localization algorithms are designed to provide the AoA estimation with nearly-zero information on the transmitted signals. No training sequences or waveforms custom designed for localization are taken into account. The localization is termed passive since there is no collaboration between the transmitter and the receiver during the localization process. Then, the algorithms treated in this work are designed to eavesdrop already existing communication signals and to locate their radio source with nearly-zero knowledge of the signal and without the collaboration of the transmitting node. First of all, AoA radio localization algorithms can be classified in terms of involved signals (narrowband or broadband), antenna array pattern (L-shaped, circular, etc.), signal structure (sinusoidal, training sequences, etc.), Differential Time of Arrival (D-ToA) / Differential Phase of Arrival (D-PoA) and collaborative/non collaborative. Than, the most detrimental effects for radio communications are treated: the multipath (MP) channels and the impaired hardware. A geometric model for the MP is analysed and implemented to test the robustness of the proposed methods. The effects of MP on the received signals statistics from the AoA estimation point-of-view are discussed. The hardware impairments for the most common components are introduced and their effects in the AoA estimation process are analysed. Two novel algorithms that exploits the AoA from signal snapshots acquired sequentially with a time division approach are presented. The acquired signals are QAM waveforms eavesdropped from a pre-existing communication. The proposed methods, namely Constellation Statistical Pattern IDentification and Overlap (CSP-IDO) and Bidimensional CSP-IDO (BCID), exploit the probability density function (pdf) of the received signals to obtain the D-PoA. Both CSP-IDO and BCID use the statistical pattern of received signals exploiting the transmitter statistical signature. Since the presence of hardware impairments modify the statistical pattern of the received signals, CSP-IDO and BCID are able to exploit it to improve the performance with respect to (w.r.t.) the ideal case. Since the proposed methods can be used with a switched antenna architecture they are implementable with a reduced hardware contrariwise to synchronous methods like MUltiple SIgnal Classification (MUSIC) that are not applicable. Then, two iterative AoA estimation algorithms for the dynamic tracking of moving radio sources are implemented. Statistical methods, namely PF, are used to implement the iterative tracking of the AoA from D-PoA measures in two different scenarios: automotive and Unmanned Aerial Vehicle (UAV). The AoA tracking of an electric car signalling with a IEEE 802.11p-like standard is implemented using a test-bed and real measures elaborated with a the proposed Particle Swarm Adaptive Scattering (PSAS) algorithm. The tracking of a UAV moving in the 3D space is investigated emulating the UAV trajectory using the proposed Confined Area Random Aerial Trajectory Emulator (CARATE) algorithm
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