Photoluminiscence of a quantum dot hybridized with a continuum

We calculate the intensity of photon emission from a trion in a single quantum dot, as a function of energy and gate voltage, using the impurity Anderson model and variational wave functions. Assuming a flat density of conduction states and constant hybridization energy, the results agree with the main features observed in recent experiments: non-monotonic dependence of the energy on gate voltage, non-Lorentzian line shapes, and a line width that increases near the regions of instability of the single electron final state to occupations zero or two.Comment: 4 pages, 3 figures, Journal-ref adde

Variational approach to transport in quantum dots

We have derived a variational principle that defines the nonequilibrium steady-state transport across a correlated impurity mimicking, e.g., a quantum dot coupled to biased leads. This variational principle has been specialized to a Gutzwiller's variational space, and applied to the study of the simple single-orbital Anderson impurity model at half filling, finding a good qualitative accord with the observed behavior in quantum dots for the expected regime of values of the bias. Beyond the purely theoretical interest in the formal definition of a variational principle in a nonequilibrium problem, the particular methods proposed have the important advantage to be simple and flexible enough to deal with more complicated systems and variational spaces.Comment: 15 pages, 4 figure

Fano-Kondo effect in side-coupled double quantum dots at finite temperatures and the importance of the two-stage Kondo screening

We study the zero-bias conductance through the system of two quantum dots, one of which is embedded directly between the source and drain electrodes, while the second dot is side-coupled to the first one through a tunneling junction. Modeling the system using the two-impurity Anderson model, we compute the temperature-dependence of the conductance in various parameter regimes using the numerical renormalization group. We consider the non-interacting case, where we study the extent of the departure from the conventional Fano resonance line shape at finite temperatures, and the case where the embedded and/or the side-coupled quantum dot is interacting, where we study the consequences of the coexistence of the Kondo and Fano effects. If the side-coupled dot is very weakly interacting, the occupancy changes by two when the on-site energy crosses the Fermi level and a Fano-resonance-like shape is observed. If the interaction on the side-coupled dot is sizeable, the occupancy changes only by one and a very different line-shape results, which is strongly and characteristically temperature dependent. These results suggest an intriguing alternative interpretation of the recent experimental results study of the transport properties of the side-coupled double quantum dot [Sasaki et al., Phys. Rev. Lett. 103, 266806 (2009)]: the observed Fano-like conductance anti-resonance may, in fact, result from the two-stage Kondo effect in the regime where the experimental temperature is between the higher and the lower Kondo temperature.Comment: 9 pages, 11 figures. In V2: updated references, 3 new figures, additional discussio

Mixed-state aspects of an out-of-equilibrium Kondo problem in a quantum dot

We reexamine basic aspects of a nonequilibrium steady state in the Kondo problem for a quantum dot under a bias voltage using a reduced density matrix, which is obtained in the Fock space by integrating out one of the two conduction channels. The integration has been carried out by discretizing the conduction channels preserving the two-fold degeneracy due to the left-going and right-going scattering states. The remaining subspace is described by a single-channel Anderson model, and the statistical weight is determined by the reduced density matrix. In the noninteracting case, it can be constructed as the mixed states that show a close similarity to the high-temperature distribution in equilibrium. Specifically, if the system has an inversion symmetry, the one-particle states in an energy window between the two chemical potentials \mu_R and \mu_L are occupied, or unoccupied, completely at random with an equal weight. The Coulomb interaction preserves these aspects, and the correlation functions can be expressed in a Lehmann-representation form using the mixed-state statistical weight.Comment: 8 pages, 3 figure

The Influence of Interference on the Kondo Effect in a Quantum Dot

We study the Kondo effect in a model system of a quantum dot embedded in an Aharanov-Bohm ring connected to two leads. By transforming to the scattering basis of the direct inter-lead tunneling, we are able to describe precisely how the Kondo screening of the dot spin occurs. We calculate the Kondo temperature and zero-temperature conductance and find that both are influenced by the Aharanov-Bohm ring as well as the electron density in the leads. We also calculate the form of an additional potential scattering term that arises at low energies due to the breaking of particle-hole symmetry. Many of our results are supported by numerical analysis using the numerical renormalization group.Comment: 24 pages, 18 figure

Kondo screening cloud in a one dimensional wire: Numerical renormalization group study

We study the Kondo model --a magnetic impurity coupled to a one dimensional wire via exchange coupling-- by using Wilson's numerical renormalization group (NRG) technique. By applying an approach similar to which was used to compute the two impurity problem we managed to improve the bad spatial resolution of the numerical renormalization group method. In this way we have calculated the impurity spin - conduction electron spin correlation function which is a measure of the Kondo compensation cloud whose existence has been a long standing problem in solid state physics. We also present results on the temperature dependence of the Kondo correlations.Comment: published versio

