On the ergodic sum-rate performance of CDD in multi-user systems

The main focus of space-time coding design and analysis for MIMO systems has been so far focused on single-user systems. For single-user systems, transmit diversity schemes suffer a loss in spectral efficiency if the receiver is equipped with more than one antenna, making them unsuitable for high rate transmission. One such transmit diversity scheme is the cyclic delay diversity code (CDD). The advantage of CDD over other diversity schemes such as orthogonal space-time block codes (OSTBC) is that a code rate of one and delay optimality are achieved independent of the number of transmit antennas. In this work we analyze the ergodic rate of a multi-user multiple access channel (MAC) with each user applying such a cyclic delay diversity (CDD) code. We derive closed form expressions for the ergodic sum-rate of multi-user CDD and compare it with the sum-capacity. We study the ergodic rate region and show that in contrast to what is conventionally known regarding the single-user case, transmit diversity schemes are viable candidates for high rate transmission in multi-user systems. Finally, our theoretical findings are illustrated by numerical simulation results.Comment: to appear in Proceedings of 2007 IEEE Information Theory Workshop (ITW) in Lake Taho

Ergodic Capacity Analysis of Amplify-and-Forward MIMO Dual-Hop Systems

This paper presents an analytical characterization of the ergodic capacity of amplify-and-forward (AF) MIMO dual-hop relay channels, assuming that the channel state information is available at the destination terminal only. In contrast to prior results, our expressions apply for arbitrary numbers of antennas and arbitrary relay configurations. We derive an expression for the exact ergodic capacity, simplified closed-form expressions for the high SNR regime, and tight closed-form upper and lower bounds. These results are made possible to employing recent tools from finite-dimensional random matrix theory to derive new closed-form expressions for various statistical properties of the equivalent AF MIMO dual-hop relay channel, such as the distribution of an unordered eigenvalue and certain random determinant properties. Based on the analytical capacity expressions, we investigate the impact of the system and channel characteristics, such as the antenna configuration and the relay power gain. We also demonstrate a number of interesting relationships between the dual-hop AF MIMO relay channel and conventional point-to-point MIMO channels in various asymptotic regimes.Comment: 40 pages, 9 figures, Submitted to to IEEE Transactions on Information Theor

Secure Massive MIMO Communication with Low-resolution DACs

In this paper, we investigate secure transmission in a massive multiple-input multiple-output (MIMO) system adopting low-resolution digital-to-analog converters (DACs). Artificial noise (AN) is deliberately transmitted simultaneously with the confidential signals to degrade the eavesdropper's channel quality. By applying the Bussgang theorem, a DAC quantization model is developed which facilitates the analysis of the asymptotic achievable secrecy rate. Interestingly, for a fixed power allocation factor $\phi$, low-resolution DACs typically result in a secrecy rate loss, but in certain cases they provide superior performance, e.g., at low signal-to-noise ratio (SNR). Specifically, we derive a closed-form SNR threshold which determines whether low-resolution or high-resolution DACs are preferable for improving the secrecy rate. Furthermore, a closed-form expression for the optimal $\phi$ is derived. With AN generated in the null-space of the user channel and the optimal $\phi$, low-resolution DACs inevitably cause secrecy rate loss. On the other hand, for random AN with the optimal $\phi$, the secrecy rate is hardly affected by the DAC resolution because the negative impact of the quantization noise can be compensated for by reducing the AN power. All the derived analytical results are verified by numerical simulations.Comment: 14 pages, 10 figure