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Reconstitution of Component Elements of Inside Information: Based on the Everbright Securities 8.16 Event

Abstract

本文以2013年对我国证券市场造成震撼影响的光大证券异常交易事件为切入点,从证监会行政处罚决定的瑕疵和争议入手,探讨我国证券法在内幕信息构成要件上存在的问题,分析问题产生的原因,并尝试给出改进建议,以期完善内幕交易立法,裨益证券市场健康稳定发展。除引言和结论外,本文分为三章。 第一章首先介绍了8.16事件的基本情况,梳理了证监会行政处罚决定存在的瑕疵和争议,认为我国内幕交易立法缺乏一个统一的指导思想,在规制内幕交易的基础理论选择上摇摆不定,导致法律条文语义模糊难测,给法律的解释和适用带来极大不便。同时,我国《证券法》在内幕信息的构成要件上存在重大瑕疵。 第二章主要是基础的理论铺垫。采用比较...Based on the false trading event of Everbright Securities happened in 2013, this paper will point out the flaws of the CSRC adnimistraion penalty decision, and try to give some suggestions in order to improve the insider trading legislation and the securities market. Besides the preface and conclusion, this article is divided into 4 chapters. Firstly, the first chapter introduces the basic situat...学位:法律硕士院系专业:法学院_法律硕士学号:1302012115019

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