Low-resolution ADC receiver design, MIMO interference cancellation prototyping, and PHY secrecy analysis.

This dissertation studies three independent research topics in the general field of wireless communications. The first topic focuses on new receiver design with low-resolution analog-to-digital converters (ADC). In future massive multiple-input-multiple-output (MIMO) systems, multiple high-speed high-resolution ADCs will become a bottleneck for practical applications because of the hardware complexity and power consumption. One solution to this problem is to adopt low-cost low-precision ADCs instead. In Chapter II, MU-MIMO-OFDM systems only equipped with low-precision ADCs are considered. A new turbo receiver structure is proposed to improve the overall system performance. Meanwhile, ultra-low-cost communication devices can enable massive deployment of disposable wireless relays. In Chapter III, the feasibility of using a one-bit relay cluster to help a power-constrained transmitter for distant communication is investigated. Nonlinear estimators are applied to enable effective decoding. The second topic focuses prototyping and verification of a LTE and WiFi co-existence system, where the operation of LTE in unlicensed spectrum (LTE-U) is discussed. LTE-U extends the benefits of LTE and LTE Advanced to unlicensed spectrum, enabling mobile operators to offload data traffic onto unlicensed frequencies more efficiently and effectively. With LTE-U, operators can offer consumers a more robust and seamless mobile broadband experience with better coverage and higher download speeds. As the coexistence leads to considerable performance instability of both LTE and WiFi transmissions, the LTE and WiFi receivers with MIMO interference canceller are designed and prototyped to support the coexistence in Chapter IV. The third topic focuses on theoretical analysis of physical-layer secrecy with finite blocklength. Unlike upper layer security approaches, the physical-layer communication security can guarantee information-theoretic secrecy. Current studies on the physical-layer secrecy are all based on infinite blocklength. Nevertheless, these asymptotic studies are unrealistic and the finite blocklength effect is crucial for practical secrecy communication. In Chapter V, a practical analysis of secure lattice codes is provided

Effects of Correlation of Channel Gains on the Secrecy Capacity in the Gaussian Wiretap Channel

Secrecy capacity is one of the most important characteristic of a wireless communication channel. Therefore, the study of this characteristic wherein the system has correlated channel gains and study them for different line-of-sight (LOS) propagation scenarios is of ultimate importance. The primary objective of this thesis from the mathematical side is to determine the secrecy capacity (SC) for correlated channel gains for the main and eavesdropper channels in a Gaussian Wiretap channel as a function from main parameters (μ, Σ, ρ). f(h1, h2) is the joint distribution of the two channel gains at channel use (h1, h2), fi(hi) is the main distribution of the channel gain hi. The results are based on assumption of the Gaussian distribution of channel gains (gM, gE). The main task of estimating the secrecy capacity is reduced to the problem of solving linear partial differential equations (PDE). Different aspects of the analysis of secrecy capacity considered in this research are the Estimation of SC mathematically and numerically for correlated SISO systems and a mathematical example for MIMO systems with PDE. The variations in Secrecy Capacity are studied for Rayleigh (NLOS) distribution and Rician (LOS) distribution. Suitable scenarios are identified in which secure communication is possible with correlation of channel gains. Also, the new algorithm using PDE has a higher speed and than analog algorithms constructed on the classical statistical Monte Carlo methods. Taking into account the normality of the distribution of system parameters, namely the channel gain (gM, gE), the algorithm is constructed for systems of partial differential equations which satisfies the secrecy criterion. Advisor: H. Andrew Harm

