We propose a model that reflects two important processes in R&D activities of
firms, the formation of R&D alliances and the exchange of knowledge as a result
of these collaborations. In a data-driven approach, we analyze two large-scale
data sets extracting unique information about 7500 R&D alliances and 5200
patent portfolios of firms. This data is used to calibrate the model parameters
for network formation and knowledge exchange. We obtain probabilities for
incumbent and newcomer firms to link to other incumbents or newcomers which are
able to reproduce the topology of the empirical R&D network. The position of
firms in a knowledge space is obtained from their patents using two different
classification schemes, IPC in 8 dimensions and ISI-OST-INPI in 35 dimensions.
Our dynamics of knowledge exchange assumes that collaborating firms approach
each other in knowledge space at a rate μ for an alliance duration τ.
Both parameters are obtained in two different ways, by comparing knowledge
distances from simulations and empirics and by analyzing the collaboration
efficiency C^n​. This is a new measure, that takes also in
account the effort of firms to maintain concurrent alliances, and is evaluated
via extensive computer simulations. We find that R&D alliances have a duration
of around two years and that the subsequent knowledge exchange occurs at a very
low rate. Hence, a firm's position in the knowledge space is rather a
determinant than a consequence of its R&D alliances. From our data-driven
approach we also find model configurations that can be both realistic and
optimized with respect to the collaboration efficiency C^n​.
Effective policies, as suggested by our model, would incentivize shorter R&D
alliances and higher knowledge exchange rates.Comment: 35 pages, 10 figure