Electron states, phonon-assisted relaxation and tunneling in self-assembled quantum dot molecules in an electric field

We present a theoretical analysis of the phonon-assisted relaxation in a system composed of two self-assembled vertically stacked quantum dots. We construct realistic model, which takes into account the geometry and strain distribution in the system. We calculate phonon-assisted relaxation rates between the two lowest states (in one- and two-electron cases). The relaxation rates and energy levels are studied as a function of external (axial) electric field and geometry of the structure (dot sizes). We show that the relaxation times can be as low as 1~ps but efficent relaxation occurs only for very finely tuned dots.Comment: 3 page

Limited accuracy of conduction band effective mass equations for semiconductor quantum dots

Effective mass equations are the simplest models of carrier states in a semiconductor structures that reduce the complexity of a solid-state system to Schr\"odinger- or Pauli-like equations resempling those well known from quantum mechanics textbooks. Here we present a systematic derivation of a conduction-band effective mass equation for a self-assembled semiconductor quantum dot in a magnetic field from the 8-band kp theory. The derivation allows us to classify various forms of the effective mass equations in terms of a hierarchy of approximations. We assess the accuracy of the approximations in calculating selected spectral and spin-related characteristics. We indicate the importance of preserving the off-diagonal terms of the valence band Hamiltonian and argue that an effective mass theory cannot reach satisfactory accuracy without self-consistently including non-parabolicity corrections and renormalization of kp parameters. Quantitative comparison with the 8-band kp results supports the phenomenological Roth-Lax-Zwerdling formula for the g-factor in a nanostructure.Comment: Final versio

Phonon-assisted relaxation between hole states in quantum dot molecules

We study theoretically phonon-assisted relaxation and inelastic tunneling of holes in a double quantum dot. We derive hole states and relaxation rates from kp Hamiltonians and show that there is a finite distance between the dots where lifetimes of hole states are very long which is related to vanishing tunnel coupling. We show also that the light hole admixture to hole states can considerably affect the hole relaxation rates even though its magnitude is very small