Uncertainties in Digital Elevation Models: Evaluation and Effects on Landform and Soil Type Classification

Abstract

Digital elevation models (DEMs) are a widely used source for the digital representation of the Earth's surface in a wide range of scientific, industrial and military applications. Since many processes on Earth are influenced by the shape of the relief, a variety of different applications rely on accurate information about the topography. For instance, DEMs are used for the prediction of geohazards, climate modelling, or planning-relevant issues, such as the identification of suitable locations for renewable energies. Nowadays, DEMs can be acquired with a high geometric resolution and over large areas using various remote sensing techniques, such as photogrammetry, RADAR, or laser scanning (LiDAR). However, they are subject to uncertainties and may contain erroneous representations of the terrain. The quality and accuracy of the topographic representation in the DEM is crucial, as the use of an inaccurate dataset can negatively affect further results, such as the underestimation of landslide hazards due to a too flat representation of relief in the elevation model. Therefore, it is important for users to gain more knowledge about the accuracy of a terrain model to better assess the negative consequences of DEM uncertainties on further analysis results of a certain research application. A proper assessment of whether the purchase or acquisition of a highly accurate DEM is necessary or the use of an already existing and freely available DEM is sufficient to achieve accurate results is of great qualitative and economic importance. In this context, the first part of this thesis focuses on extending knowledge about the behaviour and presence of uncertainties in DEMs concerning terrain and land cover. Thus, the first two studies of this dissertation provide a comprehensive vertical accuracy analysis of twelve DEMs acquired from space with spatial resolutions ranging from 5 m to 90 m. The accuracy of these DEMs was investigated in two different regions of the world that are substantially different in terms of relief and land cover. The first study was conducted in the hyperarid Chilean Atacama Desert in northern Chile, with very sparse land cover and high elevation differences. The second case study was conducted in a mid-latitude region, the Rur catchment in the western part of Germany. This area has a predominantly flat to hilly terrain with relatively diverse and dense vegetation and land cover. The DEMs in both studies were evaluated with particular attention to the influence of relief and land cover on vertical accuracy. The change of error due to changing slope and land cover was quantified to determine an average loss of accuracy as a function of slope for each DEM. Additionally, these values were used to derive relief-adjusted error values for different land cover classes. The second part of this dissertation addresses the consequences that different spatial resolutions and accuracies in DEMs have on specific applications. These implications were examined in two exemplary case studies. In a geomorphometric case study, several DEMs were used to classify landforms by different approaches. The results were subsequently compared and the accuracy of the classification results with different DEMs was analysed. The second case study is settled within the field of digital soil mapping. Various soil types were predicted with machine learning algorithms (random forest and artificial neural networks) using numerous relief parameters derived from DEMs of different spatial resolutions. Subsequently, the influence of high and low resolution DEMs with the respectively derived land surface parameters on the prediction results was evaluated. The results on the vertical accuracy show that uncertainties in DEMs can have diverse reasons. Besides the spatial resolution, the acquisition technique and the degree of improvements made to the dataset significantly impact the occurrence of errors in a DEM. Furthermore, the relief and physical objects on the surface play a major role for uncertainties in DEMs. Overall, the results in steeper areas show that the loss of vertical accuracy is two to three times higher for a 90 m DEM than for DEMs of higher spatial resolutions. While very high resolution DEMs of 12 m spatial resolution or higher only lose about 1 m accuracy per 10° increase in slope steepness, 30 m DEMs lose about 2 m on average, and 90 m DEMs lose more than 3 m up to 6 m accuracy. However, the results also show significant differences for DEMs of identical spatial resolution depending on relief and land cover. With regard to different land cover classes, it can be stated that mid-latitude forested and water areas cause uncertainties in DEMs of about 6 m on average. Other tested land cover classes produced minor errors of about 1 – 2 m on average. The results of the second part of this contribution prove that a careful selection of an appropriate DEM is more crucial for certain applications than for others. The choice of different DEMs greatly impacted the landform classification results. Results from medium resolution DEMs (30 m) achieved up to 30 % lower overall accuracies than results from high resolution DEMs with a spatial resolution of 5 m. In contrast to the landform classification results, the predicted soil types in the second case study showed only minor accuracy differences of less than 2 % between the usage of a spatial high resolution DEM (15 m) and a low resolution 90 m DEM. Finally, the results of these two case studies were compared and discussed with other results from the literature in other application areas. A summary and assessment of the current state of knowledge about the impact of a particular chosen terrain model on the results of different applications was made. In summary, the vertical accuracy measures obtained for each DEM are a first attempt to determine individual error values for each DEM that can be interpreted independently of relief and land cover and can be better applied to other regions. This may help users in the future to better estimate the accuracy of a tested DEM in a particular landscape. The consequences of elevation model selection on further results are highly dependent on the topic of the study and the study area's level of detail. The current state of knowledge on the impact of uncertainties in DEMs on various applications could be established. However, the results of this work can be seen as a first step and more work is needed in the future to extend the knowledge of the effects of DEM uncertainties on further topics that have not been investigated to date

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