Size-Tunable and Monodisperse Tm<sup>3+</sup>/Gd<sup>3+</sup>-Doped Hexagonal NaYbF<sub>4</sub> Nanoparticles with Engineered Efficient Near Infrared-to-Near Infrared Upconversion for In Vivo Imaging

Abstract

Hexagonal NaYbF<sub>4</sub>:Tm<sup>3+</sup> upconversion nanoparticles hold promise for use in high contrast near-infrared-to-near-infrared (NIR-to-NIR) in vitro and in vivo bioimaging. However, significant hurdles remain in their preparation and control of their morphology and size, as well as in enhancement of their upconversion efficiency. Here, we describe a systematic approach to produce highly controlled hexagonal NaYbF<sub>4</sub>:Tm<sup>3+</sup> nanoparticles with superior upconversion. We found that doping appropriate concentrations of trivalent gadolinium (Gd<sup>3+</sup>) can convert NaYbF<sub>4</sub>:Tm<sup>3+</sup> 0.5% nanoparticles with cubic phase and irregular shape into highly monodisperse NaYbF<sub>4</sub>:Tm<sup>3+</sup> 0.5% nanoplates or nanospheres in a pure hexagonal-phase and of tunable size. The intensity and the lifetime of the upconverted NIR luminescence at 800 nm exhibit a direct dependence on the size distribution of the resulting nanoparticles, being ascribed to the varied surface-to-volume ratios determined by the different nanoparticle size. Epitaxial growth of a thin NaYF<sub>4</sub> shell layer of ∼2 nm on the ∼22 nm core of hexagonal NaYbF<sub>4</sub>:Gd<sup>3+</sup> 30%/Tm<sup>3+</sup> 0.5% nanoparticles resulted in a dramatic 350 fold NIR upconversion efficiency enhancement, because of effective suppression of surface-related quenching mechanisms. In vivo NIR-to-NIR upconversion imaging was demonstrated using a dispersion of phospholipid-polyethylene glycol (DSPE-PEG)-coated core/shell nanoparticles in phosphate buffered saline

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