Are elections free and fair? How can we measure whether they are? And what is the popular reaction to different types of electoral regime? Ron Johnston reviews a recent edited volume exploring electoral integrity, an outcome of a major international project focusing on these relatively under-studied questions

Johnston, Ron

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2014-9-17Book Review: Advancing Electoral Integrity edited by PippaNorris, Richard W Frank and Ferran Martínez i Comablogs.lse.ac.uk /lsereviewofbooks/2014/09/17/book-review-advancing-electoral-integrity-edited-by-pippa-norris-richard-w-frank-and-ferran-martinez-i-coma/Are elections free and fair? How can we measure whether they are? And what is the popular reaction todifferent types of electoral regime? Ron Johnston reviews a recent edited volume exploring electoral integrity, anoutcome of a major international project focusing on these relatively under-studied questions.Advancing Electoral Integrity. Pippa Norris, Richard W Frank andFerran Martínez i Coma (eds). Oxford University Press. 2014.Find this book: Most UK citizens assume – without giving the issue much thought in mostcases – that our elections are in general very ‘free and fair’. There areoccasional ‘scandals’, but these are treated as aberrations and do notundermine general confidence in our system and procedures – perhapsbecause the depth of current problems is relatively hidden. Media reportsof elections elsewhere – mainly in countries with only relatively shortexperience of democracy – suggest that free and fair elections are farfrom universally the case, however, as illustrated by the number of NGOsand other bodies that undertake monitoring missions.Relatively little academic attention has been paid to electoral integrity –as the study of electoral malpractice and its consequences has beennamed. The ACE Electoral Knowledge Network defines contests withintegrity as those based on universal suffrage and political equality,conducted to international standards, and which are ‘professional,impartial and transparent in [their] preparation and administrationthroughout the electoral cycle’, and without which electoral outcomes lacklegitimacy and confidence in the democratic process is low. This lacuna in assessing how many contests meet thosecriteria is now being filled, in substantial part through a major international Electoral Integrity Project led by PippaNorris and others.Advancing Electoral Integrity comprises chapters based on papers presented at one of its workshops. Pippa Norris’sintroductory discussion on ‘Challenges of electoral integrity’ sets out the agenda, buttressed by useful comparativedata on electoral fraud as reported in major world media – Africa has generated most of those stories, followed insecond place for much of the last two decades by North America! The challenges lie in the creation and thenimplementation of standards for elections for whose outcomes legitimacy can be claimed: what should comprisethose standards and what empirical evidence can be collected to assess claims that particular elections have beenfree and fair? Much of this necessarily focuses on countries’ Election Management Bodies (EMBs), which varysubstantially in their status, roles, and effectiveness, hence their central presence throughout the book. And whathappens when elections are perceived as unfree and unfair – by either or both of external monitoring bodies (whichthemselves vary in their impartiality and professionalism) and the local population?These issues are tackled in the book’s three main sections – on ‘When do elections fail? Standards and evidence’;‘Do institutions matter? Managing elections’; and ‘Does lack of integrity undermine legitimacy?’. The threesubstantive chapters in the first illustrate the difficulties in monitoring elections, especially over the full electoral cycle1/3rather than just in the campaign’s final weeks and the conduct of the poll. Given those difficulties, how can expertjudgments be made regarding legitimacy and is it possible to quantify them so as to produce comparative databases– a contribution by two of the book’s editors illustrates their suggested way forward.If elections vary in their legitimacy, and this can be quantified, is it then possible to evaluate the relative success ofdifferent types of EMB? Three chapters in the second section attempt such quantitative assessments, using a rangeof databases including some specifically designed to measure integrity and its various components. Theirconclusions are both provisional and to some extent inconsistent, but they strongly suggest that elections withconsiderable political involvement (including deciding which outside bodies to invite as ‘impartial’ monitors) are lesslikely to be deemed ‘legitimate’ – although it is unclear what type of EMB regime (whether it is constitutionallydefined, for example) could best avoid that problem.The fourth chapter in that section takes a different approach. Toby James explores the standard of electoralmanagement in the UK through interviews with those involved in its implementation – local government officers. Heidentifies ten major challenges these officials face, as a consequence, for example, of increased voter apathy,decreased voter trust, increasingly complex legal requirements, and reduced financial resources. The focus is not onfraud – though that may be a consequence of the situation – but rather of difficulties in managing elections, so thatthe ‘scandals’ that emerge in particular contests at particular places result in feedback loops that aggravate popularmistrust.This conclusion is sustained by a second chapter on the UK – the first in the book’s final section – on ‘Investing inelectoral management’. Using data on the amount spent in each local authority on the 2009 European Parliamentelections and the Election Commission’s ratings of their performance, Alistair Clark shows that more spendingresults in better elections.The remaining chapters in that final section essay similar tasks for Africa, Latin America and the United States, againusing quantitative indices to identify how both external observers and the local population assess an election’slegitimacy. These modelling exercises (which treat all of a continent’s countries as homogeneous blocks) suggestthat there is greater trust where there are respected EMBs, along with a range of other interesting, someunsurprising, findings – supporters of winning parties tend to have greater faith in an election’s integrity, for example,than do those who support a losing party/candidate! Similar findings emerge from a study of electoral fraud in theUSA; black voters are more likely to think elections fraudulent than members of other ethnic groups, as areRepublicans compared to Democrats, for example – as also, in the 2012 presidential contest, were Romneycompared to Obama supporters.The book lacks a conclusion, just the text of a panel discussion held at the end of the workshop under the title‘Lessons from the ground: what have we learned? what do we do next?’. As such the volume is but part of a whole,reflecting growing academic interest in the subject. Another set of papers is being published in a forthcoming issueof Electoral Studies, and Pippa Norris has provided an overview in her recently-published Why Electoral IntegrityMatters. Clearly the six-year project will deliver more material and both broaden and deepen our appreciation of thenature, extent and impact of electoral fraud and malpractice plus the institutions created and measures adopted toprevent it.Free and fair elections matter to democracy. But this form of governance faces many other contemporary challengesas an increasing number of commentators and theorists question its sustainability within global capitalism. In somecountries electoral malfeasance very substantially undermines governments’ legitimacy and accountability, and thecase for change is strong. Elsewhere – including in the UK – perhaps election management is robust enough thatworrying too much about its minutiae is a modern equivalent of fiddling while Rome burns? But if we are losingconfidence in our elections and their outcomes, and so also in the governments they deliver, where else can we lookto ensure individual life, liberty and the pursuit of happiness: perhaps the minutiae do matter?2/3 Ron Johnston is a professor in the School of Geographical Sciences at the University of Bristol; his most recentcontributions to electoral studies include (with Charles Pattie) Money and Electoral Politics (The Policy Press,Bristol, 2014) and (with David Rossiter and Charles Pattie) Equality, Community and Continuity: Reviewing the UKRules for Constituency Distributions (available at http://www.mcdougall.org.uk/publications/papers.html). Read morereviews by Ron.Copyright 2013 LSE Review of Books3/3

Book review: advancing electoral integrity edited by Pippa Norris, Richard W Frank and Ferran Martínez i Coma

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