Corporate Policy Management for a Financial Organization

Abstract

A large financial organization has intent of deploying a framework to support Corporate and Business Policies and Procedures. Internally, the policies and procedures lack the standardization and consistency necessary to publish policies across a large diverse organization. Additionally, the organization needs to ensure quality in the protocols and templates, products and practices as well as provide a framework to automate the support of policy and procedure administrative aspects related to content management, document retention and destruction and increased search efficiencies. Additional challenges exist external to the organization in the form of Office of the Comptroller of the Currency (OCC) requirements to comply with the Sarbanes-Oxley Act

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