Full-Duplex Millimeter-Wave Communication

The potential of doubling the spectrum efficiency of full-duplex (FD) transmission motivates us to investigate FD millimeter-wave (FD-mmWave) communication. To realize FD transmission in the mmWave band, we first introduce possible antenna configurations for FD-mmWave transmission. It is shown that, different from the cases in micro-wave band FD communications, the configuration with separate Tx/Rx antenna arrays appears more flexible in self-interference (SI) suppression while it may increase some cost and area versus that with the same array. We then model the mmWave SI channel with separate Tx/Rx arrays, where a near-field propagation model is adopted for the line-of-sight (LOS) path, and it is found that the established LOS-SI channel with separate Tx/Rx arrays also shows spatial sparsity. Based on the SI channel, we further explore approaches to mitigate SI by signal processing, and we focus on a new cancellation approach in FD-mmWave communication, i.e., beamforming cancellation. Centered on the constant-amplitude (CA) constraint of the beamforming vectors, we propose several candidate solutions. Lastly, we consider an FD-mmWave multi-user scenario, and show that even if there are no FD users in an FD-mmWave cellular system, the FD benefit can still be exploited in the FD base station. Candidate solutions are also discussed to mitigate both SI and multi-user interference (MUI) simultaneously.Comment: This paper explores the combination of full duplex communication and millimeter wave communication. (To appear in IEEE Wireless Communications

Low Complexity Hybrid Precoding and Channel Estimation Based on Hierarchical Multi-Beam Search for Millimeter-Wave MIMO Systems

In millimeter-wave (mmWave) MIMO systems, while a hybrid digital/analog precoding structure offers the potential to increase the achievable rate, it also faces the challenge of the need of a low-complexity design. In specific, the hybrid precoding may require matrix operations with a scale of antenna size, which is generally large in mmWave communication. Moreover, the channel estimation is also rather time consuming due to the large number of antennas at both Tx/Rx sides. In this paper, a low-complexity hybrid precoding and channel estimation approach is proposed. In the channel estimation phase, a hierarchical multi-beam search scheme is proposed to fast acquire $N_{\rm{S}}$ (the number of streams) multipath components (MPCs)/clusters with the highest powers. In the hybrid precoding phase, the analog and digital precodings are decoupled. The analog precoding is designed to steer along the $N_{\rm{S}}$ acquired MPCs/clusters at both Tx/Rx sides, shaping an equivalent $N_{\rm{S}}\times N_{\rm{S}}$ baseband channel, while the digital precoding performs operations in the baseband with the reduced-scale channel. Performance evaluations show that, compared with a state-of-the-art scheme, while achieving a close or even better performance when the number of radio-frequency (RF) chains or streams is small, both the computational complexity of the hybrid precoding and the time complexity of the channel estimation are greatly reduced.Comment: 11 pages, 9 figures. This paper reports a Low Complexity Hybrid Precoding and Channel Estimation method for mmWave communication

Codebook Design for Millimeter-Wave Channel Estimation with Hybrid Precoding Structure

In this paper, we study hierarchical codebook design for channel estimation in millimeter-wave (mmWave) communications with a hybrid precoding structure. Due to the limited saturation power of mmWave power amplifier (PA), we take the per-antenna power constraint (PAPC) into consideration. We first propose a metric, i.e., generalized detection probability (GDP), to evaluate the quality of \emph{an arbitrary codeword}. This metric not only enables an optimization approach for mmWave codebook design, but also can be used to compare the performance of two different codewords/codebooks. To the best of our knowledge, GDP is the first metric particularly for mmWave codebook design for channel estimation. We then propose an approach to design a hierarchical codebook exploiting BeaM Widening with Multi-RF-chain Sub-array technique (BMW-MS). To obtain crucial parameters of BMW-MS, we provide two solutions, namely a low-complexity search (LCS) solution to optimize the GDP metric and a closed-form (CF) solution to pursue a flat beam pattern. Performance comparisons show that BMW-MS/LCS and BMW-MS/CF achieve very close performances, and they outperform the existing alternatives under the PAPC.Comment: 14 pages, 10 figures. Hierarchical codebook design for mmWave channel estimation with a hybrid precoding structure. Submitted to TW

