Preventing Object-centric Discovery of Unsound Process Models for Object Interactions with Loops in Collaborative Systems: Extended Version

Object-centric process discovery (OCPD) constitutes a paradigm shift in process mining. Instead of assuming a single case notion present in the event log, OCPD can handle events without a single case notion, but that are instead related to a collection of objects each having a certain type. The object types constitute multiple, interacting case notions. The output of OCPD is an object-centric Petri net, i.e. a Petri net with object-typed places, that represents the parallel execution of multiple execution flows corresponding to object types. Similar to classical process discovery, where we aim for behaviorally sound process models as a result, in OCPD, we aim for soundness of the resulting object-centric Petri nets. However, the existing OCPD approach can result in violations of soundness. As we will show, one violation arises for multiple interacting object types with loops that arise in collaborative systems. This paper proposes an extended OCPD approach and proves that it does not suffer from this violation of soundness of the resulting object-centric Petri nets. We also show how we prevent the OCPD approach from introducing spurious interactions in the discovered object-centric Petri net. The proposed framework is prototypically implemented

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

Business process compliance is a key area of business process management and aims at ensuring that processes obey to compliance constraints such as regulatory constraints or business rules imposed on them. Process compliance can be checked during process design time based on verification of process models and at runtime based on monitoring the compliance states of running process instances. For existing compliance monitoring approaches it remains unclear whether and how compliance violations can be predicted, although predictions are crucial in order to prepare and take countermeasures in time. This work, hence, analyzes existing literature from compliance and SLA monitoring as well as predictive process monitoring and provides an updated framework of compliance monitoring functionalities. For each compliance monitoring functionality we elicit prediction requirements and analyze their coverage by existing approaches. Based on this analysis, open challenges and research directions for predictive compliance and process monitoring are elaborated