A planar diagram approach to the correlation problem

We transpose an idea of 't Hooft from its context of Yang and Mills' theory of strongly interacting quarks to that of strongly correlated electrons in transition metal oxides and show that a Hubbard model of N interacting electron species reduces, to leading orders in N, to a sum of almost planar diagrams. The resulting generating functional and integral equations are very similar to those of the FLEX approximation of Bickers and Scalapino. This adds the Hubbard model at large N to the list of solvable models of strongly correlated electrons. PACS Numbers: 71.27.+a 71.10.-w 71.10.FdComment: revtex, 5 pages, with 3 eps figure

Method for Measuring the Momentum-Dependent Relative Phase of the Superconducting Gap of High-Temperature Superconductors

The phase variation of the superconducting gap over the (normal) Fermi surface of the high-temperature superconductors remains a significant unresolved question. Is the phase of the gap constant, does it change sign, or is it perhaps complex? A detailed answer to this question would provide important constraints on various pairing mechanisms. Here we propose a new method for measuring the relative gap PHASE on the Fermi surface which is direct, is angle-resolved, and probes the bulk. The required experiments involve measuring phonon linewidths in the normal and superconducting state, with resolution available in current facilities. We primarily address the La_1.85Sr_.15CuO_4 material, but also propose a more detailed study of a specific phonon in Bi_2Sr_2CaCu_2O_8.Comment: 13 pages (revtex) + 5 figures (postscript-included), NSF-ITP-93-2

Smearing of charge fluctuations in a grain by spin-flip assisted tunneling

We investigate the charge fluctuations of a grain (large dot) coupled to a lead via a small quantum dot in the Kondo regime. We show that the strong entanglement of charge and spin flips in this setup can result in a stable SU(4) Kondo fixed point, which considerably smears out the Coulomb staircase behavior already in the weak tunneling limit. This behavior is robust enough to be experimentally observable.Comment: 4 pages, 1 figure, final version for PRB Rapid Com

The Isotope Effect in d-Wave Superconductors

Based on recently proposed anti-ferromagnetic spin fluctuation exchange models for $d_{x^2-y^2}$-superconductors, we show that coupling to harmonic phonons {\it{cannot}} account for the observed isotope effect in the cuprate high-$T_c$ materials, whereas coupling to strongly anharmonic multiple-well lattice tunneling modes {\it{can}}. Our results thus point towards a strongly enhanced {\it{effective}} electron-phonon coupling and a possible break-down of Migdal-Eliashberg theory in the cuprates.Comment: 12 pages + 2 figures, Postscript files, all uuencoded Phys. Rev. Lett. (1995, to be published

Magnetic Properties of YBa_2Cu_3O_{7-\delta} in a self-consistent approach: Comparison with Quantum-Monte-Carlo Simulations and Experiments

We analyze single-particle electronic and two-particle magnetic properties of the Hubbard model in the underdoped and optimally-doped regime of \YBCO by means of a modified version of the fluctuation-exchange approximation, which only includes particle-hole fluctuations. Comparison of our results with Quantum-Monte Carlo (QMC) calculations at relatively high temperatures ($T\sim 1000 K$) suggests to introduce a temperature renormalization in order to improve the agreement between the two methods at intermediate and large values of the interaction $U$. We evaluate the temperature dependence of the spin-lattice relaxation time $T_1$ and of the spin-echo decay time $T_{2G}$ and compare it with the results of NMR measurements on an underdoped and an optimally doped \YBCO sample. For $U/t=4.5$ it is possible to consistently adjust the parameters of the Hubbard model in order to have a good {\it semi-quantitative} description of this temperature dependence for temperatures larger than the spin gap as obtained from NMR measurements. We also discuss the case $U/t\sim 8$, which is more appropriate to describe magnetic and single-particle properties close to half-filling. However, for this larger value of $U/t$ the agreement with QMC as well as with experiments at finite doping is less satisfactory.Comment: Final version, to appear in Phys. Rev. B (sched. Feb. 99

Antiferromagnetic and van Hove Scenarios for the Cuprates: Taking the Best of Both Worlds

A theory for the high temperature superconductors is proposed. Holes are spin-1/2, charge e, quasiparticles strongly dressed by spin fluctuations. Based on their dispersion, it is claimed that the experimentally observed van Hove singularities of the cuprates are likely originated by antiferromagnetic (AF) correlations. From the two carriers problem in the 2D t-J model, an effective Hamiltonian for holes is defined with %no free parameters. This effective model has superconductivity in the ${\rm d_{x^2-y^2}}$ channel, a critical temperature ${\rm T_c \sim 100K}$ at the optimal hole density, ${\rm x=0.15}$, and a quasiparticle lifetime linearly dependent with energy. Other experimental results are also $quantitatively$ reproduced by the theory.Comment: 12 pages, 4 figures (on request), RevTeX (version 3.0), preprint NHMF

