A flow equation approach to periodically driven quantum systems

We present a theoretical method to generate a highly accurate {\em time-independent} Hamiltonian governing the finite-time behavior of a time-periodic system. The method exploits infinitesimal unitary transformation steps, from which renormalization group-like flow equations are derived to produce the effective Hamiltonian. Our tractable method has a range of validity reaching into frequency regimes that are usually inaccessible via high frequency $\omega$ expansions in the parameter $h/\omega$, where $h$ is the upper limit for the strength of local interactions. We demonstrate our approach on both interacting and non-interacting many-body Hamiltonians where it offers an improvement over the more well-known Magnus expansion and other high frequency expansions. For the interacting models, we compare our approximate results to those found via exact diagonalization. While the approximation generally performs better globally than other high frequency approximations, the improvement is especially pronounced in the regime of lower frequencies and strong external driving. This regime is of special interest because of its proximity to the resonant regime where the effect of a periodic drive is the most dramatic. Our results open a new route towards identifying novel non-equilibrium regimes and behaviors in driven quantum many-particle systems.Comment: 25 pages, 14 figure

Floquet topological transitions in extended Kane-Mele models with disorder

In this work we use Floquet theory to theoretically study the influence of circularly polarized light on disordered two-dimensional models exhibiting topological transitions. We find circularly polarized light can induce a topological transition in extended Kane-Mele models that include additional hopping terms and on-site disorder. The topological transitions are understood from the Floquet-Bloch band structure of the clean system at high symmetry points in the first Brillouin zone. The light modifies the equilibrium band structure of the clean system in such a way that the smallest gap in the Brillouin zone can be shifted from the $M$ points to the $K(K')$ points, the $\Gamma$ point, or even other lower symmetry points. The movement of the minimal gap point through the Brillouin zone as a function of laser parameters is explained in the high frequency regime through the Magnus expansion. In the disordered model, we compute the Bott index to reveal topological phases and transitions. The disorder can induce transitions from topologically non-trivial states to trivial states or vice versa, both examples of Floquet topological Anderson transitions. As a result of the movement of the minimal gap point through the Brillouin zone as a function of laser parameters, the nature of the topological phases and transitions is laser-parameter dependent--a contrasting behavior to the Kane-Mele model.Comment: 10 pages, 7 figure

Ordering in a frustrated pyrochlore antiferromagnet proximate to a spin liquid

We perform a general study of spin ordering on the pyrochlore lattice with a 3:1 proportionality of two spin polarizations. Equivalently, this describes valence bond solid conformations of a quantum dimer model on the diamond lattice. We determine the set of likely low temperature ordered phases, on the assumption that the ordering is weak, i.e the system is close to a ``U(1)'' quantum spin liquid in which the 3:1 proportionality is maintained but the spins are strongly fluctuating. The nature of the 9 ordered states we find is determined by a ``projective symmetry'' analysis. All the phases exhibit translational and rotational symmetry breaking, with an enlarged unit cell containing 4 to 64 primitive cells of the underlying pyrochlore. The simplest of the 9 phases is the same ``R'' state found earlier in a theoretical study of the ordering on the magnetization plateau in the $S=3/2$ materials \cdaf and \hgaf. We suggest that the spin/dimer model proposed therein undergoes a direct transition from the spin liquid to the R state, and describe a field theory for the universal properties of this critical point, at zero and non-zero temperatures

Effective Hamiltonians for some highly frustrated magnets

In prior work, the authors developed a method of degenerate perturbation theory about the Ising limit to derive an effective Hamiltonian describing quantum fluctuations in a half-polarized magnetization plateau on the pyrochlore lattice. Here, we extend this formulation to an arbitrary lattice of corner sharing simplexes of $q$ sites, at a fraction $(q-2k)/q$ of the saturation magnetization, with $0<k<q$. We present explicit effective Hamiltonians for the examples of the checkerboard, kagome, and pyrochlore lattices. The consequent ground states in these cases for $k=1$ are also discussed.Comment: 10 pages, 2 figures,. Conference proceedings for Highly Frustrated Magnetism 200

