Absence of Luttinger's Theorem due to Zeros in the Single-Particle Green Function

We show exactly with an SU(N) interacting model that even if the ambiguity associated with the placement of the chemical potential, $\mu$, for a T=0 gapped system is removed by using the unique value $\mu(T\rightarrow 0)$, Luttinger's sum rule is violated even if the ground-state degeneracy is lifted by an infinitesimal hopping. The failure stems from the non-existence of the Luttinger-Ward functional for a system in which the self-energy diverges. Since it is the existence of the Luttinger-Ward functional that is the basis for Luttinger's theorem which relates the charge density to sign changes of the single-particle Green function, no such theorem exists. Experimental data on the cuprates are presented which show a systematic deviation from the Luttinger count, implying a breakdown of the electron quasiparticle picture in strongly correlated electron matter.Comment: Published version with supplemental material rebutting the recent criticism that our theorem fails if the ground-state degeneracy is lifte

Universal features of Thermopower in High Tc systems and Quantum Criticality

In high Tc superconductors a wide ranging connection between the doping dependence of the transition temperature Tc and the room temperature thermopower Q has been observed. A "universal correlation" between these two quantities exists with the thermopower vanishing at optimum doping as noted by OCTHH (Obertelli, Cooper, Tallon, Honma and Hor). In this work we provide an interpretation of this OCTHH universality in terms of a possible underlying quantum critical point (QCP) at Tc. Central to our viewpoint is the recently noted Kelvin formula relating the thermopower to the density derivative of the entropy. Perspective on this formula is gained through a model calculation of the various Kubo formulas in an exactly solved 1-dimensional model with various limiting procedures of wave vector and frequency.Comment: 12 pages, 8 figure