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios

Cross Layer Coding Schemes for Broadcasting and Relaying

This dissertation is divided into two main topics. In the first topic, we study the joint source-channel coding problem of transmitting an analog source over a Gaussian channel in two cases - (i) the presence of interference known only to the transmitter and (ii) in the presence of side information about the source known only to the receiver. We introduce hybrid digital analog forms of the Costa and Wyner-Ziv coding schemes. We present random coding based schemes in contrast to lattice based schemes proposed by Kochman and Zamir. We also discuss superimposed digital and analog schemes for the above problems which show that there are infinitely many schemes for achieving the optimal distortion for these problems. This provides an extension of the schemes proposed by Bross and others to the interference/source side information case. The result of this study shows that the proposed hybrid digital analog schemes are more robust to a mismatch in channel signal-to-noise ratio (SNR), than pure separate source coding followed by channel coding solutions. We then discuss applications of the hybrid digital analog schemes for transmitting under a channel SNR mismatch and for broadcasting a Gaussian source with bandwidth compression. We also study applications of joint source-channel coding schemes for a cognitive setup and also for the setup of transmitting an analog Gaussian source over a Gaussian channel, in the presence of an eavesdropper. In the next topic, we consider joint physical layer coding and network coding solutions for bi-directional relaying. We consider a communication system where two transmitters wish to exchange information through a central relay. The transmitter and relay nodes exchange data over synchronized, average power constrained additive white Gaussian noise channels. We propose structured coding schemes using lattices for this problem. We study two decoding approaches, namely lattice decoding and minimum angle decoding. Both the decoding schemes can be shown to achieve the upper bound at high SNRs. The proposed scheme can be thought of as a joint physical layer, network layer code which outperforms other recently proposed analog network coding schemes. We also study extensions of the bi-directional relay for the case with asymmetric channel links and also for the multi-hop case. The result of this study shows that structured coding schemes using lattices perform close to the upper bound for the above communication system models

Receiver Design and Security for Low Power Wireless Communications Systems

This dissertation focuses on two important areas in wireless communications: receiver design and security. In the first part of this dissertation we consider low data rate receiver design for ultra-wideband (UWB), a wideband radio technology that promises to help solve the frequency allocation problem that often inhibits narrowband systems. Reference-based receivers are promising candidates in the UWB regime, because the conventional rake receiver designs suffers from complexity limitations and inaccuracies in channel estimation. Many reference-based systems have arisen as viable solutions for receivers. We unify these systems as well as other systems into the general framework for performance analysis to suggest the optimal system for varying constraints. We improve the performance of frequency-shifted reference (FSR-UWB) for an average power constraint by halving the frequency offset and employing a sample-and-hold approach across the frame period. Also, we introduce a novel peak mitigation technique; tone reservation, for the multi-differential (MD) version of FSR-UWB, to reduce the high peak-to-average power ratio observed as the data carriers increase. The next part of this dissertation is about wireless security which is ubiquitous in modern news. Cryptography is widely use for security but it assumes limited computational abilities of an eavesdropper, is based on the unproven hardness of the underlying primitives, and allows for the message to be recorded and decrypted later. In this dissertation we consider an information-theoretic security approach to guaranteeing everlasting secrecy. We contribute a new secrecy rate pair outage formulation, where an outage event is based on the instantaneous rates of the destination and the eavesdropper being below and above desired thresholds, respectively. In our new secrecy rate pair outage formulation, two new unaccounted outage events emerge: secrecy breach, where the eavesdropper is above the targeted threshold; unreliable, where the destination is unable to successfully decode the message. The former case must be carefully avoided, while for the latter case we can exploit automatic retransmissions (ARQ) while maintaining the eavesdropper intercept probability below the target threshold. We look at both ``simple\u27\u27 receivers and also complex receivers that use a buffer to store previous messages to maximally combine signal-to-noise ratio (SNR). Then we extend these results to the two-hop case where we maximize the end-to-end secure throughput by optimizing the intercept probability at each eavesdropper given a total end-to-end intercept constraint. Lastly, we consider the difficult case in information-theoretic security: the near eavesdropper case, where we contribute an optimal power allocation algorithm that leverages nearby chatter nodes to generate noise to reduce the probability of intercept by the eavesdropper while minimally impeding the source-to-destination communication. As shown in both one-hop and two-hop cases, allowing a slight outage at the destination for cases of when the eavesdropper is above a specific threshold greatly improves secrecy performance