Theory of polarization enhancement in epitaxial BaTiO3_3/SrTiO3_3 superlattices

The spontaneous polarization of epitaxial BaTiO$_3$/SrTiO$_3$ superlattices is studied as a function of composition using first-principles density functional theory within the local density approximation. With the in-plane lattice parameter fixed to that of bulk SrTiO$_3$, the computed superlattice polarization is enhanced above that of bulk BaTiO$_3$ for superlattices with BaTiO$_3$ fraction larger than 40%. In contrast to their bulk paraelectric character, the SrTiO$_3$ layers are found to be {\it tetragonal and polar}, possessing nearly the same polarization as the BaTiO$_3$ layers. General electrostatic arguments elucidate the origin of the polarization in the SrTiO$_3$ layers, with important implications for other ferroelectric nanostructures.Comment: 4 pages, 2 Figures, 1 Tabl

Effective-Hamiltonian modeling of external pressures in ferroelectric perovskites

The phase-transition sequence of a ferroelectric perovskite such as BaTiO_3 can be simulated by computing the statistical mechanics of a first-principles derived effective Hamiltonian [Zhong, Vanderbilt and Rabe, Phys. Rev. Lett. 73, 1861 (1994)]. Within this method, the effect of an external pressure (in general, of any external field) can be studied by considering the appropriate "enthalpy" instead of the effective Hamiltonian itself. The legitimacy of this approach relies on two critical assumptions that, to the best of our knowledge, have not been adequately discussed in the literature to date: (i) that the zero-pressure relevant degrees of freedom are still the only relevant degrees of freedom at finite pressures, and (ii) that the truncation of the Taylor expansion of the energy considered in the effective Hamiltonian remains a good approximation at finite pressures. Here we address these issues in detail and present illustrative first-principles results for BaTiO_3. We also discuss how to construct effective Hamiltonians in cases in which these assumptions do not hold.Comment: 5 pages, with 2 postscript figures embedded. Proceedings of "Fundamental Physics of Ferroelectrics, 2002", R. Cohen and T. Egami, eds. (AIP, Melville, New York, 2002). Also available at http://www.physics.rutgers.edu/~dhv/preprints/ji_effp/index.htm

Extrinsic models for the dielectric response of CaCu{3}Ti{4}O{12}

The large, temperature-independent, low-frequency dielectric constant recently observed in single-crystal CaCu{3}Ti{4}O{12} is most plausibly interpreted as arising from spatial inhomogenities of its local dielectric response. Probable sources of inhomogeneity are the various domain boundaries endemic in such materials: twin, Ca-ordering, and antiphase boundaries. The material in and neighboring such boundaries can be insulating or conducting. We construct a decision tree for the resulting six possible morphologies, and derive or present expressions for the dielectric constant for models of each morphology. We conclude that all six morphologies can yield dielectric behavior consistent with observations and suggest further experiments to distinguish among them.Comment: 9 pages, with 1 postscript figure embedded. Uses REVTEX and epsf macros. Also available at http://www.physics.rutgers.edu/~dhv/preprints/mc_ext/index.htm

Band Gap and Edge Engineering via Ferroic Distortion and Anisotropic Strain: The Case of SrTiO3_{3}

The effects of ferroic distortion and biaxial strain on the band gap and band edges of SrTiO$_{3}$ (STO) are calculated using density functional theory and many-body perturbation theory. Anisotropic strains are shown to reduce the gap by breaking degeneracies at the band edges. Ferroic distortions are shown to widen the gap by allowing new band edge orbital mixings. Compressive biaxial strains raise band edge energies, while tensile strains lower them. To reduce the STO gap, one must lower the symmetry from cubic while suppressing ferroic distortions. Our calculations indicate that for engineered orientation of the growth direction along [111], the STO gap can be controllably and considerably reduced at room temperature.Comment: 5 pages, 5 figures. To be published in Phys. Rev. Let

First-principles study of epitaxial strain in perovskites

Using an extension of a first-principles method developed by King-Smith and Vanderbilt [Phys. Rev. B {\bf 49}, 5828 (1994)], we investigate the effects of in-plane epitaxial strain on the ground-state structure and polarization of eight perovskite oxides: BaTiO$_3$, SrTiO$_3$, CaTiO$_3$, KNbO$_3$, NaNbO$_3$, PbTiO$_3$, PbZrO$_3$, and BaZrO$_3$. In addition, we investigate the effects of a nonzero normal stress. The results are shown to be useful in predicting the structure and polarization of perovskite oxide thin films and superlattices.Comment: 10 page

Superconductivity in Compressed Potassium and Rubidium

Calculations of the electron-phonon interaction in the alkali metals, Potassium and Rubidium, using the results of band theory and BCS theory-based techniques suggest that at high pressures K and Rb would be superconductors with transition temperatures approaching 10 K.Comment: three figure