Cyclic prefix-based universal filtered multicarrier system and performance analysis

Recently proposed universal filtered multicarrier (UFMC) system is not an orthogonal system in multipath channel environments and might cause significant performance loss. In this paper, the authors propose a cyclic prefix (CP) based UFMC system and first analyze the conditions for interference-free one-tap equalization in the absence of transceiver imperfections. Then the corresponding signal model and output signal-to-noise ratio expression are derived. In the presence of carrier frequency offset, timing offset, and insufficient CP length, the authors establish an analytical system model as a summation of desired signal, intersymbol interference, intercarrier interference, and noise. New channel equalization algorithms are proposed based on the derived analytical signal model. Numerical results show that the derived model matches the simulation results precisely, and the proposed equalization algorithms improve the UFMC system performance in terms of bit error rate

Channel equalization and interference analysis for uplink Narrowband Internet of Things (NB-IoT)

We derive the uplink system model for In-band and Guard-band narrowband Internet of Things (NB-IoT). The results reveal that the actual channel frequency response (CFR) is not a simple Fourier transform of the channel impulse response, due to sampling rate mismatch between the NB-IoT user and Long Term Evolution (LTE) base station. Consequently, a new channel equalization algorithm is proposed based on the derived effective CFR. In addition, the interference is derived analytically to facilitate the co-existence of NB-IoT and LTE signals. This work provides an example and guidance to support network slicing and service multiplexing in the physical layer

Efficient implementation of filter bank multicarrier systems using circular fast convolution

In this paper, filter bank-based multicarrier systems using a fast convolution approach are investigated. We show that exploiting offset quadrature amplitude modulation enables us to perform FFT/IFFT-based convolution without overlapped processing, and the circular distortion can be discarded as a part of orthogonal interference terms. This property has two advantages. First, it leads to spectral efficiency enhancement in the system by removing the prototype filter transients. Second, the complexity of the system is significantly reduced as the result of using efficient FFT algorithms for convolution. The new scheme is compared with the conventional waveforms in terms of out-of-band radiation, orthogonality, spectral efficiency, and complexity. The performance of the receiver and the equalization methods are investigated and compared with other waveforms through simulations. Moreover, based on the time variant nature of the filter response of the proposed scheme, a pilot-based channel estimation technique with controlled transmit power is developed and analyzed through lower-bound derivations. The proposed transceiver is shown to be a competitive solution for future wireless networks

Multi-service systems: an enabler of flexible 5G air-interface

Multi-service system is an enabler to flexibly support diverse communication requirements for the next generation wireless communications. In such a system, multiple types of services co-exist in one baseband system with each service having its optimal frame structure and low out of band emission (OoBE) waveforms operating on the service frequency band to reduce the inter-service-band-interference (ISvcBI). In this article, a framework for multi-service system is established and the challenges and possible solutions are studied. The multi-service system implementation in both time and frequency domain is discussed. Two representative subband filtered multicarrier (SFMC) waveforms: filtered orthogonal frequency division multiplexing (F-OFDM) and universal filtered multi-carrier (UFMC) are considered in this article. Specifically, the design methodology, criteria, orthogonality conditions and prospective application scenarios in the context of 5G are discussed. We consider both single-rate (SR) and multi-rate (MR) signal processing methods. Compared with the SR system, the MR system has significantly reduced computational complexity at the expense of performance loss due to inter-subband-interference (ISubBI) in MR systems. The ISvcBI and ISubBI in MR systems are investigated with proposed low-complexity interference cancelation algorithms to enable the multi-service operation in low interference level conditions

Mixed numerologies interference analysis and inter-numerology interference cancellation for windowed OFDM systems

