Limit operators, collective compactness, and the spectral theory of infinite matrices

In the first half of this memoir we explore the interrelationships between the abstract theory of limit operators (see e.g. the recent monographs of Rabinovich, Roch and Silbermann (2004) and Lindner (2006)) and the concepts and results of the generalised collectively compact operator theory introduced by Chandler-Wilde and Zhang (2002). We build up to results obtained by applying this generalised collectively compact operator theory to the set of limit operators of an operator (its operator spectrum). In the second half of this memoir we study bounded linear operators on the generalised sequence space , where and is some complex Banach space. We make what seems to be a more complete study than hitherto of the connections between Fredholmness, invertibility, invertibility at infinity, and invertibility or injectivity of the set of limit operators, with some emphasis on the case when the operator is a locally compact perturbation of the identity. Especially, we obtain stronger results than previously known for the subtle limiting cases of and . Our tools in this study are the results from the first half of the memoir and an exploitation of the partial duality between and and its implications for bounded linear operators which are also continuous with respect to the weaker topology (the strict topology) introduced in the first half of the memoir. Results in this second half of the memoir include a new proof that injectivity of all limit operators (the classic Favard condition) implies invertibility for a general class of almost periodic operators, and characterisations of invertibility at infinity and Fredholmness for operators in the so-called Wiener algebra. In two final chapters our results are illustrated by and applied to concrete examples. Firstly, we study the spectra and essential spectra of discrete Schrödinger operators (both self-adjoint and non-self-adjoint), including operators with almost periodic and random potentials. In the final chapter we apply our results to integral operators on

A wavenumber independent boundary element method for an acoustic scattering problem

In this paper we consider the impedance boundary value problem for the Helmholtz equation in a half-plane with piecewise constant boundary data, a problem which models, for example, outdoor sound propagation over inhomogeneous. at terrain. To achieve good approximation at high frequencies with a relatively low number of degrees of freedom, we propose a novel Galerkin boundary element method, using a graded mesh with smaller elements adjacent to discontinuities in impedance and a special set of basis functions so that, on each element, the approximation space contains polynomials ( of degree.) multiplied by traces of plane waves on the boundary. We prove stability and convergence and show that the error in computing the total acoustic field is O( N-(v+1) log(1/2) N), where the number of degrees of freedom is proportional to N logN. This error estimate is independent of the wavenumber, and thus the number of degrees of freedom required to achieve a prescribed level of accuracy does not increase as the wavenumber tends to infinity

Late Wenlock (middle Silurian) bio-events: Caused by volatile boloid impact/s

Late Wenlockian (late mid-Silurian) life is characterized by three significant changes or bioevents: sudden development of massive carbonate reefs after a long interval of limited reef growth; sudden mass mortality among colonial zooplankton, graptolites; and origination of land plants with vascular tissue (Cooksonia). Both marine bioevents are short in duration and occur essentially simultaneously at the end of the Wenlock without any recorded major climatic change from the general global warm climate. These three disparate biologic events may be linked to sudden environmental change that could have resulted from sudden infusion of a massive amount of ammonia into the tropical ocean. Impact of a boloid or swarm of extraterrestrial bodies containing substantial quantities of a volatile (ammonia) component could provide such an infusion. Major carbonate precipitation (formation), as seen in the reefs as well as, to a more limited extent, in certain brachiopods, would be favored by increased pH resulting from addition of a massive quantity of ammonia into the upper ocean. Because of the buffer capacity of the ocean and dilution effects, the pH would have returned soon to equilibrium. Major proliferation of massive reefs ceased at the same time. Addition of ammonia as fertilizer to terrestrial environments in the tropics would have created optimum environmental conditions for development of land plants with vascular, nutrient-conductive tissue. Fertilization of terrestrial environments thus seemingly preceded development of vascular tissue by a short time interval. Although no direct evidence of impact of a volatile boloid may be found, the bioevent evidence is suggestive that such an impact in the oceans could have taken place. Indeed, in the case of an ammonia boloid, evidence, such as that of the Late Wenlockian bioevents may be the only available data for impact of such a boloid

On the Spectra and Pseudospectra of a Class of Non-Self-Adjoint Random Matrices and Operators

In this paper we develop and apply methods for the spectral analysis of non-self-adjoint tridiagonal infinite and finite random matrices, and for the spectral analysis of analogous deterministic matrices which are pseudo-ergodic in the sense of E.B.Davies (Commun. Math. Phys. 216 (2001), 687-704). As a major application to illustrate our methods we focus on the "hopping sign model" introduced by J.Feinberg and A.Zee (Phys. Rev. E 59 (1999), 6433-6443), in which the main objects of study are random tridiagonal matrices which have zeros on the main diagonal and random $\pm 1$'s as the other entries. We explore the relationship between spectral sets in the finite and infinite matrix cases, and between the semi-infinite and bi-infinite matrix cases, for example showing that the numerical range and $p$-norm \eps-pseudospectra (\eps>0, $p\in [1,\infty]$) of the random finite matrices converge almost surely to their infinite matrix counterparts, and that the finite matrix spectra are contained in the infinite matrix spectrum $\Sigma$. We also propose a sequence of inclusion sets for $\Sigma$ which we show is convergent to $\Sigma$, with the $n$th element of the sequence computable by calculating smallest singular values of (large numbers of) $n\times n$ matrices. We propose similar convergent approximations for the 2-norm \eps-pseudospectra of the infinite random matrices, these approximations sandwiching the infinite matrix pseudospectra from above and below

