On Parseval frames of exponentially decaying composite Wannier functions

Abstract

Let $L$ be a periodic self-adjoint linear elliptic operator in $\R^n$ with coefficients periodic with respect to a lattice \G, e.g. Schr\"{o}dinger operator $(i^{-1}\partial/\partial_x-A(x))^2+V(x)$ with periodic magnetic and electric potentials $A,V$, or a Maxwell operator $\nabla\times\varepsilon (x)^{-1}\nabla\times$ in a periodic medium. Let also $S$ be a finite part of its spectrum separated by gaps from the rest of the spectrum. We address here the question of existence of a finite set of exponentially decaying Wannier functions $w_j(x)$ such that their \G-shifts w_{j,\g}(x)=w_j(x-\g) for \g\in\G span the whole spectral subspace corresponding to $S$. It was shown by D.~Thouless in 1984 that a topological obstruction sometimes exists to finding exponentially decaying w_{j,\g} that form an orthonormal (or any) basis of the spectral subspace. This obstruction has the form of non-triviality of certain finite dimensional (with the dimension equal to the number of spectral bands in $S$) analytic vector bundle (Bloch bundle). It was shown in 2009 by one of the authors that it is always possible to find a finite number $l$ of exponentially decaying Wannier functions $w_j$ such that their \G-shifts form a tight (Parseval) frame in the spectral subspace. This appears to be the best one can do when the topological obstruction is present. Here we significantly improve the estimate on the number of extra Wannier functions needed, showing that in physical dimensions the number $l$ can be chosen equal to $m+1$, i.e. only one extra family of Wannier functions is required. This is the lowest number possible in the presence of the topological obstacle. The result for dimension four is also stated (without a proof), in which case $m+2$ functions are needed. The main result of the paper was announced without a proof in Bull. AMS, July 2016.Comment: Submitted. arXiv admin note: text overlap with arXiv:0807.134