Sum Rules and Ward Identities in the Kondo Lattice

We derive a generalized Luttinger-Ward expression for the Free energy of a many body system involving a constrained Hilbert space. In the large $N$ limit, we are able to explicity write the entropy as a functional of the Green's functions. Using this method we obtain a Luttinger sum rule for the Kondo lattice. One of the fascinating aspects of the sum rule, is that it contains two components, one describing the heavy electron Fermi surface, the other, a sea of oppositely charged, spinless fermions. In the heavy electron state, this sea of spinless fermions is completely filled and the electron Fermi surface expands by one electron per unit cell to compensate the positively charged background, forming a ``large'' Fermi surface. Arbitrarily weak magnetism causes the spinless Fermi sea to annihilate with part of the Fermi sea of the conduction electrons, leading to a small Fermi surface. Our results thus enable us to show that the Fermi surface volume contracts from a large, to a small volume at a quantum critical point. However, the sum rules also permit the possible formation of a new phase, sandwiched between the antiferromagnet and the heavy electron phase, where the charged spinless fermions develop a true Fermi surface.Comment: 24 pages, 4 figures. Version two contains a proof of the "Entropy formula" which connects the entropy directly to the Green's functions. Version three contains corrections to typos and a more extensive discussion of the physics at finite

Effect of spin orbit scattering on the magnetic and superconducting properties of nearly ferromagnetic metals: application to granular Pt

We calculate the effect of scattering on the static, exchange enhanced, spin susceptibility and show that in particular spin orbit scattering leads to a reduction of the giant moments and spin glass freezing temperature due to dilute magnetic impurities. The harmful spin fluctuation contribution to the intra-grain pairing interaction is strongly reduced opening the way for BCS superconductivity. We are thus able to explain the superconducting and magnetic properties recently observed in granular Pt as due to scattering effects in single small grains.Comment: 9 pages 3 figures, accepted for publication in Phys. Rev. Letter

Fermi liquid identities for the Infinite U Anderson Model

We show how the electron gas methods of Luttinger, Ward and Nozi\`eres can be applied to the infinite U Anderson impurity model within a Schwinger boson treatment. Working to all orders in a 1/N expansion, we show how the Friedel Langreth relationship, the Yamada-Yosida-Yoshimori and the Shiba-Korringa relations can be derived, under the assumption that the spinon and holon fields are gapped. One of the remarkable features of this treatment, is that the Landau amplitudes depend on the exchange of low energy virtual spinons and holons. We end the paper with a discussion on the extension of our approach to the lattice, where the spinon-holon is expected to close at a quantum critical point.Comment: 18 pages. Version 2 revised after referees comment

Localized versus itinerant magnetic moments in Na0.72CoO2

Based on experimental 59Co-NMR data in the temperature range between 0.1 and 300 K, we address the problem of the character of the Co 3d-electron based magnetism in Na0.7CoO2. Temperature dependent 59Co-NMR spectra reveal different Co environments below 300 K and their differentiation increases with decreasing temperature. We show that the 23Na- and 59Co-NMR data may consistently be interpreted by assuming that below room temperature the Co 3d-electrons are itinerant. Their magnetic interaction appears to favor an antiferromagnetic coupling, and we identify a substantial orbital contribution corb to the d-electron susceptibility. At low temperatures corb seems to acquire some temperature dependence, suggesting an increasing influence of spin-orbit coupling. The temperature dependence of the spin-lattice relaxation rate T1-1(T) confirms significant variations in the dynamics of this electronic subsystem between 200 and 300K, as previously suggested. Below 200 K, Na0.7CoO2 may be viewed as a weak antiferromagnet with TN below 1 K but this scenario still leaves a number of open questions.Comment: 8.7 pages, 6 Figures, submitted to Phys. Rev.

