Asymptotics for penalized additive B-spline regression

This paper is concerned with asymptotic theory for penalized spline estimator in bivariate additive model. The focus of this paper is put upon the penalized spline estimator obtained by the backfitting algorithm. The convergence of the algorithm as well as the uniqueness of its solution are shown. The asymptotic bias and variance of penalized spline estimator are derived by an efficient use of the asymptotic results for the penalized spline estimator in marginal univariate model. Asymptotic normality of estimator is also developed, by which an approximate confidence interval can be obtained. Some numerical experiments confirming theoretical results are provided.Comment: 24 pages, 6 figure

Symplectic structure and monopole strength in 12C

The relation between the monopole transition strength and existence of cluster structure in the excited states is discussed based on an algebraic cluster model. The structure of $^{12}$C is studied with a 3$\alpha$ model, and the wave function for the relative motions between $\alpha$ clusters are described by the symplectic algebra $Sp(2,R)_z$, which corresponds to the linear combinations of $SU(3)$ states with different multiplicities. Introducing $Sp(2,R)_z$ algebra works well for reducing the number of the basis states, and it is also shown that states connected by the strong monopole transition are classified by a quantum number $\Lambda$ of the $Sp(2,R)_z$ algebra.Comment: Phys. Rev. C in pres

Atomically straight steps on vicinal Si (111) surfaces prepared by step-parallel current in the kink-up direction

We demonstrate that annealing of a vicinal Si(111) surface at about 800 C with a direct current in the direction that ascends the kinks enhances the formation of atomically straight step edges over micrometer lengths, while annealing with a current in the opposite direction does not. Every straight step edge has the same atomic configuration U(2,0), which is useful as a template for the formation of a variety of nanostructures. A phenomenological model based on electromigration of charged mobile atoms explains the observed current-polarity dependent behavior.Comment: Accepted for publication in Appl. Phys. Lett. Numbers of pages and figures are 12 and 4, respectivel

Constraints on the origin of the ultra-high energy cosmic-rays using cosmic diffuse neutrino flux limits: An analytical approach

Astrophysical neutrinos are expected to be produced in the interactions of ultra-high energy cosmic-rays with surrounding photons. The fluxes of the astrophysical neutrinos are highly dependent on the characteristics of the cosmic-ray sources, such as their cosmological distributions. We study possible constraints on the properties of cosmic-ray sources in a model-independent way using experimentally obtained diffuse neutrino flux above 100 PeV. The semi-analytic formula is derived to estimate the cosmogenic neutrino fluxes as functions of source evolution parameter and source extension in redshift. The obtained formula converts the upper-limits on the neutrino fluxes into the constraints on the cosmic-ray sources. It is found that the recently obtained upper-limit on the cosmogenic neutrinos by IceCube constrains the scenarios with strongly evolving ultra-high energy cosmic-ray sources, and the future limits from an 1 km^3 scale detector are able to further constrain the ultra-high energy cosmic-rays sources with evolutions comparable to the cosmic star formation rate.Comment: 9 pages, 3 figures and 1 table. Accepted by Phys. Rev.

Fabrication of graphene nanoribbon by local anodic oxidation lithography using atomic force microscope

We conducted local anodic oxidation (LAO) lithography in single-layer, bilayer, and multilayer graphene using tapping-mode atomic force microscope. The width of insulating oxidized area depends systematically on the number of graphene layers. An 800-nm-wide bar-shaped device fabricated in single-layer graphene exhibits the half-integer quantum Hall effect. We also fabricated a 55-nm-wide graphene nanoribbon (GNR). The conductance of the GNR at the charge neutrality point was suppressed at low temperature, which suggests the opening of an energy gap due to lateral confinement of charge carriers. These results show that LAO lithography is an effective technique for the fabrication of graphene nanodevices.Comment: 4 pages, 4 figure

Stability of Neutral Fermi Balls with Multi-Flavor Fermions

A Fermi ball is a kind of non-topological soliton, which is thought to arise from the spontaneous breaking of an approximate $Z_2$ symmetry and to contribute to cold dark matter. We consider a simple model in which fermion fields with multi-flavors are coupled to a scalar field through Yukawa coupling, and examine how the number of the fermion flavors affects the stability of the Fermi ball against the fragmentation. (1)We find that the Fermi ball is stable against the fragmentation in most cases even in the lowest order thin-wall approximation. (2)We then find that in the other specific cases, the stability is marginal in the lowest order thin-wall approximation, and the next-to-leading order correction determines the stable region of the coupling constants; We examine the simplest case where the total fermion number $N_i$ and the Yukawa coupling constant $G_i$ of each flavor $i$ are common to the flavor, and find that the Fermi ball is stable in the limited region of the parameters and has the broader region for the larger number of the flavors.Comment: 10 pages, 3 eps figures, ReVTeX