The Degrees of Freedom of the MIMO Y-channel

The degrees of freedom (DoF) of the MIMO Y-channel, a multi-way communication network consisting of 3 users and a relay, are characterized for arbitrary number of antennas. The converse is provided by cut-set bounds and novel genie-aided bounds. The achievability is shown by a scheme that uses beamforming to establish network coding on-the-fly at the relay in the uplink, and zero-forcing pre-coding in the downlink. It is shown that the network has min{2M_2+2M_3,M_1+M_2+M_3,2N} DoF, where M_j and N represent the number of antennas at user j and the relay, respectively. Thus, in the extreme case where M_1+M_2+M_3 dominates the DoF expression and is smaller than N, the network has the same DoF as the MAC between the 3 users and the relay. In this case, a decode and forward strategy is optimal. In the other extreme where 2N dominates, the DoF of the network is twice that of the aforementioned MAC, and hence network coding is necessary. As a byproduct of this work, it is shown that channel output feedback from the relay to the users has no impact on the DoF of this channel.Comment: 5 pages, 4 figures, ISIT 201

A New DoF Upper Bound and Its Achievability for KK-User MIMO Y Channels

This work is to study the degrees of freedom (DoF) for the $K$-user MIMO Y channel. Previously, two transmission frameworks have been proposed for the DoF analysis when $N \geq 2M$, where $M$ and $N$ denote the number of antennas at each source node and the relay node respectively. The first method is named as signal group based alignment proposed by Hua et al. in [1]. The second is named as signal pattern approach introduced by Wang et al. in [2]. But both of them only studied certain antenna configurations. The maximum achievable DoF in the general case still remains unknown. In this work, we first derive a new upper bound of the DoF using the genie-aided approach. Then, we propose a more general transmission framework, generalized signal alignment (GSA), and show that the previous two methods are both special cases of GSA. With GSA, we prove that the new DoF upper bound is achievable when $\frac{N}{M} \in \left(0,2+\frac{4}{K(K-1)}\right] \cup \left[K-2, +\infty\right)$. The DoF analysis in this paper provides a major step forward towards the fundamental capacity limit of the $K$-user MIMO Y channel. It also offers a new approach of integrating interference alignment with physical layer network coding.Comment: 6 pages, 3 figures, submitted to IEEE ICC 2015. arXiv admin note: text overlap with arXiv:1405.071