Enabling UAV Cellular with Millimeter-Wave Communication: Potentials and Approaches

To support high data rate urgent or ad hoc communications, we consider mmWave UAV cellular networks and the associated challenges and solutions. To enable fast beamforming training and tracking, we first investigate a hierarchical structure of beamforming codebooks and design of hierarchical codebooks with different beam widths via the sub-array techniques. We next examine the Doppler effect as a result of UAV movement and find that the Doppler effect may not be catastrophic when high gain directional transmission is used. We further explore the use of millimeter wave spatial division multiple access and demonstrate its clear advantage in improving the cellular network capacity. We also explore different ways of dealing with signal blockage and point out that possible adaptive UAV cruising algorithms would be necessary to counteract signal blockage. Finally, we identify a close relationship between UAV positioning and directional millimeter wave user discovery, where update of the former may directly impact the latter and vice versa.Comment: This paper explores the potentials and approaches to exploit mmWave communication to establish a UAV cellular. It is to appear in IEEE Communications Magazin

Hierarchical Codebook Design for Beamforming Training in Millimeter-Wave Communication

In millimeter-wave communication, large antenna arrays are required to achieve high power gain by steering towards each other with narrow beams, which poses the problem to efficiently search the best beam direction in the angle domain at both Tx and Rx sides. As the exhaustive search is time consuming, hierarchical search has been widely accepted to reduce the complexity, and its performance is highly dependent on the codebook design. In this paper, we propose two basic criteria for the hierarchical codebook design, and devise an efficient hierarchical codebook by jointly exploiting sub-array and deactivation (turning-off) antenna processing techniques, where closed-form expressions are provided to generate the codebook. Performance evaluations are conducted under different system and channel models. Results show superiority of the proposed codebook over the existing alternatives.Comment: 13 pages, 11 figures. To appear in IEEE Trans. Wireless Commn. This paper proposes the BMW-SS approach to design a fully-hierarchical codebook for mmWave communication

Iterative Eigenvalue Decomposition and Multipath-Grouping Tx/Rx Joint Beamforming for Millimeter-Wave Communication

We investigate Tx/Rx joint beamforming in millimeter-wave communications (MMWC). As the multipath components (MPCs) have different steering angles and independent fadings, beamforming aims at achieving array gain as well as diversity gain in this scenario. A sub-optimal beamforming scheme is proposed to find the antenna weight vectors (AWVs) at Tx/Rx via iterative eigenvalue decomposition (EVD), provided that full channel state information (CSI) is available at both the transmitter and receiver. To make this scheme practically feasible in MMWC, a corresponding training approach is suggested to avoid the channel estimation and iterative EVD computation. As in fast fading scenario the training approach may be time-consuming due to frequent training, another beamforming scheme, which exploits the quasi-static steering angles in MMWC, is proposed to reduce the overhead and increase the system reliability by multipath grouping (MPG). The scheme first groups the MPCs and then concurrently beamforms towards multiple steering angles of the grouped MPCs, so that both array gain and diversity gain are achieved. Performance comparisons show that, compared with the corresponding state-of-the-art schemes, the iterative EVD scheme with the training approach achieves the same performance with a reduced overhead and complexity, while the MPG scheme achieves better performance with an approximately equivalent complexity.Comment: 13 pages, 12 figure