Analogue of Hamilton-Jacobi theory for the time-evolution operator

In this paper we develop an analogue of Hamilton-Jacobi theory for the time-evolution operator of a quantum many-particle system. The theory offers a useful approach to develop approximations to the time-evolution operator, and also provides a unified framework and starting point for many well-known approximations to the time-evolution operator. In the important special case of periodically driven systems at stroboscopic times, we find relatively simple equations for the coupling constants of the Floquet Hamiltonian, where a straightforward truncation of the couplings leads to a powerful class of approximations. Using our theory, we construct a flow chart that illustrates the connection between various common approximations, which also highlights some missing connections and associated approximation schemes. These missing connections turn out to imply an analytically accessible approximation that is the "inverse" of a rotating frame approximation and thus has a range of validity complementary to it. We numerically test the various methods on the one-dimensional Ising model to confirm the ranges of validity that one would expect from the approximations used. The theory provides a map of the relations between the growing number of approximations for the time-evolution operator. We describe these relations in a table showing the limitations and advantages of many common approximations, as well as the new approximations introduced in this paper.Comment: 17 pages, 5 figures, 1 tabl

Reinforcement learning in populations of spiking neurons

Population coding is widely regarded as a key mechanism for achieving reliable behavioral responses in the face of neuronal variability. But in standard reinforcement learning a flip-side becomes apparent. Learning slows down with increasing population size since the global reinforcement becomes less and less related to the performance of any single neuron. We show that, in contrast, learning speeds up with increasing population size if feedback about the populationresponse modulates synaptic plasticity in addition to global reinforcement. The two feedback signals (reinforcement and population-response signal) can be encoded by ambient neurotransmitter concentrations which vary slowly, yielding a fully online plasticity rule where the learning of a stimulus is interleaved with the processing of the subsequent one. The assumption of a single additional feedback mechanism therefore reconciles biological plausibility with efficient learning

Many-body theory of the quantum mirage

In recent scanning tunneling microscopy experiments, confinement in an elliptical corral has been used to project the Kondo effect from one focus to the other one. I solve the Anderson model at arbitrary temperatures, for an impurity hybridized with eigenstates of an elliptical corral, each of which has a resonant level width delta. This width is crucial. If delta < 20 meV, the Kondo peak disappears, while if delta > 80 meV, the mirage disappears. For particular conditions, a stronger mirage with the impurity out of the foci is predicted.Comment: 5 pages, 5 figures. Some clarifications of the method added, and a reference included to show that the hybridization of the impurity with bulk states can be neglecte

Singular responses of spin-incoherent Luttinger liquids

When a local potential changes abruptly in time, an electron gas shifts to a new state which at long times is orthogonal to the one in the absence of the local potential. This is known as Anderson's orthogonality catastrophe and it is relevant for the so-called X-ray edge or Fermi edge singularity, and for tunneling into an interacting one dimensional system of fermions. It often happens that the finite frequency response of the photon absorption or the tunneling density of states exhibits a singular behavior as a function of frequency: $(\frac{\omega_{\rm th}}{\omega-\omega_{\rm th}})^\alpha\Theta(\omega-\omega_{\rm th})$ where $\omega_{\rm th}$ is a threshold frequency and $\alpha$ is an exponent characterizing the singular response. In this paper singular responses of spin-incoherent Luttinger liquids are reviewed. Such responses most often do not fall into the familiar form above, but instead typically exhibit logarithmic corrections and display a much higher universality in terms of the microscopic interactions in the theory. Specific predictions are made, the current experimental situation is summarized, and key outstanding theoretical issues related to spin-incoherent Luttinger liquids are highlighted.Comment: 21 pages, 3 figures. Invited Topical Review Articl

Floquet Hofstadter Butterfly on the Kagome and Triangular Lattices

In this work we use Floquet theory to theoretically study the influence of monochromatic circularly and linearly polarized light on the Hofstadter butterfly---induced by a uniform perpendicular magnetic field--for both the kagome and triangular lattices. In the absence of the laser light, the butterfly has fractal structure with inversion symmetry about magnetic flux $\phi=1/4$, and reflection symmetry about $\phi=1/2$. As the system is exposed to an external laser, we find circularly polarized light deforms the butterfly by breaking the mirror symmetry at flux $\phi=1/2$. By contrast, linearly polarized light deforms the original butterfly while preserving the mirror symmetry at flux $\phi=1/2$. We find the inversion symmetry is always preserved for both linear and circular polarized light. For linearly polarized light, the Hofstadter butterfly depends on the polarization direction. Further, we study the effect of the laser on the Chern number of lowest band in the off-resonance regime (laser frequency is larger than the bandwidth). For circularly polarized light, we find that low laser intensity will not change the Chern number, but beyond a critical intensity the Chern number will change. For linearly polarized light, the Chern number depends on the polarization direction. Our work highlights the generic features expected for the periodically driven Hofstadter problem on different lattices.Comment: 13 pages, 11 figure