정책모호성의 정책집행에 미치는 영향: 한국의 난민정책 실패와 독일의 성공 비교분석

Abstract

학위논문 (석사) -- 서울대학교 대학원 : 국제대학원 국제학과(국제협력전공), 2021. 2. 한정훈.The refugee policy of a state has been studied as an outcome of its domestic political decision. Existing research found two patterns in states refugee acceptance: acceptance of refugees for its national economic interests or reluctance of refugees for the fear of disruption of a states ethnic homogeneity. However, a states refugee policy is not simply an output of domestic politics, but it is an outcome of constant tensions with the principles and norms of the global refugee regime. Considering its policy formation structure with its relations to the international refugee regime, this research applies a modified model of Matland to shed light on the effect of policy ambiguity. It compares the two countries refugee policies in the period of each countrys refugee crisis by establishing a firm basis of international refugee regime: South Korean refugee policy (2018-2020), as a case of a policy failure, contrary to German refugee policy (2015-2016), a case of policy success. South Korean policy failure is prompted by a cloud-like refugee status determination process and their access to legal entitlements due to deliberate policy ambiguity. This ambiguity largely appears in discord with the international refugee regime in its definition and categorization in the refugee act. Three major elements prompting policy ambiguity are found: large discretion to the implementation authority, legal fragmentation and contradiction in domestic laws, and the lack of available resources. Conversely, Germanys clock-like refugee status determination process and their access to legal entitlements fully endorse the international refugee regimes norms and principles. Moreover, it further crystallized and specified potential ambiguity in the process of internalization in the domestic legal sphere and amendment process. Finally, this researchs finding draws scholarly attention to the necessity to address the effect of deliberate ambiguity on policy failure in the South Korean refugee act by seeking German asylum act as a policy learning model for lowering ambiguity via the legislative process.난민정책은 국내정치의 결과로 주로 연구되어 왔다. 기존연구에서는 난민정책의 두 가지 패턴을 확인했다. 먼저 일부 국가들은 경제적 측면을 고려하여 국익을 위해 난민을 수용하며 다른 국가들은 민족동질성 파괴를 우려하며 수용을 거부한다. 그러나 한 국가의 난민 정책이 단순히 해당 국가의 국내정치적 결과인 것만은 아니다. 난민정책은 국제 난민레짐의 규범 및 원칙과의 끊임없는 긴장의 산물이기도 하다. 따라서 본 연구는 국제레짐과의 연관성 속에서 정책형성구조를 고려하여 매틀랜드의 수정된 모델을 난민정책에 적용함으로써 모호성이 난민정책에 야기하는 영향을 조명한다. 국제난민체제를 기준으로 사회경제지수와 문화민족동질성은 유사하지만 정책모호성에서 차이를 보이는 한국 (2018~2020)의 실패와 독일 (2015~2016년)의 성공 사례를 비교한다. 한국의 실패는 의도적 정책모호성이 야기한 모호성이 난민지위결정과정과 지위 문제에서 비롯된다. 이러한 정책모호성은 난민법의 정의와 분류에서 국제난민체제와의 불협화음을 보인다. 정책모호성을 야기한 세 가지 요소로는 광범위한 재량권, 다른 국내법과의 충돌, 가용 자원의 부족이 확인되었다. 이와 반대로 독일은 시계처럼 명확하고 체계적인 난민지위결정과정과 지위체계를 운영하며 국제난민체제의 규범과 원칙을 준수했다. 뿐만 아니라, 혼란의 여지가 있는 조항들은 국내법제화 및 개정 과정에서 잠재적 모호성을 없애고 명확히 했다. 이러한 본 연구의 결과는 현재 한국 난민정책의 의도적 모호성이 난민 정책실패에 끼친 영향을 해소하기 위한 학계 주목의 필요성을 시사하며, 입법과정을 거쳐 모호성을 낮춰온 독일의 난민정책을 정책학습의 모델로 확인한다.CHAPTER I. INTRODUCTION 1 1.1 Research Background 1 1.2 Research Objective 4 1.3 Structure of the Thesis 6 CHAPTER II. METHODOLOGY 7 2.1 Research Question 7 2.2 Variables and Indicators 8 2.3 Research Method 13 CHAPTER III. REFUGEE POLICY SUCCESS AND FAILURE 22 3.1 International Refugee Regime and the 1951 Convention 22 3.2 Policy Success: German Asylum Policy 23 3.3 Policy Failure: South Korean Refugee Policy 26 3.4 Debates on the Cause of the South Korea's Policy Failure 28 3.4.1 Rule of Law and Democracy 31 3.4.2 Comparison of the Refugee Legislative Act Structure 34 3.4.3 Point of Departure: Ambiguity in Refugee Policy 37 CHAPTER IV. REFUGEE DEFINITION AND CATEGORIZATION 39 4.1 Introduction of the Chapter 39 4.2 Definition and Types of Refugees in the 1951 Convention 40 4.3 South Korea: Localization and Its Spill-Over 42 4.4 Germany: Full Acceptance and Systematic Categorization 47 4.5 Sub-Conclusion 52 CHAPTER V. REFUGEE RECOGNITION PROCEDURE 55 5.1 Introduction of the Chapter 55 5.2 Procedural Principles and Negative Decisions in the International Refugee Regime 58 5.3 South Korea: Constant High Procedural Ambiguity and State Inaction 59 5.4 Germany: Lowering Ambiguity via Legislative Reforms 62 5.5 Comparison of Procedural Ambiguity 63 5.5.1 Pre-Asylum Application Stage and Port of Entry Procedure 63 5.5.2 Regular Procedure 65 5.5.3 Negative Decision 70 5.5.4 Appeal Procedure 71 5.6 Sub-Conclusion 73 CHAPTER VI. REFUGE'S LEGAL ENTITLEMENTS 77 6.1 Introduction of the Chapter 77 6.2 The Legal Entitlements in the 1951 Convention 78 6.3 South Korea: Constant Ambiguity Restricts Access to Entitlements 80 6.4 Germany: Lowering Ambiguity for Comprehensive Entitlements 81 6.5 Comparison of Legal Entitlements by Category 84 6.5.1 Refugee Status Applicants 84 6.5.2 Protection Decision Beneficiaries 93 6.6 Sub-Conclusion 101 CHAPTER VII. CONCLUSION 108 7.1 Conclusion 108 7.3 Research Implication 111 7.3 Discussion 113 BIBLIOGRAPHY 114 ABSTRACT IN KOREAN 129Maste

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