Persistent spectral based machine learning (PerSpect ML) for drug design

In this paper, we propose persistent spectral based machine learning (PerSpect ML) models for drug design. Persistent spectral models, including persistent spectral graph, persistent spectral simplicial complex and persistent spectral hypergraph, are proposed based on spectral graph theory, spectral simplicial complex theory and spectral hypergraph theory, respectively. Different from all previous spectral models, a filtration process, as proposed in persistent homology, is introduced to generate multiscale spectral models. More specifically, from the filtration process, a series of nested topological representations, i,e., graphs, simplicial complexes, and hypergraphs, can be systematically generated and their spectral information can be obtained. Persistent spectral variables are defined as the function of spectral variables over the filtration value. Mathematically, persistent multiplicity (of zero eigenvalues) is exactly the persistent Betti number (or Betti curve). We consider 11 persistent spectral variables and use them as the feature for machine learning models in protein-ligand binding affinity prediction. We systematically test our models on three most commonly-used databases, including PDBbind-2007, PDBbind-2013 and PDBbind-2016. Our results, for all these databases, are better than all existing models, as far as we know. This demonstrates the great power of our PerSpect ML in molecular data analysis and drug design.Comment: 17 pages; 8 Figures; 3 table

Millimeter-Wave Communication with Non-Orthogonal Multiple Access for 5G

To further improve the system capacity for 5G, we explore the integration of non-orthogonal multiple access (NOMA) in mmWave communications (mmWave-NOMA) for future 5G systems. Compared with the conventional NOMA, the distinguishing feature of mmWave-NOMA is that, it is usually characterized by transmit/receive beamforming with large antenna arrays. In this paper, we focus on the design challenges of mmWave-NOMA due to beamforming. Firstly, we study how beamforming affects the sum-rate performance of mmWave-NOMA, and find that with conventional single-beam forming, the performance may be offset by the relative angle between NOMA users. Then, we consider multi-beam forming for mmWave-NOMA, which is shown to be able to achieve promising performance enhancement as well as robustness. We further investigate the challenging joint design of the intertwined power allocation and user pairing for mmWave-NOMA. We also discuss the challenges and propose some potential solutions in detail. Finally, we consider hybrid spatial division multiple access (SDMA) and NOMA in mmWave communications, where some possible system configurations and the corresponding solutions are discussed to address the multi-user issues including multi-user precoding and multi-user interference (MUI) mitigation.Comment: This paper explores mmWave communications with NOMA for 5G, and focuses on the beamforming issues with phased array

Persistent spin currents in electron systems with spin-orbit interaction

We investigate the persistent spin currents in one- and two-dimensional electron systems with spin-orbit interaction in thermodynamics equilibrium at absolute zero temperature. The persistent spin current is the intrinsic one which is connected with the Berry phases in the configuration spaces of an electron system and winding numbers in the field configurations of electrons. When the topological space of the configuration of a system has the nontrivial first homotopy groups, the persistent spin currents in the system could be nonzero and not easily destroyed by impurity scattering in ballistic limit. The non-vanishing background spin currents in infinite two-dimensional electron system found by Rashba could be realized by the transport persistent spin currents in a finite torus electron system with spin-orbit interaction. In this sense, we meet the challenge proposed by Rashba

Joint Tx-Rx Beamforming and Power Allocation for 5G Millimeter-Wave Non-Orthogonal Multiple Access (MmWave-NOMA) Networks

In this paper, we investigate the combination of non-orthogonal multiple access and millimeter-Wave communications (mmWave-NOMA). A downlink cellular system is considered, where an analog phased array is equipped at both the base station and users. A joint Tx-Rx beamforming and power allocation problem is formulated to maximize the achievable sum rate (ASR) subject to a minimum rate constraint for each user. As the problem is non-convex, we propose a sub-optimal solution with three stages. In the first stage, the optimal power allocation with a closed form is obtained for an arbitrary fixed Tx-Rx beamforming. In the second stage, the optimal Rx beamforming with a closed form is designed for an arbitrary fixed Tx beamforming. In the third stage, the original problem is reduced to a Tx beamforming problem by using the previous results, and a boundary-compressed particle swarm optimization (BC-PSO) algorithm is proposed to obtain a sub-optimal solution. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results show that the proposed sub-optimal solution can achieve a near-upper-bound performance in terms of ASR, which is significantly improved compared with those of the state-of-the-art schemes and the conventional mmWave orthogonal multiple access (mmWave-OMA) system.Comment: 11Pages, 10 figure