Constraining lexical phonology: evidence from English vowels

Abstract

Standard Generative Phonology is inadequate in at least three respects: it is unable to curtail the abstractness of underlying forms and the complexity of derivations in any principled way; the assumption that related dialects share an identical system of underlying representations leads to an inadequate account of dialect variation; and no coherent model for the incorporation of sound changes into the synchronic grammar is proposed. The purpose of this thesis is to demonstrate that a well-constrained model of Lexical Phonology, which is a generative, derivational successor of the Standard Generative model, need not suffer from these inadequacies. Chapter 1 provides an outline of the development and characteristics of Lexical Phonology and Morphology. In Chapters 2 and 3, the model of Lexical Phonology proposed for English by Halle and Mohanan (1985) is revised: the lexical phonology is limited to two levels; substantially more concrete underlying vowel systems are proposed for RP and General American; and radically revised formulations of certain modern English phonological rules, including the Vowel Shift Rule and j-Insertion, are suggested. These constrained analyses and rules are found to be consistent with internal data, and with external evidence from a number of sources, including dialect differences, diachrony, speech errors and psycholinguistic experiments. In Chapters 4-6, a third reference accent, Scottish Standard English, is introduced. In Chapter 4, the diachronic development and synchronic characteristics of this accent, and the related Scots dialects, are outlined. Chapters 5 and 6 provide a synchronic and diachronic account of the Scottish Vowel Length Rule (SVLR). I argue that SVLR represents a Scots-specific phonologisation of part of a pan-dialectal postlexical lengthening rule, which remains productive in all varieties of English, while SVLR has acquired certain properties of a lexical rule, and has been relocated into the lexicon. In becoming lexical, SVLR has neutralised the long/short distinction for Scots vowels, so that synchronically, the underlying vowel system of Scots/SSE is organised differently from that of other varieties of English. It is established that a constrained lexicalist model necessitates the recognition of underlying dialect variation; demonstrates a connection of lexical and postlexical rules with two distinct types of sound change; gives an illuminating account of the transition of sound changes to synchronic phonological rules; and permits the characterisation of dialect and language variation as a continuum

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