Nucleation of superconducting pairing states at mesoscopic scales at zero temperature

We find the spin polarized disordered Fermi liquids are unstable to the nucleation of superconducting pairing states at mesoscopic scales even when magnetic fields which polarize the spins are substantially higher than the critical one. We study the probability of finding superconducting pairing states at mesoscopic scales in this limit. We find that the distribution function depends only on the film conductance. The typical length scale at which pairing takes place is universal, and decreases when the magnetic field is increased. The number density of these states determines the strength of the random exchange interactions between mesoscopic pairing states.Comment: 11 pages, no figure

Large upper critical field in non-centrosymmetric superconductor Y2C3

We determine the upper critical field $\mu_0 H_{c2}(T_c)$ of non-centrosymmetric superconductor $Y_2 C_3$ using two distinct methods: the bulk magnetization M(T) and the tunnel-diode oscillator (TDO) based impedance measurements. It is found that the upper critical field reaches a value of 30T at zero temperature which is above the weak-coupling Pauli paramagnetic limit. We argue that the observation of such a large $\mu_0 H_{c2}(0)$ in $Y_2 C_3$ could be attributed to the admixture of spin-singlet and spin-triplet pairing states as a result of broken inversion symmetry.Comment: 4 pages, 3 figures, accepted by J. Phys. Chem. Solid

Gapless Color Superconductivity

We present the dispersion relations for quasiparticle excitations about the color-flavor locked ground state of QCD at high baryon density. In the presence of condensates which pair light and strange quarks there need not be an energy gap in the quasiparticle spectrum. This raises the possibility of gapless color superconductivity, with a Meissner effect but no minimum excitation energy. Analysis within a toy model suggests that gapless color superconductivity may occur only as a metastable phase.Comment: 4 pages, Revtex, eps figures include

Universal Spin-Flip Transition in Itinerant Antiferromagnets

We report a universal spin flip (SF) transition as a function of temperature in spin-density-wave (SDW) systems. At low temperatures the antiferromagnetic (AFM) polarization is parallel to the applied field and above a critical temperature the AFM polarization {\it flips} perpendicular to the field. This transition occurs in {\it any} SDW system and may be considered as a qualitative probe of the itinerant character of AFM in a given material. Our SF transition resolves the longstanding puzzle of the SF transition observed in cromium and may be at the origin of the equally puzzling SDW-I to SDW-II transition in Bechgaard salts for which we make experimental predictions

Nonperturbative Scaling Theory of Free Magnetic Moment Phases in Disordered Metals

The crossover between a free magnetic moment phase and a Kondo phase in low dimensional disordered metals with dilute magnetic impurities is studied. We perform a finite size scaling analysis of the distribution of the Kondo temperature as obtained from a numerical renormalization group calculation of the local magnetic susceptibility and from the solution of the self-consistent Nagaoka-Suhl equation. We find a sizable fraction of free (unscreened) magnetic moments when the exchange coupling falls below a disorder-dependent critical value $J_{\rm c}$. Our numerical results show that between the free moment phase due to Anderson localization and the Kondo screened phase there is a phase where free moments occur due to the appearance of random local pseudogaps at the Fermi energy whose width and power scale with the elastic scattering rate $1/\tau$.Comment: 4 pages, 6 figure

Non-equilibrium Differential Conductance through a Quantum Dot in a Magnetic Field

We derive an exact expression for the differential conductance for a quantum dot in an arbitrary magnetic field for small bias voltage. The derivation is based on the symmetric Anderson model using renormalized perturbation theory and is valid for all values of the on-site interaction $U$ including the Kondo regime. We calculate the critical magnetic field for the splitting of the Kondo resonance to be seen in the differential conductivity as function of bias voltage. Our calculations for small field show that the peak position of the component resonances in the differential conductance are reduced substantially from estimates using the equilibrium Green's function. We conclude that it is important to take the voltage dependence of the local retarded Green's function into account in interpreting experimental resultsComment: 8 pages, 4 figures; Replaced by a fully revised version with minor corrections in the tex