Aboveground plant biomass and plant nitrogen are two important parameters for plant growth monitoring, which have a decisive influence on the final yield. Mismanagement of fertilizer or pesticide inputs leads to poor plant growth, environmental pollution, and accordingly, yield loss. Biomass development is driven by nutrient supply, temperature, and phenology. Crop biomass reaches its highest weight at the harvest time. In contrast, plant nitrogen is dependent from fertilizer inputs to the soil and from biomass. Destructive measurement of both parameters is time-consuming and labor-intensive. Remote sensing offers remotely non-direct observation methods from outer space, air space, or close-range in the field by sensors. This dissertation focuses on non-destructive monitoring of plant biomass (the primary parameter) and plant nitrogen (the secondary parameter) using hyperspectral data from non-imaging field spectrometers and the imaging EO-1 Hyperion satellite.
The study was conducted on two field crops: winter wheat of two growing seasons of the Huimin test site in the North China Plain; and rice of three growing seasons of the Jiansanjiang test site in the Sanjiang Plain of China. Study fields were set up in different spatial scales, from small experimental scale to large farmers' scale. Extensive field measurements were carried out, including both destructive measuring and non-destructive hyperspectral remote sensing of biomass and plant nitrogen. Besides, two years' Hyperion images were acquired at the Huimin test site. Four different approaches were used to develop the estimation models, which include: vegetation indices (VIs), band combinations, Optimum Multiple Narrow Band Reflectance (OMNBR) and stepwise Multiple Linear Regression (MLR), and derivatives of reflectance. Based on these four approaches, models were constructed, compared, and improved step by step. Additionally, a multiscale approach and a new VI, named GnyLi, were developed. Since experimental and farmers' fields were differently managed, several calibration and validation methods were tested and the field datasets were pooled.
All tested approaches and band selections were greatly influenced by single growth stages. The broad band VIs saturated for both crops at the booting stage at the latest and were greatly outperformed by the narrow band VIs with optimized band combinations. Model applications from experimental to farmers' scale using the narrow bands measured by field spectrometers mostly failed due to the effects of different management practices and crop cultivars at both spatial scales. In contrast, the multiscale approach was successfully applied in winter wheat monitoring to transfer data and knowledge from field spectrometer measurements from the experimental scale to the farmers' field scale and the scale that is covered by the Hyperion imagery. The GnyLi and the Normalized Ratio Index (NRI) based on the optimized band combinations performed the best in the up-scaling process in the winter wheat study. In the rice study, MLR or OMNBR models based on 4–6 narrow bands better explained biomass variability compared to VIs based on broad bands and optimized band combinations. The models were more robust when data from different scales were pooled and then randomly divided into calibration and validation datasets. Additional model improvements were obtained using derivatives of reflectance.
This dissertation evaluates different hyperspectral remote sensing approaches for non-destructive biomass and plant nitrogen monitoring, with the main focus on biomass estimation. The results and comparisons of different approaches revealed their potentials and limits. Development of new VIs, such as GnyLi, is advantageous due to the saturation problem of broad band VIs. However, the developed VIs need to be tested and improved for different crops and sites. Detection of optimized band combinations facilitates the development of new VIs, which are site-specific and crop-specific. MLR-based models may better explain the biomass variability; nevertheless, with more bands, they are prone to the issues of over-fitting and collinearity. Hence, no more than six bands were recommended to select from the hyperspectral data. Derivatives of reflectance were beneficial at the early growing season of rice when the canopy was strongly influenced by background signals from soil and water. However, their benefits were reduced when more bands were used