The PML for rough surface scattering

In this paper we investigate the use of the perfectly matched layer (PML) to truncate a time harmonic rough surface scattering problem in the direction away from the scatterer. We prove existence and uniqueness of the solution of the truncated problem as well as an error estimate depending on the thickness and composition of the layer. This global error estimate predicts a linear rate of convergence (under some conditions on the relative size of the real and imaginary parts of the PML function) rather than the usual exponential rate. We then consider scattering by a half-space and show that the solution of the PML truncated problem converges globally at most quadratically (up to logarithmic factors), providing support for our general theory. However we also prove exponential convergence on compact subsets. We continue by proposing an iterative correction method for the PML truncated problem and, using our estimate for the PML approximation, prove convergence of this method. Finally we provide some numerical results in 2D.(C) 2008 IMACS. Published by Elsevier B.V. All rights reserved

A frequency-independent boundary element method for scattering by two-dimensional screens and apertures

We propose and analyse a hybrid numerical-asymptotic $hp$ boundary element method for time-harmonic scattering of an incident plane wave by an arbitrary collinear array of sound-soft two-dimensional screens. Our method uses an approximation space enriched with oscillatory basis functions, chosen to capture the high frequency asymptotics of the solution. Our numerical results suggest that fi�xed accuracy can be achieved at arbitrarily high frequencies with a frequency-independent computational cost. Our analysis does not capture this observed behaviour completely, but we provide a rigorous frequency-explicit error analysis which proves that the method converges exponentially as the number of degrees of freedom $N$ increases, and that to achieve any desired accuracy it is sufficient to increase $N$ in proportion to the square of the logarithm of the frequency as the frequency increases (standard boundary element methods require $N$ to increase at least linearly with frequency to retain accuracy). We also show how our method can be applied to the complementary "breakwater" problem of propagation through an aperture in an infinite sound-hard screen

Microwave Induced Instability Observed in BSCCO 2212 in a Static Magnetic Field

We have measured the microwave dissipation at 10 GHz through the imaginary part of the susceptibility, $\chi^"$, in a BSCCO 2212 single crystal in an external static magnetic field $H$ parallel to the c-axis at various fixed temperatures. The characteristics of $\chi^"(H)$ exhibit a sharp step at a field $H_{step}$ which strongly depends on the amplitude of the microwave excitation $h_{ac}$. The characteristics of $h_{ac}$ vs. $H_{step}$, qualitatively reveal the behavior expected for the magnetic field dependence of Josephson coupling.Comment: 4 pages, 3 Postscript figure

Wave-number-explicit bounds in time-harmonic scattering

In this paper we consider the problem of scattering of time-harmonic acoustic waves by a bounded sound soft obstacle in two and three dimensions, studying dependence on the wave number in two classical formulations of this problem. The first is the standard variational/weak formulation in the part of the exterior domain contained in a large sphere, with an exact Dirichletto-Neumann map applied on the boundary. The second formulation is as a second kind boundary integral equation in which the solution is sought as a combined single- and double-layer potential. For the variational formulation we obtain, in the case when the obstacle is starlike, explicit upper and lower bounds which show that the inf-sup constant decreases like k −1 as the wave number k increases. We also give an example where the obstacle is not starlike and the inf-sup constant decreases at least as fast as k −2. For the boundary integral equation formulation, if the boundary is also Lipschitz and piecewise smooth, we show that the norm of the inverse boundary integral operator is bounded independently of k if the coupling parameter is chosen correctly. The methods we use also lead to explicit bounds on the solution of the scattering problem in the energy norm when the obstacle is starlike in which the dependence of the norm of the solution on the wave number and on the geometry are made explicit

Stochastic resonance in Gaussian quantum channels

We determine conditions for the presence of stochastic resonance in a lossy bosonic channel with a nonlinear, threshold decoding. The stochastic resonance effect occurs if and only if the detection threshold is outside of a "forbidden interval". We show that it takes place in different settings: when transmitting classical messages through a lossy bosonic channel, when transmitting over an entanglement-assisted lossy bosonic channel, and when discriminating channels with different loss parameters. Moreover, we consider a setting in which stochastic resonance occurs in the transmission of a qubit over a lossy bosonic channel with a particular encoding and decoding. In all cases, we assume the addition of Gaussian noise to the signal and show that it does not matter who, between sender and receiver, introduces such a noise. Remarkably, different results are obtained when considering a setting for private communication. In this case the symmetry between sender and receiver is broken and the "forbidden interval" may vanish, leading to the occurrence of stochastic resonance effects for any value of the detection threshold.Comment: 17 pages, 6 figures. Manuscript improved in many ways. New results on private communication adde