Extremely diverse service requirements are one of the critical challenges for the upcoming fifth-generation (5G) radio access technologies. As a solution, mixed numerologies transmission is proposed as a new radio air interface by assigning different numerologies to different subbands. However, coexistence of multiple numerologies induces the inter-numerology interference (INI), which deteriorates the system performance. In this paper, a theoretical model for INI is established for windowed orthogonal frequency division multiplexing (W-OFDM) systems. The analytical expression of the INI power is derived as a function of the channel frequency response of interfering subcarrier, the spectral distance separating the aggressor and the victim subcarrier, and the overlapping windows generated by the interferer's transmitter windows and the victim's receiver window. Based on the derived INI power expression, a novel INI cancellation scheme is proposed by dividing the INI into a dominant deterministic part and an equivalent noise part. A soft-output ordered successive interference cancellation (OSIC) algorithm is proposed to cancel the dominant interference, and the residual interference power is utilized as effective noise variance for the calculation of log-likelihood ratios (LLRs) for bits. Numerical analysis shows that the INI theoretical model matches the simulated results, and the proposed interference cancellation algorithm effectively mitigates the INI and outperforms the state-of-the-art W-OFDM receiver algorithms

Filtered OFDM systems, algorithms and performance analysis for 5G and beyond

Filtered orthogonal frequency division multiplexing (F-OFDM) system is a promising waveform for 5G and beyond to enable multi-service system and spectrum efficient network slicing. However, the performance for F-OFDM systems has not been systematically analyzed in literature. In this paper, we first establish a mathematical model for F-OFDM system and derive the conditions to achieve the interference-free one-tap channel equalization. In the practical cases (e.g., insufficient guard interval, asynchronous transmission, etc.), the analytical expressions for inter-symbol-interference (ISI), inter-carrier-interference (ICI) and adjacent-carrier-interference (ACI) are derived, where the last term is considered as one of the key factors for asynchronous transmissions. Based on the framework, an optimal power compensation matrix is derived to make all of the subcarriers having the same ergodic performance. Another key contribution of the paper is that we propose a multi-rate F-OFDM system to enable low complexity low cost communication scenarios such as narrow band Internet of Things (IoT), at the cost of generating inter-subband-interference (ISubBI). Low computational complexity algorithms are proposed to cancel the ISubBI. The result shows that the derived analytical expressions match the simulation results, and the proposed ISubBI cancelation algorithms can significantly save the original F-OFDM complexity (up to 100 times) without significant performance los

Subband filtered multi-carrier systems for multi-service wireless communications

Flexibly supporting multiple services, each with different communication requirements and frame structure, has been identified as one of the most significant and promising characteristics of next generation and beyond wireless communication systems. However, integrating multiple frame structures with different subcarrier spacing in one radio carrier may result in significant inter-service-band-interference (ISBI). In this paper, a framework for multi-service (MS) systems is established based on a subband filtered multi-carrier system. The subband filtering implementations and both asynchronous and generalized synchronous (GS) MS subband filtered multi-carrier (SFMC) systems have been proposed. Based on the GS-MS-SFMC system, the system model with ISBI is derived and a number of properties on ISBI are given. In addition, low-complexity ISBI cancelation algorithms are proposed by precoding the information symbols at the transmitter. For asynchronous MS-SFMC system in the presence of transceiver imperfections, including carrier frequency offset, timing offset, and phase noise, a complete analytical system model is established in terms of desired signal, inter-symbol-interference, inter-carrier-interference, ISBI, and noise. Thereafter, new channel equalization algorithms are proposed by considering the errors and imperfections. Numerical analysis shows that the analytical results match the simulation results, and the proposed ISBI cancelation and equalization algorithms can significantly improve the system performance in comparison with the existing algorithms

Single-Rate and Multi-Rate Multi-Service Systems for Next Generation and Beyond Communications

To flexibly support diverse communication requirements (e.g., throughput, latency, massive connection, etc.) for the next generation wireless communications, one viable solution is to divide the system bandwidth into several service subbands, each for a different type of service. In such a multi-service (MS) system, each service has its optimal frame structure while the services are isolated by subband filtering. In this paper, a framework for multi-service (MS) system is established based on subband filtered multi-carrier (SFMC) modulation. We consider both single-rate (SR) and multi-rate (MR) signal processing as two different MS-SFMC implementations, each having different performance and computational complexity. By comparison, the SR system outperforms the MR system in terms of performance while the MR system has a significantly reduced computational complexity than the SR system. Numerical results show the effectiveness of our analysis and the proposed systems. These proposed SR and MR MS-SFMC systems provide guidelines for next generation wireless system frame structure optimization and algorithm design