Upper Bounds on the Capacities of Noncontrollable Finite-State Channels with/without Feedback

Noncontrollable finite-state channels (FSCs) are FSCs in which the channel inputs have no influence on the channel states, i.e., the channel states evolve freely. Since single-letter formulae for the channel capacities are rarely available for general noncontrollable FSCs, computable bounds are usually utilized to numerically bound the capacities. In this paper, we take the delayed channel state as part of the channel input and then define the {\em directed information rate} from the new channel input (including the source and the delayed channel state) sequence to the channel output sequence. With this technique, we derive a series of upper bounds on the capacities of noncontrollable FSCs with/without feedback. These upper bounds can be achieved by conditional Markov sources and computed by solving an average reward per stage stochastic control problem (ARSCP) with a compact state space and a compact action space. By showing that the ARSCP has a uniformly continuous reward function, we transform the original ARSCP into a finite-state and finite-action ARSCP that can be solved by a value iteration method. Under a mild assumption, the value iteration algorithm is convergent and delivers a near-optimal stationary policy and a numerical upper bound.Comment: 15 pages, Two columns, 6 figures; appears in IEEE Transaction on Information Theor

Identification via Quantum Channels in the Presence of Prior Correlation and Feedback

Continuing our earlier work (quant-ph/0401060), we give two alternative proofs of the result that a noiseless qubit channel has identification capacity 2: the first is direct by a "maximal code with random extension" argument, the second is by showing that 1 bit of entanglement (which can be generated by transmitting 1 qubit) and negligible (quantum) communication has identification capacity 2. This generalises a random hashing construction of Ahlswede and Dueck: that 1 shared random bit together with negligible communication has identification capacity 1. We then apply these results to prove capacity formulas for various quantum feedback channels: passive classical feedback for quantum-classical channels, a feedback model for classical-quantum channels, and "coherent feedback" for general channels.Comment: 19 pages. Requires Rinton-P9x6.cls. v2 has some minor errors/typoes corrected and the claims of remark 22 toned down (proofs are not so easy after all). v3 has references to simultaneous ID coding removed: there were necessary changes in quant-ph/0401060. v4 (final form) has minor correction

The Capacity of Channels with Feedback

We introduce a general framework for treating channels with memory and feedback. First, we generalize Massey's concept of directed information and use it to characterize the feedback capacity of general channels. Second, we present coding results for Markov channels. This requires determining appropriate sufficient statistics at the encoder and decoder. Third, a dynamic programming framework for computing the capacity of Markov channels is presented. Fourth, it is shown that the average cost optimality equation (ACOE) can be viewed as an implicit single-letter characterization of the capacity. Fifth, scenarios with simple sufficient statistics are described