Transport through quantum dots in mesoscopic circuits

We study the transport through a quantum dot, in the Kondo Coulomb blockade valley, embedded in a mesoscopic device with finite wires. The quantization of states in the circuit that hosts the quantum dot gives rise to finite size effects. These effects make the conductance sensitive to the ratio of the Kondo screening length to the wires length and provide a way of measuring the Kondo cloud. We present results obtained with the numerical renormalization group for a wide range of physically accessible parameters.Comment: 4 pages, 5 figure

Slave-boson Keldysh field theory for the Kondo effect in quantum dots

We present a {\it nonequilibrium nonperturbative} field theory for the Kondo effect in strongly interacting quantum dots at finite temperatures. Unifying the slave-boson representation with the Keldysh field integral an effective Keldysh action is derived and explored in the vicinity of the zero slave-bosonic field configuration. The theory properly reflects the essential features of the Kondo physics and at the same time significantly simplifies a field-theoretic treatment of the phenomenon, avoiding complicated saddle point analysis or 1/N expansions, used so far. Importantly, our theory admits a {\it closed analytical} solution which explains the mechanism of the Kondo effect in terms of an interplay between the real and imaginary parts of the slave-bosonic self-energy. It thus provides a convenient nonperturbative building block, playing the role of a "free propagator", for more advanced theories. We finally demonstrate that already this simplest possible field theory is able to correctly reproduce experimental data on the Kondo peak observed in the differential conductance, correctly predicts the Kondo temperature and, within its applicability range, has the same universal temperature dependence of the conductance as the one obtained in numerical renormalization group calculations.Comment: published versio

Singular dynamics and pseudogap formation in the underscreened Kondo impurity and Kondo lattice models

We study a generalization of the Kondo model in which the impurity spin is represented by Abrikosov fermions in a rotation group SU(P) larger than the SU(N) group associated to the spin of the conduction electrons, thereby forcing the single electronic bath to underscreen the localized moment. We demonstrate how to formulate a controlled large N limit preserving the property of underscreening, and which can be seen as a ``dual'' theory of the multichannel large N equations usually associated to overscreening. Due to the anomalous scattering on the uncompensated degrees of freedom, the Fermi liquid description of the electronic fluid is invalidated, with the logarithmic singularities known to occur in the S=1 SU(2) Kondo impurity model being replaced by continuous power laws at N=\infty. The present technique can be extended to tackle the related underscreened Kondo lattice model in the large N limit. We discover the occurence of an insulating pseudogap regime in place of the expected renormalized metallic phase of the fully screened case, preventing the establishement of coherence over the lattice. This work and the recent observation of a similar weakly insulating behavior on transport in CeCuAs_2 should give momentum for further studies of underscreened impurity models on the lattice.Comment: 9 pages, 3 figures. Several modifications in published version, including new title, further details on the interpretation of the formalism and possible experimental connection

Thermopower of an SU(4) Kondo resonance under an SU(2) symmetry-breaking field

We calculate the thermopower of a quantum dot described by two doublets hybridized with two degenerate bands of two conducting leads, conserving orbital (band) and spin quantum numbers, as a function of the temperature $T$ and a splitting $\delta$ of the quantum dot levels which breaks the SU(4) symmetry. The splitting can be regarded as a Zeeman (spin) or valley (orbital) splitting. We use the non-crossing approximation (NCA), the slave bosons in the mean-field approximation (SBMFA) and also the numerical renormalization group (NRG) for large $\delta$. The model describes transport through clean C nanotubes %with weak disorder and in Si fin-type field effect transistors, under an applied magnetic field. The thermopower as a function of temperature $S(T)$ displays two dips that correspond to the energy scales given by the Kondo temperature $T_K$ and $\delta$ and one peak when $k_BT$ reaches the charge-transfer energy. These features are much more pronounced than the corresponding ones in the conductance, indicating that the thermopower is a more sensitive probe of the electronic structure at intermediate or high energies. At low temperatures ($T \ll T_K$) $T_K S(T)/T$ is a constant that increases strongly near the degeneracy point $\delta=0$. We find that the SBMFA fails to provide an accurate description of the thermopower for large $\delta$. Instead, a combination of Fermi liquid relations with the quantum-dot occupations calculated within the NCA gives reliable results for $T \ll T_K$.Comment: 8 pages, 7 figure