随着经济全球化的趋势进一步加强，特别是投资渠道的畅通和投资的多元化，使得资本的跨境配置变得越来越频繁。近年来，全球范围内的资本市场中开始出现对一些跨境证券交易的研究和试点，跨境证券交易运行机制因其灵活和高效的制度设计引起许多国家和地区的重视。正是在这样的浪潮中，结合上海和香港两个城市的金融现状和发展需要，我国证监会和香港证监会决定推出沪港股票 市场交易互联互通机制的试点，进一步加快区域之间资本的流动和配置，提升上海和香港金融中心的地位。然而作为一种新生试点机制，我国并没有足够的既有经验来很好的规避上海和香港两地股票市场互通后可能带来的风险。而风险的管控水平将直接影响到这一机制的效果和前景，进...With the trend of economic globalization further strengthened, especially investment channels and investment diversification making cross-border allocation of capital becoming increasingly frequent. In recent years, the worldwide capital markets began to appear in some researches and trials of the cross-border securities transactions. Cross-border securities trading operation mechanism for its fl...学位：法律硕士院系专业：法学院_法律硕士学号：1302012115019
