Mechanical verification of concurrency control and recovery protocols

Abstract

The thesis concerns the formal specification and mechanized verification of concurrency control and recovery protocols for distributed databases. Such protocols are needed for many modern application such as banking and are often used in safety-critical applications. Therefore it is very important to guarantee their correctness. One method to increase the confidence in the correctness of a protocol is its formal verification. In this thesis a number of important concurrency control and recovery protocolshave been specified in the language of the verification system PVS. The interactive theorem prover of PVS has been used to verify their correctness. In the first part of the thesis, the notions of conflict and view serializability have been formalized. A method to verify conflict serializability has been formulated in PVS and proved to be sound and complete with the proof checker of PVS. The method has been used to verify a few basic protocols. Next we present a systematic way to extend these protocols with new actions and control information. We show that if such an extension satisfies a few simple correctness conditions, the new protocol is serializable by construction. In the existing literature, the protocols for concurrency control, single-site recovery and distributed recovery are often studied in isolation, making strong assumptions about each other. The problem of combining them in a formal way is largely ignored. To study the formal verification of combined protocols, we specify in the second part of the thesis a transaction processing system, integrating strict two-phase locking, undo/redo recovery and two-phase commit. In our method, the locking and undo/redo mechanism at distributed sites is defined by state machines, whereas the interaction between sites according to the two-phase commit protocol is specified by assertions. We proved with PVS that our system satisfies atomicity, durability and serializability properties. The final part of the thesis presents the formal verification of atomic commitment protocols for distributed recovery. In particular, we consider the non-blocking protocol of Babaoglu and Toueg, combined with our own termination protocol for recovered participants. A new method to specify such protocols has been developed. In this method, timed state machines are used to specify the processes, whereas the communication mechanism between processes is defined using assertions. All safety and liveness properties, including a new improved termination property, have been proved with the interactive proof checker of PVS.We also show that the original termination protocol of Babaoglu and Toueg has an error