Spectral functions, Fermi surface and pseudogap in the t-J model

Spectral functions within the generalized t-J model as relevant to cuprates are analyzed using the method of equations of motion for projected fermion operators. In the evaluation of the self energy the decoupling of spin and single-particle fluctuations is performed. It is shown that in an undoped antiferromagnet (AFM) the method reproduces the selfconsistent Born approximation. For finite doping with short range AFM order the approximation evolves into a paramagnon contribution which retains large incoherent contribution in the hole part of the spectral function as well as the hole-pocket-like Fermi surface at low doping. On the other hand, the contribution of (longitudinal) spin fluctuations, with the coupling mostly determined predominantly by J and next-neighbor hopping t', is essential for the emergence of the pseudogap. The latter shows at low doping in the effective truncation of the large Fermi surface, reduced electron density of states and at the same time quasiparticle density of states at the Fermi level.Comment: RevTex, 13 pages, 11 figures (5 color

Superconductivity in the two dimensional Hubbard Model.

Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (pi,0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. Singlet d_{x^2-y^2}-wave pairing is strongly favoured and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest neighbour antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favouring superconductivity. However the mechanism for superconductivity is a local one, in contrast to spin fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature T_c is in the range 10-100K. The optimum doping delta_c lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and (2*Delta_{max})/(kT_c) ~ 4.Comment: REVTeX, 35 pages, including 19 PostScript figures numbered 1a to 11. Uses epsf.sty (included). Everything in uuencoded gz-compressed .tar file, (self-unpacking, see header). Submitted to Phys. Rev. B (24-2-95

Hall Effect and Resistivity in High-Tc Superconductors: The Conserving Approximation

The Hall coefficient (R_H) of high-Tc cuprates in the normal state shows the striking non-Fermi liquid behavior: R_H follows a Curie-Weiss type temperature dependence, and |R_H|>>1/|ne| at low temperatures in the under-doped compounds. Moreover, R_H is positive for hole-doped compounds and is negative for electron-doped ones, although each of them has a similar hole-like Fermi surface. In this paper, we give the explanation of this long-standing problem from the standpoint of the nearly antiferromagnetic (AF) Fermi liquid. We consider seriously the vertex corrections for the current which are indispensable to satisfy the conservation laws, which are violated within the conventional Boltzmann transport approximation. The obtained total current J_k takes an enhanced value and is no more perpendicular to the Fermi surface due to the strong AF fluctuations. By virtue of this mechanism, the anomalous behavior of R_H in high-Tc cuprates is neutrally explained. We find that both the temperature and the (electron, or hole) doping dependences of R_H in high-T_c cuprates are reproduced well by numerical calculations based on the fluctuation-exchange (FLEX) approximation, applied to the single-band Hubbard model. We also discuss the temperature dependence of R_H in other nearly AF metals, e.g., V_2O_3, kappa-BEDT-TTF organic superconductors, and heavy fermion systems close to the AF phase boundary.Comment: 19 pages, to appear in Phys. Rev. B, No.59, Vol.22, 199

Spectral and transport properties of doped Mott-Hubbard systems with incommensurate magnetic order

We present spectral and optical properties of the Hubbard model on a two-dimensional square lattice using a generalization of dynamical mean-field theory to magnetic states in finite dimension. The self-energy includes the effect of spin fluctuations and screening of the Coulomb interaction due to particle-particle scattering. At half-filling the quasiparticles reduce the width of the Mott-Hubbard `gap' and have dispersions and spectral weights that agree remarkably well with quantum Monte Carlo and exact diagonalization calculations. Away from half-filling we consider incommensurate magnetic order with a varying local spin direction, and derive the photoemission and optical spectra. The incommensurate magnetic order leads to a pseudogap which opens at the Fermi energy and coexists with a large Mott-Hubbard gap. The quasiparticle states survive in the doped systems, but their dispersion is modified with the doping and a rigid band picture does not apply. Spectral weight in the optical conductivity is transferred to lower energies and the Drude weight increases linearly with increasing doping. We show that incommensurate magnetic order leads also to mid-gap states in the optical spectra and to decreased scattering rates in the transport processes, in qualitative agreement with the experimental observations in doped systems. The gradual disappearence of the spiral magnetic order and the vanishing pseudogap with increasing temperature is found to be responsible for the linear resistivity. We discuss the possible reasons why these results may only partially explain the features observed in the optical spectra of high temperature superconductors.Comment: 22 pages, 18 figure